SI
DFP

SII Investments’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

SII Investments’s Portfolio DFP Stock Details DFP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q4 		– Sell
-33,571
Closed -$886K – 441
2017
Q3 		$886K Buy
+33,571
New +$887K 0.05% 238

Other funds holding DFP

RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
LWS
Lucia Wealth Services San Diego, California $426M AUM 19.43% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
FFA
First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
ACP
Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return
MC
Mathes Company New York $274M AUM 33.72% 1-Year Est. Return

SII Investments's DFP Position: Q4 2017 in Review

SII Investments sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q4 2017, closing a stake of 33,571 shares — an estimated $886K sold.

SII Investments first reported a position in DFP in Q3 2017 and held it in 1 quarter. The position peaked at $886K in Q3 2017. 45 funds tracked by Wall St. Rank hold DFP as of Q4 2017.

  • SII Investments reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q4 2017 after selling out during the quarter.
  • SII Investments sold 33,571 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q4 2017, an estimated $886K.
  • SII Investments first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q3 2017 and held it in 1 quarter.
  • SII Investments's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $886K in Q3 2017.
  • 45 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q4 2017.

Based on SII Investments's 13F filing for Q4 2017, filed 9 Feb 2018.