Cobiz Wealth’s Flaherty & Crumrine Dynamic Preferred and Income Fund DFP Stock Holding History

Cobiz Wealth’s Portfolio DFP Stock Details DFP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-21,000	Closed	-$494K	–	136
2016 Q1	$494K	Hold	21,000	–	–	0.12%	101
2015 Q4	$481K	Hold	21,000	–	–	0.11%	105
2015 Q3	$470K	Hold	21,000	–	–	0.11%	101
2015 Q2	$469K	Buy	+21,000	New	+$486K	0.1%	100

Other funds holding DFP

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Mathes Company New York $274M AUM 33.72% 1-Year Est. Return

Cobiz Wealth's DFP Position: Q2 2016 in Review

Cobiz Wealth sold out of Flaherty & Crumrine Dynamic Preferred and Income Fund (DFP) in Q2 2016, closing a stake of 21,000 shares — an estimated $494K sold.

Cobiz Wealth first reported a position in DFP in Q2 2015 and held it in 4 quarters. The position peaked at $494K in Q1 2016. 37 funds tracked by Wall St. Rank hold DFP as of Q2 2016.

Cobiz Wealth reported no remaining Flaherty & Crumrine Dynamic Preferred and Income Fund position as of Q2 2016 after selling out during the quarter.
Cobiz Wealth sold 21,000 Flaherty & Crumrine Dynamic Preferred and Income Fund shares in Q2 2016, an estimated $494K.
Cobiz Wealth first reported a position in Flaherty & Crumrine Dynamic Preferred and Income Fund in Q2 2015 and held it in 4 quarters.
Cobiz Wealth's Flaherty & Crumrine Dynamic Preferred and Income Fund position peaked at $494K in Q1 2016.
37 funds tracked by Wall St. Rank held Flaherty & Crumrine Dynamic Preferred and Income Fund as of Q2 2016.

Based on Cobiz Wealth's 13F filing for Q2 2016, filed 1 Aug 2016.