We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.33B
AUM Growth
-$97.6M
Cap. Flow
-$81M
Cap. Flow %
-6.09%
Top 10 Hldgs %
22.26%
Holding
525
New
24
Increased
203
Reduced
214
Closed
59

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$3.95M
2
CINF icon
Cincinnati Financial
CINF
+$3.29M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.22M
4
KNSL icon
Kinsale Capital Group
KNSL
+$2.34M
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$2.15M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.4M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$7.09M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$5.29M
4
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$5.27M
5
CPRI icon
Capri Holdings
CPRI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Consumer Staples 5.12%
3 Healthcare 4.85%
4 Financials 4.3%
5 Consumer Discretionary 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPC icon
201
Marathon Petroleum
MPC
$83.7B
$1.31M 0.1%
9,394
-1,009
-10% -$154K
VMBS icon
202
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$1.3M 0.1%
28,614
+40
+0.1% +$1.84K
EFA icon
203
iShares MSCI EAFE ETF
EFA
$80.2B
$1.28M 0.1%
16,985
-1,570
-8% -$124K
USXF icon
204
iShares ESG Advanced MSCI USA ETF
USXF
$1.51B
$1.27M 0.1%
25,461
+3,199
+14% +$163K
AMJB icon
205
Alerian MLP Index ETNs due January 28 2044
AMJB
$851M
$1.26M 0.09%
42,787
-3,275
-7% -$96.3K
F icon
206
Ford
F
$55.7B
$1.26M 0.09%
126,789
-17,870
-12% -$191K
HYMB icon
207
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$1.22M 0.09%
47,520
+6,922
+17% +$180K
DSI icon
208
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
$1.18M 0.09%
10,747
-1,100
-9% -$123K
SHV icon
209
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$1.18M 0.09%
10,684
-425
-4% -$46.9K
MRK icon
210
Merck
MRK
$318B
$1.15M 0.09%
11,569
-1,306
-10% -$135K
UNH icon
211
UnitedHealth
UNH
$370B
$1.14M 0.09%
2,263
-180
-7% -$102K
BUFG icon
212
FT Vest Buffered Allocation Growth ETF
BUFG
$334M
$1.11M 0.08%
45,305
+8,450
+23% +$207K
IFRA icon
213
iShares US Infrastructure ETF
IFRA
$4.6B
$1.11M 0.08%
23,948
+496
+2% +$24K
GDX icon
214
VanEck Gold Miners ETF
GDX
$27.4B
$1.09M 0.08%
32,082
+707
+2% +$27.1K
AMGN icon
215
Amgen
AMGN
$222B
$1.08M 0.08%
4,154
+415
+11% +$123K
V icon
216
Visa
V
$677B
$1.07M 0.08%
3,395
-1,035
-23% -$311K
FXG icon
217
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$1.07M 0.08%
16,739
– –
CAT icon
218
Caterpillar
CAT
$387B
$1.07M 0.08%
2,952
-189
-6% -$73.3K
TCAF icon
219
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$8.3B
$1.04M 0.08%
31,327
+12,096
+63% +$408K
SPG icon
220
Simon Property Group
SPG
$72.3B
$1.04M 0.08%
6,033
+213
+4% +$37.4K
FXO icon
221
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$1.04M 0.08%
19,155
-6,481
-25% -$355K
XONE icon
222
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
XONE
$843M
$1.03M 0.08%
20,805
+1,930
+10% +$95.8K
MGEE icon
223
MGE Energy Inc
MGEE
$3.08B
$1.01M 0.08%
10,802
+49
+0.5% +$4.73K
VOOV icon
224
Vanguard S&P 500 Value ETF
VOOV
$6.74B
$1.01M 0.08%
5,478
+921
+20% +$177K
CRWD icon
225
CrowdStrike
CRWD
$218B
$1.01M 0.08%
11,800
-252
-2% -$20.9K
7 8
9
10 11

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, Regal Investment Advisors held 525 positions worth $1.33B, down 6.8% from $1.43B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors withdrew a net $81M in Q4 2024, closing 59 positions and reducing 214 holdings. Its most notable exit was Janus Henderson AAA CLO ETF, an estimated $5.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.8% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Regal Investment Advisors opened a new position in Micron Technology worth $3.27M.

  • Regal Investment Advisors's largest Q4 2024 buy was Micron Technology: 38,829 shares worth $3.27M.
  • Regal Investment Advisors added most to Cincinnati Financial in Q4 2024, an estimated $3.29M increase.
  • Regal Investment Advisors's biggest Q4 2024 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.4M.
  • Regal Investment Advisors fully exited Janus Henderson AAA CLO ETF in Q4 2024, selling an estimated $5.29M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2024.
  • Regal Investment Advisors opened 24 new positions and closed 59 in Q4 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.33B.

Based on Regal Investment Advisors's 13F filing for Q4 2024, filed 13 Feb 2025.