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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$362M
AUM Growth
+$9.27M
Cap. Flow
+$4.52M
Cap. Flow %
1.25%
Top 10 Hldgs %
18.74%
Holding
277
New
20
Increased
104
Reduced
113
Closed
33

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.63M
2
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$3.43M
3
GBX icon
The Greenbrier Companies
GBX
+$2.79M
4
INSY
Insys Therapeutics, Inc.
INSY
+$2.59M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.11M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.88M
2
VAR
Varian Medical Systems, Inc.
VAR
+$3.28M
3
DINO icon
HF Sinclair
DINO
+$2.7M
4
NFLX icon
Netflix
NFLX
+$1.36M
5
MBB icon
iShares MBS ETF
MBB
+$1.3M

Sector Composition

Rank Sector Weight
1 Healthcare 8.07%
2 Consumer Discretionary 7.94%
3 Financials 5.58%
4 Industrials 5.41%
5 Communication Services 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWX icon
201
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$688M
$301K 0.08%
7,566
+409
+6% +$17K
HBAN icon
202
Huntington Bancshares
HBAN
$35.1B
$298K 0.08%
22,522
+23
+0.1% +$268
FTCS icon
203
First Trust Capital Strength ETF
FTCS
$7.93B
$297K 0.08%
7,273
-470
-6% -$18.9K
DEM icon
204
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.96B
$291K 0.08%
7,797
-605
-7% -$22.6K
GOOG icon
205
Alphabet (Google) Class C
GOOG
$4.36T
$287K 0.08%
7,440
+1,800
+32% +$70.1K
MAIN icon
206
Main Street Capital
MAIN
$5.28B
$287K 0.08%
7,811
-1,525
-16% -$53.9K
CWB icon
207
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$282K 0.08%
6,176
+993
+19% +$45.3K
PM icon
208
Philip Morris
PM
$293B
$281K 0.08%
3,077
-210
-6% -$19.5K
FXO icon
209
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$279K 0.08%
10,305
-395
-4% -$10.1K
AMLP icon
210
Alerian MLP ETF
AMLP
$12.9B
$278K 0.08%
4,411
+728
+20% +$45K
NKE icon
211
Nike
NKE
$62.3B
$276K 0.08%
+5,437
New +$279K
DBEF icon
212
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.33B
$266K 0.07%
9,486
-426
-4% -$11.5K
VXUS icon
213
Vanguard Total International Stock ETF
VXUS
$158B
$266K 0.07%
5,792
+49
+0.9% +$2.25K
CSCO icon
214
Cisco
CSCO
$476B
$258K 0.07%
8,550
+347
+4% +$10.6K
HD icon
215
Home Depot
HD
$349B
$250K 0.07%
1,866
-870
-32% -$112K
BP icon
216
BP
BP
$109B
$249K 0.07%
7,779
-107
-1% -$3.22K
IWD icon
217
iShares Russell 1000 Value ETF
IWD
$83.2B
$248K 0.07%
2,214
-465
-17% -$50.3K
IWS icon
218
iShares Russell Mid-Cap Value ETF
IWS
$15.8B
$248K 0.07%
3,078
-1,696
-36% -$132K
SCHG icon
219
Schwab US Large-Cap Growth ETF
SCHG
$62.1B
$248K 0.07%
35,488
+104
+0.3% +$719
ABT icon
220
Abbott
ABT
$187B
$247K 0.07%
6,425
-644
-9% -$25.5K
SPHD icon
221
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$247K 0.07%
6,312
-219
-3% -$8.41K
IGLB icon
222
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.83B
$241K 0.07%
4,106
-216
-5% -$12.9K
IYJ icon
223
iShares US Industrials ETF
IYJ
$2.02B
$241K 0.07%
+4,002
New +$234K
KRE icon
224
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
$236K 0.07%
+4,249
New +$208K
QCOM icon
225
Qualcomm
QCOM
$168B
$233K 0.06%
3,574
-1,577
-31% -$106K
7 8
9
10 11

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Regal Investment Advisors held 277 positions worth $362M, up 2.6% from $352M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2016 filing shows 20 new, 104 increased, 113 reduced and 33 closed positions. Its largest new stake was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M. The largest sale was iShares MSCI USA Min Vol Factor ETF, an estimated $5.88M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.5% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Regal Investment Advisors's largest Q4 2016 buy was First Trust Large Cap Value AlphaDEX Fund: 76,553 shares worth $3.59M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2016, an estimated $7.63M increase.
  • Regal Investment Advisors's biggest Q4 2016 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $5.88M.
  • Regal Investment Advisors fully exited Varian Medical Systems, Inc. in Q4 2016, selling an estimated $3.28M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $362M portfolio in Q4 2016.
  • Regal Investment Advisors opened 20 new positions and closed 33 in Q4 2016.
  • Regal Investment Advisors's portfolio value rose 2.6% quarter-over-quarter to $362M.

Based on Regal Investment Advisors's 13F filing for Q4 2016, filed 6 Feb 2017.