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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.44%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$386M
AUM Growth
+$287K
Cap. Flow
-$7.89M
Cap. Flow %
-2.05%
Top 10 Hldgs %
19.16%
Holding
1,120
New
2
Increased
181
Reduced
71
Closed
849

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.37M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.78M
3
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$3.8M
4
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$3.27M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.82M

Top Sells

Rank Stock Value
1
MBB icon
iShares MBS ETF
MBB
+$4.97M
2
SYNT
Syntel Inc
SYNT
+$3.13M
3
PM icon
Philip Morris
PM
+$2.94M
4
PODD icon
Insulet
PODD
+$2.9M
5
BLK icon
Blackrock
BLK
+$2.84M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.01%
2 Healthcare 6.84%
3 Industrials 6.08%
4 Financials 4.81%
5 Consumer Staples 4.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GWW icon
201
W.W. Grainger
GWW
$60.9B
$302K 0.08%
1,492
– –
BOND icon
202
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$296K 0.08%
2,848
+2,329
+449% +$246K
SLYV icon
203
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
$296K 0.08%
6,378
+1,696
+36% +$84.2K
MRK icon
204
Merck
MRK
$315B
$293K 0.08%
5,833
+1,922
+49% +$96.9K
KMI icon
205
Kinder Morgan
KMI
$69.2B
$290K 0.08%
19,489
+1,378
+8% +$32.8K
DHR icon
206
Danaher
DHR
$142B
$289K 0.07%
4,644
+32
+0.7% +$2K
UDF
207
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$282K 0.07%
25,670
– –
DBEF icon
208
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$279K 0.07%
10,304
-520
-5% -$14.4K
MMP
209
DELISTED
Magellan Midstream Partners, L.P.
MMP
$277K 0.07%
4,085
+583
+17% +$37.8K
INTC icon
210
Intel
INTC
$504B
$274K 0.07%
7,982
+342
+4% +$11.6K
FDX icon
211
FedEx
FDX
$74.9B
$269K 0.07%
1,811
+12
+0.7% +$1.86K
IEFA icon
212
iShares Core MSCI EAFE ETF
IEFA
$196B
$269K 0.07%
4,951
+1,517
+44% +$84.2K
GSK icon
213
GSK
GSK
$105B
$265K 0.07%
5,263
+321
+6% +$16.4K
HP icon
214
Helmerich & Payne
HP
$3.7B
$262K 0.07%
4,896
-1,263
-21% -$69.9K
EWX icon
215
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$691M
$259K 0.07%
6,882
+2,953
+75% +$115K
DTE icon
216
DTE Energy
DTE
$29.3B
$258K 0.07%
3,786
+2
+0.1% +$138
EFAV icon
217
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$258K 0.07%
3,983
+2,908
+271% +$190K
XLE icon
218
State Street Energy Select Sector SPDR ETF
XLE
$37.9B
$258K 0.07%
8,556
+1,784
+26% +$58.7K
VXUS icon
219
Vanguard Total International Stock ETF
VXUS
$159B
$257K 0.07%
5,713
-54
-0.9% -$2.5K
UAA icon
220
Under Armour
UAA
$2.64B
$255K 0.07%
6,340
-1,910
-23% -$87.1K
NVS icon
221
Novartis
NVS
$296B
$254K 0.07%
3,296
+23
+0.7% +$1.83K
VTR icon
222
Ventas
VTR
$47.8B
$253K 0.07%
4,486
+97
+2% +$5.28K
DEM icon
223
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.97B
$251K 0.07%
7,935
-1,035
-12% -$35.5K
XLB icon
224
State Street Materials Select Sector SPDR ETF
XLB
$8.64B
$251K 0.07%
11,576
-25,246
-69% -$560K
RPG icon
225
Invesco S&P 500 Pure Growth ETF
RPG
$2.08B
$244K 0.06%
15,165
+2,185
+17% +$35.7K
7 8
9
10 11

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PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Regal Investment Advisors held 1,120 positions worth $386M, up 0.07% from $385M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors's Q4 2015 filing shows 2 new, 181 increased, 71 reduced and 849 closed positions. Its largest new stake was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M. The largest sale was iShares MBS ETF, an estimated $4.97M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Industrials.

  • Regal Investment Advisors's largest Q4 2015 buy was Surgical Care Affiliates, Inc.: 109,327 shares worth $4.35M.
  • Regal Investment Advisors added most to iShares 1-3 Year Treasury Bond ETF in Q4 2015, an estimated $5.37M increase.
  • Regal Investment Advisors's biggest Q4 2015 reduction was iShares MBS ETF, cutting an estimated $4.97M.
  • Regal Investment Advisors fully exited Syntel Inc in Q4 2015, selling an estimated $3.13M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $386M portfolio in Q4 2015.
  • Regal Investment Advisors opened 2 new positions and closed 849 in Q4 2015.
  • Regal Investment Advisors's portfolio value rose 0.07% quarter-over-quarter to $386M.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.