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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3.54%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$281M
AUM Growth
+$44.5M
Cap. Flow
+$34.4M
Cap. Flow %
12.25%
Top 10 Hldgs %
18.03%
Holding
994
New
85
Increased
274
Reduced
215
Closed
66

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.84M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$4.56M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.19M
4
TIP icon
iShares TIPS Bond ETF
TIP
+$2.61M
5
DKS icon
Dick's Sporting Goods
DKS
+$2.6M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$2.73M
2
AAP icon
Advance Auto Parts
AAP
+$2.3M
3
NEU icon
NewMarket
NEU
+$2.3M
4
ARLP icon
Alliance Resource Partners
ARLP
+$2.15M
5
LUV icon
Southwest Airlines
LUV
+$2.13M

Sector Composition

Rank Sector Weight
1 Financials 7.07%
2 Energy 6.65%
3 Consumer Staples 6.23%
4 Healthcare 5.97%
5 Consumer Discretionary 5.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYE icon
201
iShares US Energy ETF
IYE
$1.72B
$213K 0.08%
3,758
+327
+10% +$17.6K
CTAS icon
202
Cintas
CTAS
$80.5B
$210K 0.07%
13,200
– –
TTE icon
203
TotalEnergies
TTE
$191B
$209K 0.07%
1,837,079,730
– –
WFC icon
204
Wells Fargo
WFC
$270B
$207K 0.07%
3,935
+37
+0.9% +$1.86K
EWP icon
205
iShares MSCI Spain ETF
EWP
$2.15B
$195K 0.07%
4,557
+3,668
+413% +$155K
IJS icon
206
iShares S&P Small-Cap 600 Value ETF
IJS
$8.39B
$193K 0.07%
3,340
+2
+0.1% +$112
IWP icon
207
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$191K 0.07%
4,272
+164
+4% +$7.05K
EPP icon
208
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
$190K 0.07%
3,865
+3,665
+1,833% +$182K
SPLV icon
209
Invesco S&P 500 Low Volatility ETF
SPLV
$7.23B
$189K 0.07%
+5,305
New +$184K
VUG icon
210
Vanguard Morningstar Growth ETF
VUG
$232B
$180K 0.06%
10,908
+6
+0.1% +$95
VXF icon
211
Vanguard Extended Market ETF
VXF
$31.6B
$179K 0.06%
2,040
-598
-23% -$50.3K
NEM icon
212
Newmont
NEM
$109B
$178K 0.06%
7,016
+1,205
+21% +$29K
DDD icon
213
3D Systems Corp
DDD
$578M
$177K 0.06%
2,960
– –
DTE icon
214
DTE Energy
DTE
$29.2B
$171K 0.06%
2,585
+1,274
+97% +$82.7K
SLXP
215
DELISTED
SALIX PHARMACEUTICALS LTD DEL
SLXP
$169K 0.06%
1,374
-16,737
-92% -$1.85M
IYR icon
216
iShares US Real Estate ETF
IYR
$4.65B
$168K 0.06%
2,343
+971
+71% +$68.4K
DIS icon
217
Walt Disney
DIS
$175B
$166K 0.06%
1,934
+397
+26% +$32.4K
EXC icon
218
Exelon
EXC
$47B
$165K 0.06%
6,330
+666
+12% +$17K
MUB icon
219
iShares National Muni Bond ETF
MUB
$45.4B
$165K 0.06%
1,522
– –
HSBC.PRA
220
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$165K 0.06%
6,500
-400
-6% -$10.1K
IJK icon
221
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.1B
$164K 0.06%
4,184
– –
FITB
222
Fifth Third Bancorp
FITB
$52.9B
$163K 0.06%
7,615
-536
-7% -$11.3K
SPTM icon
223
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$14.1B
$163K 0.06%
+6,600
New +$157K
EMB icon
224
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$162K 0.06%
1,407
– –
BWX icon
225
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$161K 0.06%
5,304
-226
-4% -$6.77K
7 8
9
10 11

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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Regal Investment Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Regal Investment Advisors held 994 positions worth $281M, up 19% from $236M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors deployed $34.4M of net new capital in Q2 2014, opening 85 new positions and adding to 274 existing holdings. Its largest new stake was Dick's Sporting Goods: 53,308 shares worth $2.48M.

By sector, the portfolio is most concentrated in Financials at 7.1% of assets, up from 5.1% a quarter earlier, followed by Energy and Consumer Staples.

On the sell side, the largest reduction was Apple, an estimated $2.73M trimmed.

  • Regal Investment Advisors's largest Q2 2014 buy was Dick's Sporting Goods: 53,308 shares worth $2.48M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q2 2014, an estimated $7.84M increase.
  • Regal Investment Advisors's biggest Q2 2014 reduction was Apple, cutting an estimated $2.73M.
  • Regal Investment Advisors fully exited Interparfums in Q2 2014, selling an estimated $2.02M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $281M portfolio in Q2 2014.
  • Regal Investment Advisors opened 85 new positions and closed 66 in Q2 2014.
  • Regal Investment Advisors's portfolio value rose 19% quarter-over-quarter to $281M.

Based on Regal Investment Advisors's 13F filing for Q2 2014, filed 4 Aug 2014.