Regal Investment Advisors’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Regal Investment Advisors’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-6,100	Closed	-$153K	–	1029
2014 Q3	$153K	Sell	6,100 -400	-6%	-$10.1K	0.05%	251
2014 Q2	$165K	Sell	6,500 -400	-6%	-$10.1K	0.06%	220
2014 Q1	$176K	Hold	6,900	–	–	0.07%	196
2013 Q4	$170K	Hold	6,900	–	–	0.1%	162
2013 Q3	$170K	Buy	6,900 +400	+6%	+$9.88K	0.1%	177
2013 Q2	$162K	Buy	+6,500	New	+$165K	0.09%	176

Other funds holding HSBC.PRA

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

Conning Inc Hartford, Connecticut $3.01B AUM 16.23% 1-Year Est. Return

PineBridge Investments New York $11.9B AUM 23.42% 1-Year Est. Return

HSBC Holdings London, United Kingdom $192B AUM 27.2% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Regal Investment Advisors's HSBC.PRA Position: Q4 2014 in Review

Regal Investment Advisors sold out of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) in Q4 2014, closing a stake of 6,100 shares — an estimated $153K sold.

Regal Investment Advisors first reported a position in HSBC.PRA in Q2 2013 and held it in 6 quarters. The position peaked at $176K in Q1 2014. 97 funds tracked by Wall St. Rank hold HSBC.PRA as of Q4 2014.

Regal Investment Advisors reported no remaining HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position as of Q4 2014 after selling out during the quarter.
Regal Investment Advisors sold 6,100 HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) shares in Q4 2014, an estimated $153K.
Regal Investment Advisors first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q2 2013 and held it in 6 quarters.
Regal Investment Advisors's HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position peaked at $176K in Q1 2014.
97 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q4 2014.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.