Regal Investment Advisors’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2014
Q4
Sell
-6,100
Closed -$153K 1029
2014
Q3
$153K Sell
6,100
-400
-6% -$10K 0.05% 251
2014
Q2
$165K Sell
6,500
-400
-6% -$10.2K 0.06% 220
2014
Q1
$176K Hold
6,900
0.07% 196
2013
Q4
$170K Hold
6,900
0.1% 162
2013
Q3
$170K Buy
6,900
+400
+6% +$9.86K 0.1% 177
2013
Q2
$162K Buy
+6,500
New +$162K 0.09% 176