Conning Inc’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Conning Inc’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-200,000	Closed	-$5.13M	–	600
2016 Q3	$5.13M	Hold	200,000	–	–	0.2%	91
2016 Q2	$5.19M	Sell	200,000 -47,600	-19%	-$1.22M	0.21%	87
2016 Q1	$6.34M	Hold	247,600	–	–	0.27%	77
2015 Q4	$6.33M	Hold	247,600	–	–	0.27%	77
2015 Q3	$6.26M	Hold	247,600	–	–	0.28%	76
2015 Q2	$6.25M	Hold	247,600	–	–	0.26%	80
2015 Q1	$6.35M	Buy	247,600 +47,600	+24%	+$1.23M	0.27%	71
2014 Q4	$5.14M	Hold	200,000	–	–	0.25%	78
2014 Q3	$5.03M	Hold	200,000	–	–	0.26%	75
2014 Q2	$5.07M	Hold	200,000	–	–	0.27%	78
2014 Q1	$5.09M	Hold	200,000	–	–	0.3%	73
2013 Q4	$4.94M	Hold	200,000	–	–	0.31%	71
2013 Q3	$4.93M	Hold	200,000	–	–	0.38%	69
2013 Q2	$4.98M	Buy	+200,000	New	+$5.06M	0.41%	67

Other funds holding HSBC.PRA

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

PineBridge Investments New York $11.9B AUM 23.42% 1-Year Est. Return

Conning Inc's HSBC.PRA Position: Q4 2016 in Review

Conning Inc sold out of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) in Q4 2016, closing a stake of 200,000 shares — an estimated $5.13M sold.

Conning Inc first reported a position in HSBC.PRA in Q2 2013 and held it in 14 quarters. The position peaked at $6.35M in Q1 2015. 97 funds tracked by Wall St. Rank hold HSBC.PRA as of Q4 2016.

Conning Inc reported no remaining HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position as of Q4 2016 after selling out during the quarter.
Conning Inc sold 200,000 HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) shares in Q4 2016, an estimated $5.13M.
Conning Inc first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q2 2013 and held it in 14 quarters.
Conning Inc's HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position peaked at $6.35M in Q1 2015.
97 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q4 2016.

Based on Conning Inc's 13F filing for Q4 2016, filed 2 Feb 2017.