Advisor Group’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$8.19M	Sell	304,776 -1,665	-0.5%	-$43.9K	0.06%	278
2019 Q3	$8.06M	Sell	306,441 -3,527	-1%	-$92.8K	0.06%	277
2019 Q2	$8.12M	Sell	309,968 -2,302	-0.7%	-$60.1K	0.06%	265
2019 Q1	$8.05M	Sell	312,270 -7,463	-2%	-$193K	0.07%	256
2018 Q4	$8.24M	Sell	319,733 -918	-0.3%	-$23.6K	0.08%	207
2018 Q3	$8.23M	Sell	320,651 -16,207	-5%	-$422K	0.08%	208
2018 Q2	$8.95M	Sell	336,858 -6,621	-2%	-$172K	0.12%	157
2018 Q1	$8.85M	Sell	343,479 -8,788	-2%	-$227K	0.12%	159
2017 Q4	$9.1M	Sell	352,267 -1,314	-0.4%	-$34.3K	0.12%	160
2017 Q3	$9.33M	Sell	353,581 -1,406	-0.4%	-$37.1K	0.15%	140
2017 Q2	$9.37M	Sell	354,987 -2,584	-0.7%	-$67.6K	0.16%	127
2017 Q1	$9.26M	Buy	357,571 +945	+0.3%	+$24.3K	0.19%	119
2016 Q4	$8.99M	Buy	356,626 +8,402	+2%	+$214K	0.2%	110
2016 Q3	$8.93M	Sell	348,224 -1,625	-0.5%	-$42.3K	0.21%	104
2016 Q2	$9.07M	Buy	+349,849	New	+$8.99M	0.24%	96