Guggenheim Capital’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-200,000	Closed	-$5.15M	–	2206
2019 Q1	$5.15M	Hold	200,000	–	–	0.04%	595
2018 Q4	$5.15M	Hold	200,000	–	–	0.05%	552
2018 Q3	$5.13M	Hold	200,000	–	–	0.04%	709
2018 Q2	$5.32M	Hold	200,000	–	–	0.04%	685
2018 Q1	$5.15M	Buy	+200,000	New	+$5.17M	0.01%	1002
2017 Q4	–	Sell	-200,000	Closed	-$5.28M	–	2856
2017 Q3	$5.28M	Hold	200,000	–	–	0.01%	1031
2017 Q2	$5.28M	Hold	200,000	–	–	0.01%	983
2017 Q1	$5.18M	Hold	200,000	–	–	0.01%	994
2016 Q4	$5.04M	Buy	+200,000	New	+$5.09M	0.01%	1001
2015 Q2	–	Sell	-7,810	Closed	-$201K	–	3125
2015 Q1	$201K	Buy	7,810 +1,244	+19%	+$32.1K	﹤0.01%	2800
2014 Q4	$169K	Sell	6,566 -1,904	-22%	-$48.4K	﹤0.01%	2812
2014 Q3	$213K	Sell	8,470 -215	-2%	-$5.45K	﹤0.01%	2810
2014 Q2	$220K	Sell	8,685 -3,677	-30%	-$93.2K	﹤0.01%	2873
2014 Q1	$315K	Sell	12,362 -976	-7%	-$24.4K	﹤0.01%	2731
2013 Q4	$329K	Sell	13,338 -8,055	-38%	-$199K	﹤0.01%	2682
2013 Q3	$528K	Sell	21,393 -3,973	-16%	-$98.1K	﹤0.01%	2422
2013 Q2	$631K	Buy	+25,366	New	+$642K	﹤0.01%	2305