Guggenheim Capital’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Guggenheim Capital’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-200,000	Closed	-$5.15M	–	2206
2019 Q1	$5.15M	Hold	200,000	–	–	0.04%	595
2018 Q4	$5.15M	Hold	200,000	–	–	0.04%	552
2018 Q3	$5.13M	Hold	200,000	–	–	0.03%	709
2018 Q2	$5.32M	Hold	200,000	–	–	0.04%	685
2018 Q1	$5.15M	Buy	+200,000	New	+$5.17M	0.01%	1002
2017 Q4	–	Sell	-200,000	Closed	-$5.28M	–	2855
2017 Q3	$5.28M	Hold	200,000	–	–	0.01%	1031
2017 Q2	$5.28M	Hold	200,000	–	–	0.01%	983
2017 Q1	$5.18M	Hold	200,000	–	–	0.01%	994
2016 Q4	$5.04M	Buy	+200,000	New	+$5.09M	0.01%	1001
2015 Q2	–	Sell	-7,810	Closed	-$201K	–	3119
2015 Q1	$201K	Buy	7,810 +1,244	+19%	+$32.1K	﹤0.01%	2800
2014 Q4	$169K	Sell	6,566 -1,904	-22%	-$48.4K	﹤0.01%	2812
2014 Q3	$213K	Sell	8,470 -215	-2%	-$5.45K	﹤0.01%	2810
2014 Q2	$220K	Sell	8,685 -3,677	-30%	-$93.2K	﹤0.01%	2873
2014 Q1	$315K	Sell	12,362 -976	-7%	-$24.4K	﹤0.01%	2731
2013 Q4	$329K	Sell	13,338 -8,055	-38%	-$199K	﹤0.01%	2682
2013 Q3	$528K	Sell	21,393 -3,973	-16%	-$98.1K	﹤0.01%	2422
2013 Q2	$631K	Buy	+25,366	New	+$642K	﹤0.01%	2305

Other funds holding HSBC.PRA

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

PineBridge Investments New York $12.1B AUM 33.46% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Mirae Asset Global Investments Seoul, South Korea $67.7B AUM 57.61% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Guggenheim Capital's HSBC.PRA Position: Q2 2019 in Review

Guggenheim Capital sold out of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) in Q2 2019, closing a stake of 200,000 shares — an estimated $5.15M sold.

Guggenheim Capital first reported a position in HSBC.PRA in Q2 2013 and held it in 17 quarters. The position peaked at $5.32M in Q2 2018. 112 funds tracked by Wall St. Rank hold HSBC.PRA as of Q2 2019.

Guggenheim Capital reported no remaining HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position as of Q2 2019 after selling out during the quarter.
Guggenheim Capital sold 200,000 HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) shares in Q2 2019, an estimated $5.15M.
Guggenheim Capital first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q2 2013 and held it in 17 quarters.
Guggenheim Capital's HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position peaked at $5.32M in Q2 2018.
112 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q2 2019.

Based on Guggenheim Capital's 13F filing for Q2 2019, filed 14 Aug 2019.