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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.33B
AUM Growth
-$97.6M
Cap. Flow
-$81M
Cap. Flow %
-6.09%
Top 10 Hldgs %
22.26%
Holding
525
New
24
Increased
203
Reduced
214
Closed
59

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$3.95M
2
CINF icon
Cincinnati Financial
CINF
+$3.29M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.22M
4
KNSL icon
Kinsale Capital Group
KNSL
+$2.34M
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$2.15M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.4M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$7.09M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$5.29M
4
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$5.27M
5
CPRI icon
Capri Holdings
CPRI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Consumer Staples 5.12%
3 Healthcare 4.85%
4 Financials 4.3%
5 Consumer Discretionary 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETR icon
176
Entergy
ETR
$50B
$1.69M 0.13%
22,340
+740
+3% +$53.4K
SYY icon
177
Sysco
SYY
$40.3B
$1.68M 0.13%
21,980
+605
+3% +$46.3K
QMAR icon
178
FT Vest Growth-100 Buffer ETF March
QMAR
$580M
$1.67M 0.13%
56,175
-5,631
-9% -$165K
IVOL icon
179
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$270M
$1.65M 0.12%
93,131
-6,541
-7% -$119K
CBOE icon
180
Cboe Global Markets
CBOE
$29.9B
$1.64M 0.12%
8,395
-13,239
-61% -$2.73M
DIS icon
181
Walt Disney
DIS
$181B
$1.64M 0.12%
14,722
-2,513
-15% -$264K
PRU icon
182
Prudential Financial
PRU
$41.8B
$1.6M 0.12%
13,526
+37
+0.3% +$4.57K
FDIS icon
183
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.74B
$1.6M 0.12%
16,367
+1,777
+12% +$167K
VTEB icon
184
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$1.59M 0.12%
31,711
-2,248
-7% -$114K
META icon
185
Meta Platforms (Facebook)
META
$1.51T
$1.58M 0.12%
2,696
-751
-22% -$441K
LCTU icon
186
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.26B
$1.57M 0.12%
24,530
+172
+0.7% +$11.1K
DVY icon
187
iShares Select Dividend ETF
DVY
$23.6B
$1.55M 0.12%
11,817
+621
+6% +$84.6K
CEG icon
188
Constellation Energy
CEG
$95.6B
$1.55M 0.12%
6,929
+2,108
+44% +$526K
QYLD icon
189
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$1.54M 0.12%
84,640
+13,349
+19% +$244K
AAAU icon
190
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.64B
$1.54M 0.12%
59,252
-3,600
-6% -$94.7K
XLY icon
191
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$1.5M 0.11%
13,402
+4,558
+52% +$487K
IWM icon
192
iShares Russell 2000 ETF
IWM
$81.9B
$1.5M 0.11%
6,771
-5,783
-46% -$1.32M
DEM icon
193
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$1.48M 0.11%
36,664
-160
-0.4% -$6.76K
COP icon
194
ConocoPhillips
COP
$141B
$1.48M 0.11%
14,918
-156
-1% -$16.6K
VTV icon
195
Vanguard Morningstar Value ETF
VTV
$192B
$1.47M 0.11%
8,662
-10,094
-54% -$1.77M
UPS icon
196
United Parcel Service
UPS
$88.9B
$1.46M 0.11%
11,567
+662
+6% +$87.1K
IJT icon
197
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.41B
$1.39M 0.1%
10,256
+216
+2% +$30.6K
XYLD icon
198
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$1.39M 0.1%
33,116
+4,304
+15% +$181K
AMLP icon
199
Alerian MLP ETF
AMLP
$13.1B
$1.37M 0.1%
28,427
+6,891
+32% +$331K
VCIT icon
200
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$1.37M 0.1%
17,042
+3,089
+22% +$252K
6 7
8
9 10

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, Regal Investment Advisors held 525 positions worth $1.33B, down 6.8% from $1.43B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors withdrew a net $81M in Q4 2024, closing 59 positions and reducing 214 holdings. Its most notable exit was Janus Henderson AAA CLO ETF, an estimated $5.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.8% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Regal Investment Advisors opened a new position in Micron Technology worth $3.27M.

  • Regal Investment Advisors's largest Q4 2024 buy was Micron Technology: 38,829 shares worth $3.27M.
  • Regal Investment Advisors added most to Cincinnati Financial in Q4 2024, an estimated $3.29M increase.
  • Regal Investment Advisors's biggest Q4 2024 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.4M.
  • Regal Investment Advisors fully exited Janus Henderson AAA CLO ETF in Q4 2024, selling an estimated $5.29M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2024.
  • Regal Investment Advisors opened 24 new positions and closed 59 in Q4 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.33B.

Based on Regal Investment Advisors's 13F filing for Q4 2024, filed 13 Feb 2025.