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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.76%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$84.6M
AUM Growth
-$461M
Cap. Flow
-$468M
Cap. Flow %
-553.36%
Top 10 Hldgs %
70.59%
Holding
330
New
–
Increased
5
Reduced
23
Closed
302

Top Buys

Rank Stock Value
1
FM
iShares Frontier and Select EM ETF
FM
+$103K
2
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$60.1K
3
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$25.8K
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$18.2K
5
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$9.48K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$29.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$12.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$10.8M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEM icon
176
Newmont
NEM
$119B
– –
-3,660
Closed -$226K
NFLX icon
177
Netflix
NFLX
$309B
– –
-7,570
Closed -$344K
NKE icon
178
Nike
NKE
$61.9B
– –
-5,002
Closed -$490K
NOC icon
179
Northrop Grumman
NOC
$81.2B
– –
-3,960
Closed -$1.22M
NOW icon
180
ServiceNow
NOW
$129B
– –
-3,635
Closed -$294K
NTNX icon
181
Nutanix
NTNX
$16.9B
– –
-26,907
Closed -$638K
NUE icon
182
Nucor
NUE
$62.1B
– –
-9,294
Closed -$385K
NUV icon
183
Nuveen Municipal Value Fund
NUV
$1.91B
– –
-26,954
Closed -$275K
NVDA icon
184
NVIDIA
NVDA
$5.42T
– –
-308,320
Closed -$2.93M
NVS icon
185
Novartis
NVS
$297B
– –
-3,410
Closed -$298K
NZF icon
186
Nuveen Municipal Credit Income Fund
NZF
$2.45B
– –
-33,286
Closed -$491K
O icon
187
Realty Income
O
$59.1B
– –
-4,396
Closed -$253K
OEF icon
188
iShares S&P 100 ETF
OEF
$20.5B
– –
-9,734
Closed -$1.39M
ONEQ icon
189
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
– –
-203,170
Closed -$7.95M
ORCL icon
190
Oracle
ORCL
$423B
– –
-5,235
Closed -$289K
OUSA icon
191
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$762M
– –
-42,830
Closed -$1.42M
OUSM icon
192
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$885M
– –
-11,618
Closed -$290K
PARA
193
DELISTED
Paramount Global Class B
PARA
– –
-70,475
Closed -$1.64M
PCEF icon
194
Invesco CEF Income Composite ETF
PCEF
$813M
– –
-15,691
Closed -$312K
PDI icon
195
PIMCO Dynamic Income Fund
PDI
$7.42B
– –
-10,358
Closed -$256K
PEP icon
196
PepsiCo
PEP
$190B
– –
-15,259
Closed -$2.02M
PFE icon
197
Pfizer
PFE
$153B
– –
-182,816
Closed -$5.67M
PG icon
198
Procter & Gamble
PG
$339B
– –
-78,337
Closed -$9.37M
PGF icon
199
Invesco Financial Preferred ETF
PGF
$672M
– –
-20,390
Closed -$365K
PGR icon
200
Progressive
PGR
$125B
– –
-2,567
Closed -$206K
6 7
8
9 10

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Regal Investment Advisors held 330 positions worth $84.6M, down 84% from $545M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $468M in Q3 2020, closing 302 positions and reducing 23 holdings. Its most notable exit was Microsoft, an estimated $13.8M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 1.5% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $103K to iShares Frontier and Select EM ETF.

  • Regal Investment Advisors added most to iShares Frontier and Select EM ETF in Q3 2020, an estimated $103K increase.
  • Regal Investment Advisors's biggest Q3 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $29.2M.
  • Regal Investment Advisors fully exited Microsoft in Q3 2020, selling an estimated $13.8M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $84.6M portfolio in Q3 2020.
  • Regal Investment Advisors opened 0 new positions and closed 302 in Q3 2020.
  • Regal Investment Advisors's portfolio value fell 84% quarter-over-quarter to $84.6M.

Based on Regal Investment Advisors's 13F filing for Q3 2020, filed 13 Nov 2020.