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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$364M
AUM Growth
-$5.39M
Cap. Flow
-$9.07M
Cap. Flow %
-2.49%
Top 10 Hldgs %
17.86%
Holding
269
New
27
Increased
80
Reduced
124
Closed
24

Top Buys

Rank Stock Value
1
DINO icon
HF Sinclair
DINO
+$3.5M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$3.36M
3
MCK icon
McKesson
MCK
+$3.34M
4
COF icon
Capital One
COF
+$3.18M
5
WSM icon
Williams-Sonoma
WSM
+$3.12M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.8M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.85M
3
VTR icon
Ventas
VTR
+$3.7M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$3.38M
5
WDC icon
Western Digital
WDC
+$3.18M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.53%
2 Healthcare 8.41%
3 Financials 4.73%
4 Communication Services 4.21%
5 Industrials 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GG
176
DELISTED
Goldcorp Inc
GG
$393K 0.11%
20,518
-179
-0.9% -$3.17K
HYLS icon
177
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$389K 0.11%
8,170
+1,669
+26% +$79.6K
SCHV
178
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$377K 0.1%
25,272
+3,909
+18% +$57.2K
XLU icon
179
State Street Utilities Select Sector SPDR ETF
XLU
$22.6B
$374K 0.1%
14,252
-5,876
-29% -$145K
KMI icon
180
Kinder Morgan
KMI
$69.3B
$369K 0.1%
19,691
-1,020
-5% -$18.2K
X
181
DELISTED
US Steel
X
$366K 0.1%
21,731
-293
-1% -$4.92K
HD icon
182
Home Depot
HD
$352B
$348K 0.1%
2,723
+136
+5% +$18K
COST icon
183
Costco
COST
$418B
$346K 0.1%
2,202
+80
+4% +$12.1K
IWN icon
184
iShares Russell 2000 Value ETF
IWN
$14.6B
$345K 0.09%
3,551
+647
+22% +$61.6K
IGIB icon
185
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$343K 0.09%
6,174
-580
-9% -$31.9K
AOM icon
186
iShares Core Moderate Allocation ETF
AOM
$1.77B
$342K 0.09%
9,689
-35
-0.4% -$1.22K
QCOM icon
187
Qualcomm
QCOM
$165B
$338K 0.09%
6,314
+503
+9% +$26.5K
SLYV icon
188
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.02B
$337K 0.09%
6,742
-1,556
-19% -$76.7K
IWS icon
189
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$332K 0.09%
4,463
+1,253
+39% +$90.8K
FXR icon
190
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$765M
$330K 0.09%
12,055
-753
-6% -$21.1K
CWB icon
191
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.72B
$329K 0.09%
7,501
-19
-0.3% -$825
IGLB icon
192
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.85B
$329K 0.09%
5,258
+146
+3% +$8.83K
SDY icon
193
State Street SPDR S&P Dividend ETF
SDY
$23.8B
$324K 0.09%
3,862
-400
-9% -$32.5K
MRK icon
194
Merck
MRK
$317B
$319K 0.09%
5,802
+235
+4% +$12.5K
IBM icon
195
IBM
IBM
$222B
$314K 0.09%
2,163
-39
-2% -$5.58K
SLYG icon
196
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.22B
$312K 0.09%
7,000
-1,740
-20% -$76K
WELL icon
197
Welltower
WELL
$171B
$311K 0.09%
+4,079
New +$290K
IWP icon
198
iShares Russell Mid-Cap Growth ETF
IWP
$20.4B
$306K 0.08%
6,548
-2,300
-26% -$106K
MAIN icon
199
Main Street Capital
MAIN
$5.22B
$306K 0.08%
9,306
-4,372
-32% -$139K
IJS icon
200
iShares S&P Small-Cap 600 Value ETF
IJS
$8.32B
$296K 0.08%
+5,072
New +$291K
6 7
8
9 10

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
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WJA
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Regal Investment Advisors's Q2 2016 Portfolio in Review

As of Q2 2016, Regal Investment Advisors held 269 positions worth $364M, down 1.5% from $369M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors's Q2 2016 filing shows 27 new, 80 increased, 124 reduced and 24 closed positions. Its largest new stake was HF Sinclair: 117,565 shares worth $2.79M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $10.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.5% of assets, up from 8.2% a quarter earlier, followed by Healthcare and Financials.

  • Regal Investment Advisors's largest Q2 2016 buy was HF Sinclair: 117,565 shares worth $2.79M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q2 2016, an estimated $1.87M increase.
  • Regal Investment Advisors's biggest Q2 2016 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $3.38M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $364M portfolio in Q2 2016.
  • Regal Investment Advisors opened 27 new positions and closed 24 in Q2 2016.
  • Regal Investment Advisors's portfolio value fell 1.5% quarter-over-quarter to $364M.

Based on Regal Investment Advisors's 13F filing for Q2 2016, filed 5 Aug 2016.