We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$369M
AUM Growth
-$16.4M
Cap. Flow
-$29.9M
Cap. Flow %
-8.1%
Top 10 Hldgs %
18.81%
Holding
295
New
30
Increased
93
Reduced
107
Closed
59

Top Buys

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.6M
2
BWA icon
BorgWarner
BWA
+$3.37M
3
WCC
WESCO International
WCC
+$3.3M
4
WDC icon
Western Digital
WDC
+$3.18M
5
VTR icon
Ventas
VTR
+$3.12M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.39M
2
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$4.35M
3
IWV icon
iShares Russell 3000 ETF
IWV
+$3.98M
4
ALK icon
Alaska Air
ALK
+$3.85M
5
KFRC icon
Kforce
KFRC
+$3.73M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.24%
2 Healthcare 6.68%
3 Communication Services 4.27%
4 Industrials 4.16%
5 Consumer Staples 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYMB icon
176
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.19B
$365K 0.1%
12,652
+24
+0.2% +$686
IWO icon
177
iShares Russell 2000 Growth ETF
IWO
$15.1B
$363K 0.1%
+2,736
New +$341K
GNL icon
178
Global Net Lease
GNL
$1.95B
$358K 0.1%
13,955
+4,357
+45% +$99.4K
FXR icon
179
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$356K 0.1%
12,808
-2,775
-18% -$70.3K
TGT icon
180
Target
TGT
$68B
$354K 0.1%
4,300
-8,288
-66% -$626K
X
181
DELISTED
US Steel
X
$353K 0.1%
22,024
+510
+2% +$5.08K
HD icon
182
Home Depot
HD
$355B
$345K 0.09%
2,587
-142
-5% -$17.7K
UAA icon
183
Under Armour
UAA
$2.6B
$345K 0.09%
8,140
+1,800
+28% +$71K
SDY icon
184
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$341K 0.09%
4,262
-650
-13% -$48.2K
AOM icon
185
iShares Core Moderate Allocation ETF
AOM
$1.78B
$338K 0.09%
9,724
+2,638
+37% +$88.8K
XLE icon
186
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$338K 0.09%
10,910
+2,354
+28% +$68.3K
GG
187
DELISTED
Goldcorp Inc
GG
$336K 0.09%
20,697
+1,001
+5% +$13.9K
COST icon
188
Costco
COST
$420B
$334K 0.09%
2,122
-70
-3% -$10.6K
XLP icon
189
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$334K 0.09%
6,302
-116
-2% -$5.89K
CWB icon
190
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$325K 0.09%
7,520
+156
+2% +$6.46K
EEMV icon
191
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$319K 0.09%
+6,212
New +$295K
IBM icon
192
IBM
IBM
$224B
$319K 0.09%
2,202
-514
-19% -$65.7K
MMP
193
DELISTED
Magellan Midstream Partners, L.P.
MMP
– –
-4,085
Closed -$267K
HYLS icon
194
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$308K 0.08%
+6,501
New +$303K
SCHV
195
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$308K 0.08%
21,363
+6,747
+46% +$92.3K
PM icon
196
Philip Morris
PM
$295B
$305K 0.08%
3,104
-345
-10% -$31.6K
SCHG icon
197
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$305K 0.08%
46,536
+14,424
+45% +$89.4K
IGLB icon
198
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.84B
$303K 0.08%
5,112
-3,824
-43% -$216K
DTE icon
199
DTE Energy
DTE
$29.1B
$301K 0.08%
3,901
+115
+3% +$8.31K
QCOM icon
200
Qualcomm
QCOM
$176B
$297K 0.08%
5,811
-582
-9% -$28.4K
6 7
8
9 10

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Regal Investment Advisors held 295 positions worth $369M, down 4.3% from $386M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors withdrew a net $29.9M in Q1 2016, closing 59 positions and reducing 107 holdings. Its most notable exit was Surgical Care Affiliates, Inc., an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.2% of assets, down from 9% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Regal Investment Advisors opened a new position in BorgWarner worth $3.84M.

  • Regal Investment Advisors's largest Q1 2016 buy was BorgWarner: 113,705 shares worth $3.84M.
  • Regal Investment Advisors added most to Vanguard Real Estate ETF in Q1 2016, an estimated $3.6M increase.
  • Regal Investment Advisors's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $4.39M.
  • Regal Investment Advisors fully exited Surgical Care Affiliates, Inc. in Q1 2016, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $369M portfolio in Q1 2016.
  • Regal Investment Advisors opened 30 new positions and closed 59 in Q1 2016.
  • Regal Investment Advisors's portfolio value fell 4.3% quarter-over-quarter to $369M.

Based on Regal Investment Advisors's 13F filing for Q1 2016, filed 16 May 2016.