We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$405M
AUM Growth
+$31.8M
Cap. Flow
+$24.7M
Cap. Flow %
6.1%
Top 10 Hldgs %
19.08%
Holding
1,097
New
155
Increased
327
Reduced
249
Closed
92

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.18M
2
MON
Monsanto Co
MON
+$3.12M
3
WDR
Waddell & Reed Financial, Inc.
WDR
+$2.92M
4
GILD icon
Gilead Sciences
GILD
+$2.89M
5
PII icon
Polaris
PII
+$2.87M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$7.6M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.57M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.32M
4
RGR icon
Sturm, Ruger & Co
RGR
+$3.2M
5
PETM
PETSMART INC
PETM
+$3.16M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.15%
2 Financials 6.33%
3 Healthcare 6.27%
4 Consumer Staples 4.44%
5 Energy 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FV icon
176
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$392K 0.1%
16,338
+10,938
+203% +$253K
DEM icon
177
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$391K 0.1%
9,211
+2,681
+41% +$114K
MDT icon
178
Medtronic
MDT
$112B
$391K 0.1%
5,013
+459
+10% +$34.8K
HBAN icon
179
Huntington Bancshares
HBAN
$35.5B
$387K 0.1%
35,010
+21
+0.1% +$222
CTAS icon
180
Cintas
CTAS
$81.3B
$386K 0.1%
18,892
+584
+3% +$11.8K
MINT icon
181
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$381K 0.09%
3,768
-434
-10% -$43.9K
IVE icon
182
iShares S&P 500 Value ETF
IVE
$49.8B
$371K 0.09%
4,009
-74
-2% -$6.87K
GOVT icon
183
iShares US Treasury Bond ETF
GOVT
$43.6B
$368K 0.09%
14,416
+19
+0.1% +$484
DISH
184
DELISTED
DISH Network Corp.
DISH
$363K 0.09%
5,180
– –
SHM icon
185
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$361K 0.09%
7,418
+714
+11% +$34.8K
VTR icon
186
Ventas
VTR
$47.9B
$358K 0.09%
4,287
+4,175
+3,728% +$360K
VCIT icon
187
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$349K 0.09%
3,983
-370
-8% -$32.3K
ICLR icon
188
Icon
ICLR
$12.7B
$339K 0.08%
4,801
-387
-7% -$24K
WFC icon
189
Wells Fargo
WFC
$264B
$335K 0.08%
6,163
+2,989
+94% +$162K
UPS icon
190
United Parcel Service
UPS
$88.9B
$327K 0.08%
3,370
-975
-22% -$100K
PAA icon
191
Plains All American Pipeline
PAA
$16.1B
$324K 0.08%
6,635
+4,600
+226% +$228K
WPC icon
192
W.P. Carey
WPC
$16.4B
$321K 0.08%
4,813
-84
-2% -$5.77K
HP icon
193
Helmerich & Payne
HP
$3.71B
$318K 0.08%
4,665
+1,263
+37% +$82.6K
NVS icon
194
Novartis
NVS
$297B
$314K 0.08%
3,556
+1,016
+40% +$90.1K
XLP icon
195
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$314K 0.08%
6,452
-1,692
-21% -$83.1K
IWC icon
196
iShares Micro-Cap ETF
IWC
$1.52B
$312K 0.08%
+3,941
New +$303K
XLY icon
197
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$310K 0.08%
8,230
+6,166
+299% +$227K
VTI icon
198
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$307K 0.08%
2,863
-213
-7% -$22.7K
IWP icon
199
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$305K 0.08%
6,222
+2,512
+68% +$120K
VSS icon
200
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$305K 0.08%
3,075
+443
+17% +$43.2K
6 7
8
9 10

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Regal Investment Advisors held 1,097 positions worth $405M, up 8.5% from $373M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $24.7M of net new capital in Q1 2015, opening 155 new positions and adding to 327 existing holdings. Its largest new stake was Monsanto Co: 26,275 shares worth $2.96M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.1% of assets, down from 8.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was La-Z-Boy, an estimated $7.6M trimmed.

  • Regal Investment Advisors's largest Q1 2015 buy was Monsanto Co: 26,275 shares worth $2.96M.
  • Regal Investment Advisors added most to iShares Core S&P Mid-Cap ETF in Q1 2015, an estimated $4.18M increase.
  • Regal Investment Advisors's biggest Q1 2015 reduction was La-Z-Boy, cutting an estimated $7.6M.
  • Regal Investment Advisors fully exited PETSMART INC in Q1 2015, selling an estimated $3.16M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $405M portfolio in Q1 2015.
  • Regal Investment Advisors opened 155 new positions and closed 92 in Q1 2015.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $405M.

Based on Regal Investment Advisors's 13F filing for Q1 2015, filed 30 Apr 2015.