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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGIT icon
176
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$211K 0.09%
3,326
+565
+20% +$35.8K
X
177
DELISTED
US Steel
X
$208K 0.09%
+7,547
New +$198K
EPD icon
178
Enterprise Products Partners
EPD
$81.9B
$206K 0.09%
5,932
-274
-4% -$9.08K
HLX icon
179
Helix Energy Solutions
HLX
$1.43B
$206K 0.09%
+8,970
New +$200K
NLY icon
180
Annaly Capital Management
NLY
$17.4B
$202K 0.09%
4,597
+1,391
+43% +$60.1K
WMT icon
181
Walmart Inc
WMT
$891B
$201K 0.09%
7,875
+4,929
+167% +$124K
CTAS icon
182
Cintas
CTAS
$81.1B
$197K 0.08%
13,200
– –
POT
183
DELISTED
Potash Corp Of Saskatchewan
POT
$196K 0.08%
5,400
+732
+16% +$24.6K
WFC icon
184
Wells Fargo
WFC
$262B
$194K 0.08%
3,898
-213
-5% -$9.92K
TGT icon
185
Target
TGT
$67B
$192K 0.08%
3,179
+1,369
+76% +$81.1K
TTE icon
186
TotalEnergies
TTE
$190B
$190K 0.08%
+1,837,079,730
New +$184K
IJS icon
187
iShares S&P Small-Cap 600 Value ETF
IJS
$8.33B
$189K 0.08%
3,338
+4
+0.1% +$221
ABT icon
188
Abbott
ABT
$186B
$187K 0.08%
4,859
+334
+7% +$12.9K
CSCO icon
189
Cisco
CSCO
$477B
$187K 0.08%
8,332
+3,852
+86% +$85.1K
FITB
190
Fifth Third Bancorp
FITB
$51.7B
$187K 0.08%
8,151
+8,055
+8,391% +$175K
MBB icon
191
iShares MBS ETF
MBB
$39.1B
$185K 0.08%
1,743
+1,525
+700% +$162K
HES
192
DELISTED
Hess
HES
$184K 0.08%
2,217
– –
RDS.B
193
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$182K 0.08%
2,330
+18
+0.8% +$1.36K
BAX icon
194
Baxter International
BAX
$14.1B
$178K 0.08%
4,444
+1,386
+45% +$51.8K
IWP icon
195
iShares Russell Mid-Cap Growth ETF
IWP
$20.6B
$176K 0.07%
4,108
+2,246
+121% +$95.6K
HSBC.PRA
196
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$176K 0.07%
6,900
– –
DDD icon
197
3D Systems Corp
DDD
$585M
$175K 0.07%
2,960
+2,100
+244% +$157K
IYE icon
198
iShares US Energy ETF
IYE
$1.7B
$175K 0.07%
3,431
+2,534
+282% +$125K
RPAI
199
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$174K 0.07%
12,870
+9,885
+331% +$131K
IBM icon
200
IBM
IBM
$221B
$173K 0.07%
941
+328
+54% +$57.7K
6 7
8
9 10

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PAIM
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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.