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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$98.7M
AUM Growth
-$786M
Cap. Flow
-$791M
Cap. Flow %
-802.06%
Top 10 Hldgs %
70.64%
Holding
468
New
–
Increased
–
Reduced
28
Closed
440

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$37.9M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$19.5M
3
AAPL icon
Apple
AAPL
+$17.8M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$15.4M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
151
CALL
Freeport-McMoran
FCX
$97.5B
– –
-500
Closed -$13K
FCX icon
152
Freeport-McMoran
FCX
$97.5B
– –
-13,013
Closed -$339K
FDL icon
153
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
– –
-14,426
Closed -$427K
FDN icon
154
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
– –
-27,120
Closed -$5.76M
FDX icon
155
FedEx
FDX
$75.4B
– –
-1,890
Closed -$491K
FE icon
156
FirstEnergy
FE
$27.5B
– –
-8,287
Closed -$254K
FEX icon
157
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
– –
-5,296
Closed -$389K
FFEB icon
158
FT Vest US Equity Buffer ETF February
FFEB
$1.41B
– –
-20,285
Closed -$671K
FHLC icon
159
Fidelity MSCI Health Care Index ETF
FHLC
$3.37B
– –
-7,302
Closed -$422K
FISV
160
Fiserv Inc
FISV
$27.9B
– –
-7,351
Closed -$837K
FITB
161
Fifth Third Bancorp
FITB
$51.8B
– –
-9,242
Closed -$255K
FIXD icon
162
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
– –
-109,092
Closed -$5.97M
FMB icon
163
First Trust Managed Municipal ETF
FMB
$2.06B
– –
-15,040
Closed -$853K
FPE icon
164
First Trust Preferred Securities and Income ETF
FPE
$6.36B
– –
-62,032
Closed -$1.25M
FRT icon
165
Federal Realty Investment Trust
FRT
$10.3B
– –
-4,870
Closed -$415K
FSI icon
166
Flexible Solutions
FSI
$64.1M
– –
-11,260
Closed -$28K
FSLY icon
167
Fastly Inc
FSLY
$3.66B
– –
-21,318
Closed -$1.86M
FTA icon
168
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
– –
-82,171
Closed -$4.51M
FTCS icon
169
First Trust Capital Strength ETF
FTCS
$7.95B
– –
-289,257
Closed -$19.5M
FTSM icon
170
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
– –
-23,300
Closed -$1.4M
FTXL icon
171
First Trust Nasdaq Semiconductor ETF
FTXL
$1.36B
– –
-3,700
Closed -$221K
FTXR icon
172
First Trust Nasdaq Transportation ETF
FTXR
$1.05B
– –
-14,015
Closed -$393K
FV icon
173
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
– –
-115,365
Closed -$4.67M
FVD icon
174
First Trust Value Line Dividend Fund
FVD
$8.4B
– –
-7,637
Closed -$268K
FXD icon
175
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
– –
-19,834
Closed -$1.01M
5 6
7
8 9

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VCM
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Regal Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Regal Investment Advisors held 468 positions worth $98.7M, down 89% from $885M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $791M in Q1 2021, closing 440 positions and reducing 28 holdings. Its most notable exit was First Trust Capital Strength ETF, an estimated $19.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

  • Regal Investment Advisors's biggest Q1 2021 reduction was iShares Core S&P 500 ETF, cutting an estimated $37.9M.
  • Regal Investment Advisors fully exited First Trust Capital Strength ETF in Q1 2021, selling an estimated $19.5M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $98.7M portfolio in Q1 2021.
  • Regal Investment Advisors opened 0 new positions and closed 440 in Q1 2021.
  • Regal Investment Advisors's portfolio value fell 89% quarter-over-quarter to $98.7M.

Based on Regal Investment Advisors's 13F filing for Q1 2021, filed 12 May 2021.