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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.61%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$364M
AUM Growth
-$5.39M
Cap. Flow
-$9.07M
Cap. Flow %
-2.49%
Top 10 Hldgs %
17.86%
Holding
269
New
27
Increased
80
Reduced
124
Closed
24

Top Buys

Rank Stock Value
1
DINO icon
HF Sinclair
DINO
+$3.5M
2
ALXN
Alexion Pharmaceuticals
ALXN
+$3.36M
3
MCK icon
McKesson
MCK
+$3.34M
4
COF icon
Capital One
COF
+$3.18M
5
WSM icon
Williams-Sonoma
WSM
+$3.12M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$10.8M
2
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.85M
3
VTR icon
Ventas
VTR
+$3.7M
4
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$3.38M
5
WDC icon
Western Digital
WDC
+$3.18M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.53%
2 Healthcare 8.41%
3 Financials 4.73%
4 Communication Services 4.21%
5 Industrials 3.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFAV icon
151
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
$546K 0.15%
8,222
+2,596
+46% +$174K
IYW icon
152
iShares US Technology ETF
IYW
$25.1B
$544K 0.15%
20,684
-3,432
-14% -$90.6K
IVE icon
153
iShares S&P 500 Value ETF
IVE
$49.7B
$534K 0.15%
5,752
+10
+0.2% +$915
INTC icon
154
Intel
INTC
$518B
$532K 0.15%
16,231
-1,850
-10% -$58K
USRT icon
155
iShares Core US REIT ETF
USRT
$4.64B
$526K 0.14%
10,189
-351
-3% -$17.2K
BMY icon
156
Bristol-Myers Squibb
BMY
$130B
$504K 0.14%
6,853
-139
-2% -$9.82K
SO icon
157
Southern Company
SO
$107B
$504K 0.14%
9,402
+409
+5% +$20.6K
PCY icon
158
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$496K 0.14%
16,765
-3,035
-15% -$86.9K
IDV icon
159
iShares International Select Dividend ETF
IDV
$8.47B
$495K 0.14%
17,306
-7,736
-31% -$225K
FGD icon
160
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.58B
$487K 0.13%
21,886
-556
-2% -$12.6K
SCZ icon
161
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$485K 0.13%
10,049
+892
+10% +$44.8K
BOND icon
162
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.48B
$472K 0.13%
4,399
+706
+19% +$74.8K
AMLP icon
163
Alerian MLP ETF
AMLP
$12.8B
$462K 0.13%
7,267
-1,937
-21% -$117K
ETR icon
164
Entergy
ETR
$50.1B
$460K 0.13%
11,310
-696
-6% -$26.7K
HYG icon
165
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$453K 0.12%
5,351
-563
-10% -$46.8K
FEX icon
166
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$437K 0.12%
9,698
– –
WM icon
167
Waste Management
WM
$89.7B
$434K 0.12%
6,550
-200
-3% -$12.1K
EXC icon
168
Exelon
EXC
$46.8B
$432K 0.12%
16,666
-1,421
-8% -$35.2K
HDV
169
iShares Core High Dividend ETF
HDV
$14.8B
$427K 0.12%
25,995
+1,760
+7% +$28K
VMBS icon
170
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$412K 0.11%
7,652
-1,244
-14% -$66.6K
META icon
171
Meta Platforms (Facebook)
META
$1.48T
$411K 0.11%
3,597
-151
-4% -$17.4K
XLE icon
172
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$403K 0.11%
11,820
+910
+8% +$30K
VXF icon
173
Vanguard Extended Market ETF
VXF
$31.3B
$395K 0.11%
+4,629
New +$390K
HYMB icon
174
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.18B
$394K 0.11%
13,162
+510
+4% +$14.9K
VNQI icon
175
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$394K 0.11%
7,282
+432
+6% +$23.3K
5 6
7
8 9

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q2 2016 Portfolio in Review

As of Q2 2016, Regal Investment Advisors held 269 positions worth $364M, down 1.5% from $369M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors's Q2 2016 filing shows 27 new, 80 increased, 124 reduced and 24 closed positions. Its largest new stake was HF Sinclair: 117,565 shares worth $2.79M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $10.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.5% of assets, up from 8.2% a quarter earlier, followed by Healthcare and Financials.

  • Regal Investment Advisors's largest Q2 2016 buy was HF Sinclair: 117,565 shares worth $2.79M.
  • Regal Investment Advisors added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q2 2016, an estimated $1.87M increase.
  • Regal Investment Advisors's biggest Q2 2016 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $10.8M.
  • Regal Investment Advisors fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $3.38M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $364M portfolio in Q2 2016.
  • Regal Investment Advisors opened 27 new positions and closed 24 in Q2 2016.
  • Regal Investment Advisors's portfolio value fell 1.5% quarter-over-quarter to $364M.

Based on Regal Investment Advisors's 13F filing for Q2 2016, filed 5 Aug 2016.