We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$369M
AUM Growth
-$16.4M
Cap. Flow
-$29.9M
Cap. Flow %
-8.1%
Top 10 Hldgs %
18.81%
Holding
295
New
30
Increased
93
Reduced
107
Closed
59

Top Buys

Rank Stock Value
1
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.6M
2
BWA icon
BorgWarner
BWA
+$3.37M
3
WCC
WESCO International
WCC
+$3.3M
4
WDC icon
Western Digital
WDC
+$3.18M
5
VTR icon
Ventas
VTR
+$3.12M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$4.39M
2
SCAI
Surgical Care Affiliates, Inc.
SCAI
+$4.35M
3
IWV icon
iShares Russell 3000 ETF
IWV
+$3.98M
4
ALK icon
Alaska Air
ALK
+$3.85M
5
KFRC icon
Kforce
KFRC
+$3.73M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.24%
2 Healthcare 6.68%
3 Communication Services 4.27%
4 Industrials 4.16%
5 Consumer Staples 3.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FISV
151
Fiserv Inc
FISV
$27.9B
$486K 0.13%
9,470
+1,800
+23% +$85.4K
HYG icon
152
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$483K 0.13%
5,914
-5,409
-48% -$429K
ETR icon
153
Entergy
ETR
$50B
$476K 0.13%
12,006
-184
-2% -$6.68K
VMBS icon
154
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$476K 0.13%
8,896
-2,567
-22% -$137K
SO icon
155
Southern Company
SO
$107B
$465K 0.13%
8,993
-2,570
-22% -$125K
EXC icon
156
Exelon
EXC
$47B
$463K 0.13%
18,087
-1,276
-7% -$28.6K
SCZ icon
157
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$456K 0.12%
9,157
+620
+7% +$29.2K
BMY icon
158
Bristol-Myers Squibb
BMY
$132B
$447K 0.12%
6,992
+11
+0.2% +$694
DEM icon
159
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$445K 0.12%
12,778
+4,843
+61% +$151K
IJT icon
160
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$441K 0.12%
7,100
+3,592
+102% +$209K
FEX icon
161
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$433K 0.12%
9,698
-115
-1% -$4.79K
MAIN icon
162
Main Street Capital
MAIN
$5.48B
$429K 0.12%
13,678
-120
-0.9% -$3.49K
META icon
163
Meta Platforms (Facebook)
META
$1.51T
$428K 0.12%
3,748
+1,807
+93% +$191K
BND icon
164
Vanguard Total Bond Market
BND
$158B
$416K 0.11%
+5,021
New +$411K
IWP icon
165
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$408K 0.11%
+8,848
New +$382K
SLYV icon
166
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
$405K 0.11%
8,298
+1,920
+30% +$85.6K
WM icon
167
Waste Management
WM
$91B
$398K 0.11%
6,750
-663
-9% -$36.6K
BOND icon
168
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$390K 0.11%
3,693
+845
+30% +$88.2K
IJJ icon
169
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.97B
$384K 0.1%
+6,184
New +$350K
HDV
170
iShares Core High Dividend ETF
HDV
$14.9B
$378K 0.1%
24,235
-16,960
-41% -$252K
SLYG icon
171
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.2B
$378K 0.1%
8,740
+1,620
+23% +$65.5K
EFAV icon
172
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.51B
$374K 0.1%
5,626
+1,643
+41% +$105K
IGIB icon
173
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$370K 0.1%
6,754
-9,496
-58% -$513K
KMI icon
174
Kinder Morgan
KMI
$68.7B
$370K 0.1%
20,711
+1,222
+6% +$20K
VNQI icon
175
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$367K 0.1%
6,850
+43
+0.6% +$2.13K
5 6
7
8 9

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2016 Portfolio in Review

As of Q1 2016, Regal Investment Advisors held 295 positions worth $369M, down 4.3% from $386M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors withdrew a net $29.9M in Q1 2016, closing 59 positions and reducing 107 holdings. Its most notable exit was Surgical Care Affiliates, Inc., an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.2% of assets, down from 9% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Regal Investment Advisors opened a new position in BorgWarner worth $3.84M.

  • Regal Investment Advisors's largest Q1 2016 buy was BorgWarner: 113,705 shares worth $3.84M.
  • Regal Investment Advisors added most to Vanguard Real Estate ETF in Q1 2016, an estimated $3.6M increase.
  • Regal Investment Advisors's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $4.39M.
  • Regal Investment Advisors fully exited Surgical Care Affiliates, Inc. in Q1 2016, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $369M portfolio in Q1 2016.
  • Regal Investment Advisors opened 30 new positions and closed 59 in Q1 2016.
  • Regal Investment Advisors's portfolio value fell 4.3% quarter-over-quarter to $369M.

Based on Regal Investment Advisors's 13F filing for Q1 2016, filed 16 May 2016.