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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.54B
AUM Growth
+$202M
Cap. Flow
+$113M
Cap. Flow %
7.38%
Top 10 Hldgs %
21.66%
Holding
528
New
48
Increased
284
Reduced
148
Closed
12

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$6.23M
2
BDYN
iShares Dynamic Equity Active ETF
BDYN
+$6.06M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.6M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.09M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.1M

Top Sells

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
2
IBTF
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
+$5.37M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$5.3M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$4.35M
5
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$4.07M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Healthcare 4.52%
3 Consumer Staples 3.72%
4 Financials 3.14%
5 Consumer Discretionary 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWF icon
126
iShares Russell 1000 Growth ETF
IWF
$128B
$3.33M 0.22%
28,444
+5,592
+24% +$623K
FANG icon
127
Diamondback Energy
FANG
$52.7B
$3.28M 0.21%
22,919
+2,192
+11% +$312K
GHYB icon
128
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$134M
$3.24M 0.21%
70,562
-4,287
-6% -$195K
ED icon
129
Consolidated Edison
ED
$39.9B
$3.22M 0.21%
32,035
+618
+2% +$62K
SMH icon
130
VanEck Semiconductor ETF
SMH
$71.8B
$3.21M 0.21%
9,846
+4,011
+69% +$1.19M
SHY icon
131
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$3.19M 0.21%
38,416
-74
-0.2% -$6.12K
IYW icon
132
iShares US Technology ETF
IYW
$25.5B
$3.12M 0.2%
15,930
-20,945
-57% -$3.83M
TRPA
133
Hartford AAA CLO ETF
TRPA
$111M
$3.07M 0.2%
+79,063
New +$3.08M
SLB icon
134
SLB Ltd
SLB
$75B
$3.02M 0.2%
87,864
-1,149
-1% -$40K
VCIT icon
135
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$3.01M 0.2%
35,743
+1,426
+4% +$119K
ITA icon
136
iShares US Aerospace & Defense ETF
ITA
$15B
$2.96M 0.19%
+14,125
New +$2.78M
XLC icon
137
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$2.92M 0.19%
24,674
-5,291
-18% -$588K
ODFL icon
138
Old Dominion Freight Line
ODFL
$44.9B
$2.87M 0.19%
20,413
+14,759
+261% +$2.26M
VB icon
139
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$2.87M 0.19%
11,300
-2,315
-17% -$574K
GNR icon
140
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
$2.84M 0.18%
47,959
-179
-0.4% -$10.2K
FXR icon
141
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$2.79M 0.18%
35,705
+2,017
+6% +$157K
TSM icon
142
TSMC
TSM
$2.18T
$2.75M 0.18%
9,846
+1,489
+18% +$364K
TDIV icon
143
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$2.74M 0.18%
27,828
+82
+0.3% +$7.65K
GNRC icon
144
Generac Holdings
GNRC
$12.5B
$2.74M 0.18%
16,385
-5,242
-24% -$918K
KMB icon
145
Kimberly-Clark
KMB
$36.5B
$2.73M 0.18%
21,947
-379
-2% -$49K
CPAY icon
146
Corpay
CPAY
$25.7B
$2.73M 0.18%
9,461
-228
-2% -$72.7K
SPMO icon
147
Invesco S&P 500 Momentum ETF
SPMO
$21.8B
$2.69M 0.18%
+22,220
New +$2.59M
AMLP icon
148
Alerian MLP ETF
AMLP
$13.1B
$2.68M 0.17%
57,074
+50
+0.1% +$2.42K
SDVY icon
149
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$2.63M 0.17%
69,243
+35,611
+106% +$1.32M
QTEC icon
150
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$2.62M 0.17%
11,431
-1,294
-10% -$280K
4 5
6
7 8

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2025 Portfolio in Review

As of Q3 2025, Regal Investment Advisors held 528 positions worth $1.54B, up 15% from $1.33B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $113M of net new capital in Q3 2025, opening 48 new positions and adding to 284 existing holdings. Its largest new stake was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Preferred and Income Securities ETF, an estimated $5.63M trimmed.

  • Regal Investment Advisors's largest Q3 2025 buy was iShares Dynamic Equity Active ETF: 240,104 shares worth $6.08M.
  • Regal Investment Advisors added most to iShares S&P 100 ETF in Q3 2025, an estimated $6.23M increase.
  • Regal Investment Advisors's biggest Q3 2025 reduction was iShares Preferred and Income Securities ETF, cutting an estimated $5.63M.
  • Regal Investment Advisors fully exited iShares iBonds Dec 2025 Term Treasury ETF in Q3 2025, selling an estimated $5.37M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.54B portfolio in Q3 2025.
  • Regal Investment Advisors opened 48 new positions and closed 12 in Q3 2025.
  • Regal Investment Advisors's portfolio value rose 15% quarter-over-quarter to $1.54B.

Based on Regal Investment Advisors's 13F filing for Q3 2025, filed 13 Nov 2025.