RIA
TRPA

Regal Investment Advisors’s Hartford AAA CLO ETF TRPA Stock Holding History

Regal Investment Advisors’s Portfolio TRPA Stock Details TRPA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$738K Sell
19,042
-6,222
-25% -$242K 0.04% 358
2025
Q4 		$983K Sell
25,264
-53,799
-68% -$2.1M 0.06% 284
2025
Q3 		$3.07M Buy
+79,063
New +$3.08M 0.2% 133

Other funds holding TRPA

FP
Fiduciary Planning Englewood, Florida $382M AUM 26.37% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
CF
Convergence Financial Columbia, Missouri $943M AUM 17.04% 1-Year Est. Return
ECM
Evergreen Capital Management Bellevue, Washington $5.7B AUM 32.06% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
FWM
ForthRight Wealth Management Alpharetta, Georgia $353M AUM 12.98% 1-Year Est. Return

Regal Investment Advisors's TRPA Position: Q1 2026 in Review

Regal Investment Advisors reduced its Hartford AAA CLO ETF (TRPA) stake by 25% in Q1 2026, selling an estimated $242K and leaving 19,042 shares worth $738K. The position accounts for 0.04% of the portfolio, ranked #358.

Regal Investment Advisors first reported a position in TRPA in Q3 2025 and has held it in 3 quarters since. The position peaked at $3.07M in Q3 2025. 26 funds tracked by Wall St. Rank hold TRPA as of Q1 2026.

  • Regal Investment Advisors held 19,042 shares of Hartford AAA CLO ETF worth $738K as of Q1 2026.
  • Regal Investment Advisors sold 6,222 Hartford AAA CLO ETF shares in Q1 2026, an estimated $242K.
  • Hartford AAA CLO ETF made up 0.04% of Regal Investment Advisors's portfolio in Q1 2026, its #358 holding.
  • Regal Investment Advisors first reported a position in Hartford AAA CLO ETF in Q3 2025 and has held it in 3 quarters since.
  • Regal Investment Advisors's Hartford AAA CLO ETF position peaked at $3.07M in Q3 2025.
  • 26 funds tracked by Wall St. Rank held Hartford AAA CLO ETF as of Q1 2026.

Based on Regal Investment Advisors's 13F filing for Q1 2026, filed 14 May 2026.