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TRPA

Hartford AAA CLO ETF

30 hedge funds and large institutions have $85.5M invested in Hartford AAA CLO ETF in 2025 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 3030 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

3.65% less ownership

Funds ownership: 83.51%79.86% (-3.7%)

8% less capital invested

Capital invested by funds: $92.6M → $85.5M (-$7.12M)

14% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 14

Holders
30
Holders Change
Holders Change %
0%
% of All Funds
0.36%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
3
Increased
12
Reduced
14
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FP
1
Fiduciary Planning
Florida
$24.4M +$319K +8,194 +1%
LPL Financial
2
LPL Financial
California
$9.26M -$4.68M -120,068 -34%
Goldman Sachs
3
Goldman Sachs
New York
$6.13M -$45.3K -1,162 -0.7%
FWM
4
ForthRight Wealth Management
Georgia
$4.52M -$971K -24,941 -18%
KAS
5
Kestra Advisory Services
Texas
$4.5M +$221K +5,675 +5%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.02M +$2M +51,305 +99%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$4.01M +$276K +7,082 +7%
Raymond James Financial
8
Raymond James Financial
Florida
$3.52M -$3.64M -93,514 -51%
ECM
9
Evergreen Capital Management
Washington
$3.52M -$412K -10,570 -11%
Mariner
10
Mariner
Kansas
$3.09M +$143K +3,660 +5%
Osaic Holdings
11
Osaic Holdings
Arizona
$2.8M +$35.3K +906 +1%
FHA
12
Flagship Harbor Advisors
Massachusetts
$2.78M +$1.12M +28,863 +68%
CF
13
Convergence Financial
Missouri
$2.03M +$443K +11,362 +28%
GSIAS
14
Garden State Investment Advisory Services
New Jersey
$1.62M -$547K -14,031 -25%
Jane Street
15
Jane Street
New York
$1.35M -$77.5K -1,990 -5%
PAG
16
Private Advisor Group
New Jersey
$1.28M -$171K -4,379 -12%
ACA
17
Aptus Capital Advisors
Alabama
$1.23M +$1.23M +31,705 New
SWP
18
Stratos Wealth Partners
Ohio
$1.04M +$241K +6,184 +30%
RIA
19
Regal Investment Advisors
Michigan
$983K -$2.1M -53,799 -68%
OMC
20
Old Mission Capital
Illinois
$647K +$648K +16,624 New
Truist Financial
21
Truist Financial
North Carolina
$613K +$69.1K +1,775 +13%
FTUS
22
Flow Traders U.S.
New York
$492K +$492K +12,636 New
Stifel Financial
23
Stifel Financial
Missouri
$308K +$12.8K +328 +4%
Jones Financial Companies
24
Jones Financial Companies
Missouri
$289K +$278K +7,125 +2,276%
OPWM
25
Oregon Pacific Wealth Management
Oregon
$255K -$20.8K -535 -8%

TRPA Hedge Fund Activity: Q4 2025 in Review

30 of the 8,223 institutional investors tracked by Wall St. Rank reported a position in Hartford AAA CLO ETF (TRPA) for Q4 2025, worth a combined $85.5M — down 7.7% from $92.6M a quarter earlier.

Fund positioning in TRPA was balanced in Q4 2025: 3 funds opened new positions, 3 closed out, 12 added to existing stakes and 14 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $2M. The largest seller was LPL Financial, cutting an estimated $4.68M.

  • 30 institutional investors held Hartford AAA CLO ETF (TRPA) as of Q4 2025, unchanged from Q3 2025.
  • Funds reported $85.5M of Hartford AAA CLO ETF stock for Q4 2025, down 7.7% quarter-over-quarter.
  • 3 funds opened new Hartford AAA CLO ETF positions in Q4 2025 and 3 closed out, a net change of 0 holders.
  • The largest Hartford AAA CLO ETF buyer in Q4 2025 was Royal Bank of Canada, an estimated $2M added.
  • The largest Hartford AAA CLO ETF seller in Q4 2025 was LPL Financial, an estimated $4.68M sold.

Based on aggregated 13F filings for Q4 2025.