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TRPA

Hartford AAA CLO ETF

22 hedge funds and large institutions have $42.5M invested in Hartford AAA CLO ETF in 2023 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% less funds holding

Funds holding: 2422 (-2)

16.96% less ownership

Funds ownership: 94.15%77.19% (-17%)

32% less capital invested

Capital invested by funds: $62.2M → $42.5M (-$19.7M)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

44% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 9

Holders
22
Holders Change
-2
Holders Change %
-8.33%
% of All Funds
0.35%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
5
Reduced
9
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ECM
1
Evergreen Capital Management
Washington
$16.4M +$16.1K +421 +0.1%
FPIS
2
Financial Planning & Information Services
Wisconsin
$13.5M -$3.88M -101,685 -22%
LPL Financial
3
LPL Financial
California
$3.77M +$45.7K +1,197 +1%
Jane Street
4
Jane Street
New York
$3.07M -$10.2M -267,241 -77%
PFG
5
Prosperity Financial Group
California
$1.19M +$1.19M +31,284 New
Stifel Financial
6
Stifel Financial
Missouri
$657K +$20.9K +547 +3%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$489K -$1.04M -27,214 -68%
Citadel Advisors
8
Citadel Advisors
Florida
$413K -$2.49M -65,345 -86%
QCIG
9
Quad-Cities Investment Group
Iowa
$411K +$2.1K +55 +0.5%
Truist Financial
10
Truist Financial
North Carolina
$395K -$168K -4,411 -30%
SPIA
11
Steward Partners Investment Advisory
New York
$382K
CAN
12
Cetera Advisor Networks
California
$381K +$380K +9,970 New
AWS
13
Atria Wealth Solutions
New York
$305K +$304K +7,971 New
RCAG
14
Rehmann Capital Advisory Group
Michigan
$247K
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$241K -$39.9K -1,046 -14%
MWP
16
Madison Wealth Partners
Wisconsin
$206K -$16.6K -436 -7%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$203K +$73.4K +1,924 +57%
Osaic Holdings
18
Osaic Holdings
Arizona
$125K -$16.6K -436 -12%
RCM
19
Raleigh Capital Management
North Carolina
$66K +$66K +1,729 New
WIM
20
Westside Investment Management
California
$45.8K
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$17K
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$309 -$39.2K -1,028 -11%
WAP
23
Wealthcare Advisory Partners
Pennsylvania
-$3.12M -82,651 Closed
HighTower Advisors
24
HighTower Advisors
Illinois
-$563K -14,927 Closed
MFGM
25
Marshall Financial Group (Maryland)
Maryland
-$288K -7,640 Closed

TRPA Hedge Fund Activity: Q1 2023 in Review

22 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Hartford AAA CLO ETF (TRPA) for Q1 2023, worth a combined $42.5M — down 32% from $62.2M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of TRPA and 4 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 5 added.

The largest buyer was Prosperity Financial Group, opening a new position worth an estimated $1.19M. The largest seller was Jane Street, cutting an estimated $10.2M.

  • 22 institutional investors held Hartford AAA CLO ETF (TRPA) as of Q1 2023, down from 24 in Q4 2022.
  • Funds reported $42.5M of Hartford AAA CLO ETF stock for Q1 2023, down 32% quarter-over-quarter.
  • 4 funds opened new Hartford AAA CLO ETF positions in Q1 2023 and 6 closed out, a net change of -2 holders.
  • The largest Hartford AAA CLO ETF buyer in Q1 2023 was Prosperity Financial Group, an estimated $1.19M added.
  • The largest Hartford AAA CLO ETF seller in Q1 2023 was Jane Street, an estimated $10.2M sold.

Based on aggregated 13F filings for Q1 2023.