TRPA

Hartford AAA CLO ETF
TRPA

Overview Fund Activity

22 hedge funds and large institutions have $42.5M invested in Hartford AAA CLO ETF in 2023 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 9 reducing their positions, and 6 closing their positions.

Holders
22
Holders Change
-2
Holders Change %
-8.33%
% of All Funds
0.35%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
5
Reduced
9
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PFG
1
Prosperity Financial Group
California
$1.19M
2
CAN
2
Cetera Advisor Networks
California
$381K
3
AWS
3
Atria Wealth Solutions
New York
$305K
4
Northwestern Mutual Wealth Management
4
Northwestern Mutual Wealth Management
Wisconsin
$203K
5
RCM
5
Raleigh Capital Management
North Carolina
$66K

Top Sellers

1
Jane Street
1
Jane Street
New York
$3.07M
2
FPIS
2
Financial Planning & Information Services
Wisconsin
$13.5M
3
WAP
3
Wealthcare Advisory Partners
Pennsylvania
$0
4
Citadel Advisors
4
Citadel Advisors
Florida
$413K
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$489K
Name Market Value Shares Shares
Change 		Shares
Change %
ECM
1
Evergreen Capital Management
Washington
$16.4M 428,318 +421 +0.1%
FPIS
2
Financial Planning & Information Services
Wisconsin
$13.5M 352,449 -101,685 -22%
LPL Financial
3
LPL Financial
California
$3.77M 98,732 +1,197 +1%
Jane Street
4
Jane Street
New York
$3.07M 80,338 -267,241 -77%
PFG
5
Prosperity Financial Group
California
$1.19M 31,284 +31,284 New
Stifel Financial
6
Stifel Financial
Missouri
$657K 17,207 +547 +3%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$489K 12,806 -27,214 -68%
Citadel Advisors
8
Citadel Advisors
Florida
$413K 10,828 -65,345 -86%
QCIG
9
Quad-Cities Investment Group
Iowa
$411K 10,769 +55 +0.5%
Truist Financial
10
Truist Financial
North Carolina
$395K 10,342 -4,411 -30%
SPIA
11
Steward Partners Investment Advisory
New York
$382K 10,000 – –
CAN
12
Cetera Advisor Networks
California
$381K 9,970 +9,970 New
AWS
13
Atria Wealth Solutions
New York
$305K 7,971 +7,971 New
RCAG
14
Rehmann Capital Advisory Group
Michigan
$247K 6,483 – –
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$241K 6,307 -1,046 -14%
MWP
16
Madison Wealth Partners
Wisconsin
$206K 5,406 -436 -7%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$203K 5,324 +1,924 +57%
Osaic Holdings
18
Osaic Holdings
Arizona
$125K 3,279 -436 -12%
RCM
19
Raleigh Capital Management
North Carolina
$66K 1,729 +1,729 New
WIM
20
Westside Investment Management
California
$45.8K 1,200 – –
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$17K 456 – –
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$309 8,115 -1,028 -11%
WAP
23
Wealthcare Advisory Partners
Pennsylvania
– – -82,651 Closed
HighTower Advisors
24
HighTower Advisors
Illinois
– – -14,927 Closed
MFGM
25
Marshall Financial Group (Maryland)
Maryland
– – -7,640 Closed
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