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TRPA

Hartford AAA CLO ETF

23 hedge funds and large institutions have $64.4M invested in Hartford AAA CLO ETF in 2022 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

8% less funds holding

Funds holding: 2523 (-2)

12.77% less ownership

Funds ownership: 105.62%92.85% (-13%)

13% less capital invested

Capital invested by funds: $74.1M → $64.4M (-$9.74M)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

64% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 14

Holders
23
Holders Change
-2
Holders Change %
-8%
% of All Funds
0.4%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
2
Increased
5
Reduced
14
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ECM
1
Evergreen Capital Management
Washington
$29.7M -$5.35M -140,026 -15%
FPIS
2
Financial Planning & Information Services
Wisconsin
$19.5M -$1.48M -38,778 -7%
WAP
3
Wealthcare Advisory Partners
Pennsylvania
$3.07M +$3.13M +81,908 New
Jane Street
4
Jane Street
New York
$2.77M -$442K -11,556 -14%
Citadel Advisors
5
Citadel Advisors
Florida
$1.87M +$457K +11,958 +32%
Truist Financial
6
Truist Financial
North Carolina
$1.25M -$1.95M -51,045 -60%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$971K -$1.84M -48,184 -65%
LPL Financial
8
LPL Financial
California
$931K -$1.01M -26,372 -51%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$609K +$363K +9,503 +141%
Stifel Financial
10
Stifel Financial
Missouri
$586K -$24.6K -645 -4%
HighTower Advisors
11
HighTower Advisors
Illinois
$558K -$118K -3,087 -17%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$542K
QCIG
13
Quad-Cities Investment Group
Iowa
$404K -$93.9K -2,458 -19%
SPIA
14
Steward Partners Investment Advisory
New York
$375K
APWA
15
Atlas Private Wealth Advisors
New Jersey
$272K -$202K -5,276 -42%
RCAG
16
Rehmann Capital Advisory Group
Michigan
$243K -$24K -629 -9%
MWP
17
Madison Wealth Partners
Wisconsin
$222K +$2.02K +53 +0.9%
MML Investors Services
18
MML Investors Services
Massachusetts
$203K +$207K +5,417 New
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$119K -$16.5K -432 -12%
Osaic Holdings
20
Osaic Holdings
Arizona
$108K +$27.8K +728 +34%
UBS Group
21
UBS Group
Switzerland
$52K +$33.4K +875 +175%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$17K -$95.5K -2,500 -85%
WIM
23
Westside Investment Management
California
$44 -$191K -5,000 -81%
WWA
24
WCG Wealth Advisors
Nevada
-$333K -8,770 Closed
CAAS
25
Capital Asset Advisory Services
Michigan
-$52K -1,374 Closed

TRPA Hedge Fund Activity: Q3 2022 in Review

23 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Hartford AAA CLO ETF (TRPA) for Q3 2022, worth a combined $64.4M — down 13% from $74.1M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of TRPA and 2 opened new positions — a net loss of 2 holders — while 14 trimmed existing stakes and 5 added.

The largest buyer was Wealthcare Advisory Partners, opening a new position worth an estimated $3.13M. The largest seller was Evergreen Capital Management, cutting an estimated $5.35M.

  • 23 institutional investors held Hartford AAA CLO ETF (TRPA) as of Q3 2022, down from 25 in Q2 2022.
  • Funds reported $64.4M of Hartford AAA CLO ETF stock for Q3 2022, down 13% quarter-over-quarter.
  • 2 funds opened new Hartford AAA CLO ETF positions in Q3 2022 and 4 closed out, a net change of -2 holders.
  • The largest Hartford AAA CLO ETF buyer in Q3 2022 was Wealthcare Advisory Partners, an estimated $3.13M added.
  • The largest Hartford AAA CLO ETF seller in Q3 2022 was Evergreen Capital Management, an estimated $5.35M sold.

Based on aggregated 13F filings for Q3 2022.