TRPA

Hartford AAA CLO ETF
TRPA

Overview Fund Activity

23 hedge funds and large institutions have $64.4M invested in Hartford AAA CLO ETF in 2022 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 14 reducing their positions, and 4 closing their positions.

Holders
23
Holders Change
-2
Holders Change %
-8%
% of All Funds
0.4%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
2
Increased
5
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAP
1
Wealthcare Advisory Partners
Pennsylvania
$3.07M
2
Citadel Advisors
2
Citadel Advisors
Florida
$1.87M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$609K
4
MML Investors Services
4
MML Investors Services
Massachusetts
$203K
5
UBS Group
5
UBS Group
Switzerland
$52K

Top Sellers

1
ECM
1
Evergreen Capital Management
Washington
$29.7M
2
Truist Financial
2
Truist Financial
North Carolina
$1.25M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$971K
4
FPIS
4
Financial Planning & Information Services
Wisconsin
$19.5M
5
LPL Financial
5
LPL Financial
California
$931K
Name Market Value Shares Shares
Change 		Shares
Change %
ECM
1
Evergreen Capital Management
Washington
$29.7M 790,169 -140,026 -15%
FPIS
2
Financial Planning & Information Services
Wisconsin
$19.5M 521,640 -38,778 -7%
WAP
3
Wealthcare Advisory Partners
Pennsylvania
$3.07M 81,908 +81,908 New
Jane Street
4
Jane Street
New York
$2.77M 73,864 -11,556 -14%
Citadel Advisors
5
Citadel Advisors
Florida
$1.87M 49,882 +11,958 +32%
Truist Financial
6
Truist Financial
North Carolina
$1.25M 33,329 -51,045 -60%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$971K 25,929 -48,184 -65%
LPL Financial
8
LPL Financial
California
$931K 24,857 -26,372 -51%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$609K 16,254 +9,503 +141%
Stifel Financial
10
Stifel Financial
Missouri
$586K 15,646 -645 -4%
HighTower Advisors
11
HighTower Advisors
Illinois
$558K 14,893 -3,087 -17%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$542K 14,474 – –
QCIG
13
Quad-Cities Investment Group
Iowa
$404K 10,784 -2,458 -19%
SPIA
14
Steward Partners Investment Advisory
New York
$375K 10,000 – –
APWA
15
Atlas Private Wealth Advisors
New Jersey
$272K 7,272 -5,276 -42%
RCAG
16
Rehmann Capital Advisory Group
Michigan
$243K 6,483 -629 -9%
MWP
17
Madison Wealth Partners
Wisconsin
$222K 5,913 +53 +0.9%
MML Investors Services
18
MML Investors Services
Massachusetts
$203K 5,417 +5,417 New
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$119K 3,171 -432 -12%
Osaic Holdings
20
Osaic Holdings
Arizona
$108K 2,894 +728 +34%
UBS Group
21
UBS Group
Switzerland
$52K 1,376 +875 +175%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$17K 456 -2,500 -85%
WIM
23
Westside Investment Management
California
$44 1,200 -5,000 -81%
WWA
24
WCG Wealth Advisors
Nevada
– – -8,770 Closed
CAAS
25
Capital Asset Advisory Services
Michigan
– – -1,374 Closed
1
2