TRPA

Hartford AAA CLO ETF
TRPA

Overview Fund Activity

18 hedge funds and large institutions have $99.1M invested in Hartford AAA CLO ETF in 2021 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 4 increasing their positions, 6 reducing their positions, and 3 closing their positions.

Holders
18
Holders Change
+4
Holders Change %
+28.57%
% of All Funds
0.32%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
7
Increased
4
Reduced
6
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HFM
1
Hartford Funds Management
Pennsylvania
$44.9M
2
ECM
2
Evergreen Capital Management
Washington
$41.9M
3
LPL Financial
3
LPL Financial
California
$4.06M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.04M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$272K

Top Sellers

1
Citadel Advisors
1
Citadel Advisors
Florida
$0
2
Truist Financial
2
Truist Financial
North Carolina
$2.85M
3
FTUS
3
Flow Traders U.S.
New York
$0
4
FHA
4
Flagship Harbor Advisors
Massachusetts
$0
5
Jane Street
5
Jane Street
New York
$728K
Name Market Value Shares Shares
Change 		Shares
Change %
HFM
1
Hartford Funds Management
Pennsylvania
$44.9M 1,095,991 +1,095,991 New
ECM
2
Evergreen Capital Management
Washington
$41.9M 1,021,085 +347,382 +52%
LPL Financial
3
LPL Financial
California
$4.06M 99,009 +60,812 +159%
Truist Financial
4
Truist Financial
North Carolina
$2.85M 69,614 -37,591 -35%
HighTower Advisors
5
HighTower Advisors
Illinois
$1.08M 26,398 +26 +0.1%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.04M 25,356 +25,356 New
Stifel Financial
7
Stifel Financial
Missouri
$937K 22,859 -226 -1%
Jane Street
8
Jane Street
New York
$728K 17,767 -12,264 -41%
CAAS
9
Capital Asset Advisory Services
Michigan
$397K 9,663 -2,817 -23%
RCAG
10
Rehmann Capital Advisory Group
Michigan
$292K 7,112 – –
RJFSA
11
Raymond James Financial Services Advisors
Florida
$272K 6,626 +6,626 New
QCIG
12
Quad-Cities Investment Group
Iowa
$235K 5,735 +129 +2%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$190K 4,643 -190 -4%
GWM
14
Geneos Wealth Management
Colorado
$105K 2,573 +2,573 New
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$73K 1,774 -221 -11%
APWA
16
Atlas Private Wealth Advisors
New Jersey
$22K 545 +545 New
Rockefeller Capital Management
17
Rockefeller Capital Management
New York
$12K 300 +300 New
Citadel Advisors
18
Citadel Advisors
Florida
– – -73,051 Closed
FTUS
19
Flow Traders U.S.
New York
– – -20,884 Closed
FHA
20
Flagship Harbor Advisors
Massachusetts
– – -13,886 Closed
CFGS
21
Concourse Financial Group Securities
Alabama
– – – –
CAPTRUST Financial Advisors
22
CAPTRUST Financial Advisors
North Carolina
$0 1 +1 New