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TRPA

Hartford AAA CLO ETF

18 hedge funds and large institutions have $99.1M invested in Hartford AAA CLO ETF in 2021 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 4 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

132% more capital invested

Capital invested by funds: $42.8M → $99.1M (+$56.3M)

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

74.52% more ownership

Funds ownership: 56.13%130.65% (+75%)

29% more funds holding

Funds holding: 1418 (+4)

33% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 6

Holders
18
Holders Change
+4
Holders Change %
+28.57%
% of All Funds
0.32%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
7
Increased
4
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HFM
1
Hartford Funds Management
Pennsylvania
$44.9M +$45.2M +1,095,991 New
ECM
2
Evergreen Capital Management
Washington
$41.9M +$14.3M +347,382 +52%
LPL Financial
3
LPL Financial
California
$4.06M +$2.51M +60,812 +159%
Truist Financial
4
Truist Financial
North Carolina
$2.85M -$1.55M -37,591 -35%
HighTower Advisors
5
HighTower Advisors
Illinois
$1.08M +$1.07K +26 +0.1%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.04M +$1.04M +25,356 New
Stifel Financial
7
Stifel Financial
Missouri
$937K -$9.31K -226 -1%
Jane Street
8
Jane Street
New York
$728K -$505K -12,264 -41%
CAAS
9
Capital Asset Advisory Services
Michigan
$397K -$116K -2,817 -23%
RCAG
10
Rehmann Capital Advisory Group
Michigan
$292K
RJFSA
11
Raymond James Financial Services Advisors
Florida
$272K +$273K +6,626 New
QCIG
12
Quad-Cities Investment Group
Iowa
$235K +$5.32K +129 +2%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$190K -$7.83K -190 -4%
GWM
14
Geneos Wealth Management
Colorado
$105K +$106K +2,573 New
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$73K -$9.11K -221 -11%
APWA
16
Atlas Private Wealth Advisors
New Jersey
$22K +$22.5K +545 New
Rockefeller Capital Management
17
Rockefeller Capital Management
New York
$12K +$12.4K +300 New
Citadel Advisors
18
Citadel Advisors
Florida
-$3.01M -73,051 Closed
FTUS
19
Flow Traders U.S.
New York
-$861K -20,884 Closed
FHA
20
Flagship Harbor Advisors
Massachusetts
-$572K -13,886 Closed
CAPTRUST Financial Advisors
21
CAPTRUST Financial Advisors
North Carolina
+$41 +1 New

TRPA Hedge Fund Activity: Q1 2021 in Review

18 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Hartford AAA CLO ETF (TRPA) for Q1 2021, worth a combined $99.1M — up 132% from $42.8M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new TRPA positions and 3 closed out — a net gain of 4 holders — while 4 added to existing stakes and 6 trimmed.

The largest buyer was Hartford Funds Management, opening a new position worth an estimated $45.2M. The largest seller was Citadel Advisors, exiting entirely with an estimated $3.01M sold.

  • 18 institutional investors held Hartford AAA CLO ETF (TRPA) as of Q1 2021, up from 14 in Q4 2020.
  • Funds reported $99.1M of Hartford AAA CLO ETF stock for Q1 2021, up 132% quarter-over-quarter.
  • 7 funds opened new Hartford AAA CLO ETF positions in Q1 2021 and 3 closed out, a net change of +4 holders.
  • The largest Hartford AAA CLO ETF buyer in Q1 2021 was Hartford Funds Management, an estimated $45.2M added.
  • The largest Hartford AAA CLO ETF seller in Q1 2021 was Citadel Advisors, an estimated $3.01M sold.

Based on aggregated 13F filings for Q1 2021.