LPL Financial
TRPA icon

LPL Financial’s Hartford AAA CLO ETF TRPA Stock Holding History

LPL Financial’s Portfolio TRPA Stock Details TRPA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$17.5M Buy
451,519
+281,396
+165% +$11M ﹤0.01% 1702
2026
Q2 		$6.61M Sell
170,123
-54,854
-24% -$2.13M ﹤0.01% 2537
2026
Q1 		$8.72M Sell
224,977
-13,109
-6% -$510K ﹤0.01% 2107
2025
Q4 		$9.26M Sell
238,086
-120,068
-34% -$4.68M ﹤0.01% 2004
2025
Q3 		$13.9M Buy
358,154
+55,772
+18% +$2.18M ﹤0.01% 1600
2025
Q2 		$11.8M Sell
302,382
-226,091
-43% -$8.77M ﹤0.01% 1608
2025
Q1 		$20.5M Buy
528,473
+35,777
+7% +$1.4M 0.01% 1138
2024
Q4 		$19.2M Buy
492,696
+7,416
+2% +$290K 0.01% 1117
2024
Q3 		$18.9M Buy
485,280
+48,818
+11% +$1.91M 0.01% 1069
2024
Q2 		$17M Sell
436,462
-132,356
-23% -$5.17M 0.01% 1048
2024
Q1 		$22.2M Buy
568,818
+12,772
+2% +$498K 0.01% 897
2023
Q4 		$21.7M Buy
556,046
+419,166
+306% +$16.1M 0.01% 841
2023
Q3 		$5.21M Buy
136,880
+26,699
+24% +$1.02M ﹤0.01% 1576
2023
Q2 		$4.18M Buy
110,181
+11,449
+12% +$437K ﹤0.01% 1682
2023
Q1 		$3.77M Buy
98,732
+1,197
+1% +$45.7K ﹤0.01% 1686
2022
Q4 		$3.68M Buy
97,535
+72,678
+292% +$2.73M ﹤0.01% 1643
2022
Q3 		$931K Sell
24,857
-26,372
-51% -$1.01M ﹤0.01% 2603
2022
Q2 		$1.95M Sell
51,229
-27,217
-35% -$1.05M ﹤0.01% 2054
2022
Q1 		$3.08M Sell
78,446
-53,522
-41% -$2.14M ﹤0.01% 1728
2021
Q4 		$5.35M Buy
131,968
+29,005
+28% +$1.18M ﹤0.01% 1420
2021
Q3 		$4.22M Buy
102,963
+7,909
+8% +$325K ﹤0.01% 1506
2021
Q2 		$3.9M Sell
95,054
-3,955
-4% -$163K ﹤0.01% 1514
2021
Q1 		$4.06M Buy
99,009
+60,812
+159% +$2.51M ﹤0.01% 1362
2020
Q4 		$1.57M Sell
38,197
-2,368
-6% -$97.3K ﹤0.01% 1847
2020
Q3 		$1.66M Sell
40,565
-120
-0.3% -$4.91K ﹤0.01% 1571
2020
Q2 		$1.65M Sell
40,685
-20,176
-33% -$807K ﹤0.01% 1473
2020
Q1 		$2.33M Buy
60,861
+5,586
+10% +$225K 0.01% 1100
2019
Q4 		$2.26M Buy
55,275
+6,210
+13% +$254K ﹤0.01% 1276
2019
Q3 		$2M Buy
49,065
+16,760
+52% +$685K ﹤0.01% 1245
2019
Q2 		$1.32M Buy
+32,305
New +$1.31M ﹤0.01% 1534

Other funds holding TRPA

FP
Fiduciary Planning Englewood, Florida $389M AUM 17.8% 1-Year Est. Return
Citigroup
Citigroup New York $308B AUM 40.94% 1-Year Est. Return
Kestra Advisory Services
Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return
Convergence Financial
Convergence Financial Columbia, Missouri $714M AUM 18.32% 1-Year Est. Return
Evergreen Capital Management
Evergreen Capital Management Bellevue, Washington $5.65B AUM 21.62% 1-Year Est. Return
Flagship Harbor Advisors
Flagship Harbor Advisors Boston, Massachusetts $2.69B AUM 15.82% 1-Year Est. Return
ForthRight Wealth Management
ForthRight Wealth Management Alpharetta, Georgia $421M AUM 11.99% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $84.4B AUM 20.16% 1-Year Est. Return
Jacobi Capital Management
Jacobi Capital Management Pittston, Pennsylvania $2.11B AUM 19.6% 1-Year Est. Return

LPL Financial's TRPA Position: Q3 2026 in Review

LPL Financial increased its Hartford AAA CLO ETF (TRPA) stake by 165% in Q3 2026, buying an estimated $11M and bringing the position to 451,519 shares worth $17.5M. The position accounts for ﹤0.01% of the portfolio, ranked #1702.

LPL Financial first reported a position in TRPA in Q2 2019 and has held it in 30 quarters since. The position peaked at $22.2M in Q1 2024. 12 funds tracked by Wall St. Rank hold TRPA as of Q3 2026.

  • LPL Financial held 451,519 shares of Hartford AAA CLO ETF worth $17.5M as of Q3 2026.
  • LPL Financial bought 281,396 Hartford AAA CLO ETF shares in Q3 2026, an estimated $11M.
  • Hartford AAA CLO ETF made up ﹤0.01% of LPL Financial's portfolio in Q3 2026, its #1702 holding.
  • LPL Financial first reported a position in Hartford AAA CLO ETF in Q2 2019 and has held it in 30 quarters since.
  • LPL Financial's Hartford AAA CLO ETF position peaked at $22.2M in Q1 2024.
  • 12 funds tracked by Wall St. Rank held Hartford AAA CLO ETF as of Q3 2026.

Based on LPL Financial's 13F filing for Q3 2026, filed 6 Nov 2026.