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TRPA

Hartford AAA CLO ETF

25 hedge funds and large institutions have $123M invested in Hartford AAA CLO ETF in 2021 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 5

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

7.22% more ownership

Funds ownership: 157.38%164.6% (+7.2%)

4% more funds holding

Funds holding: 2425 (+1)

3% more capital invested

Capital invested by funds: $119M → $123M (+$3.92M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
25
Holders Change
+1
Holders Change %
+4.17%
% of All Funds
0.38%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
14
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HFM
1
Hartford Funds Management
Pennsylvania
$44.4M +$81 +2 +0%
ECM
2
Evergreen Capital Management
Washington
$44.3M +$7.56M +185,465 +20%
FPIS
3
Financial Planning & Information Services
Wisconsin
$6.69M +$2.59M +63,466 +62%
LPL Financial
4
LPL Financial
California
$5.35M +$1.18M +29,005 +28%
Truist Financial
5
Truist Financial
North Carolina
$5.12M +$170K +4,161 +3%
RA
6
RFG Advisory
Alabama
$5.06M +$4.85K +119 +0.1%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$2.42M +$83K +2,037 +4%
Jane Street
8
Jane Street
New York
$2.32M +$897K +22,025 +62%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.76M +$1.01M +24,747 +133%
Citadel Advisors
10
Citadel Advisors
Florida
$1.17M -$7.51M -184,416 -86%
HighTower Advisors
11
HighTower Advisors
Illinois
$1.02M -$24K -590 -2%
Stifel Financial
12
Stifel Financial
Missouri
$913K -$106K -2,613 -10%
APWA
13
Atlas Private Wealth Advisors
New Jersey
$596K +$124K +3,040 +26%
QCIG
14
Quad-Cities Investment Group
Iowa
$507K +$130K +3,203 +34%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$292K
RCAG
16
Rehmann Capital Advisory Group
Michigan
$288K
AWAP
17
Alliance Wealth Advisors (Pennsylvania)
Pennsylvania
$205K +$206K +5,061 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$184K -$31.1K -763 -14%
Osaic Holdings
19
Osaic Holdings
Arizona
$162K +$163K +4,000 New
CAAS
20
Capital Asset Advisory Services
Michigan
$138K -$96.5K -2,370 -41%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$117K +$1.06K +26 +0.9%
UBS Group
22
UBS Group
Switzerland
$62K +$18.7K +459 +43%
FHA
23
First Horizon Advisors
Tennessee
$41K +$40.8K +1,002 New
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$12K +$81 +2 +0.7%
WIM
25
Westside Investment Management
California
$251 +$253K +6,200 New

TRPA Hedge Fund Activity: Q4 2021 in Review

25 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Hartford AAA CLO ETF (TRPA) for Q4 2021, worth a combined $123M — up 3.3% from $119M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new TRPA positions and 3 closed out — a net gain of 1 holder — while 14 added to existing stakes and 5 trimmed.

The largest buyer was Evergreen Capital Management, adding an estimated $7.56M. The largest seller was Citadel Advisors, cutting an estimated $7.51M.

  • 25 institutional investors held Hartford AAA CLO ETF (TRPA) as of Q4 2021, up from 24 in Q3 2021.
  • Funds reported $123M of Hartford AAA CLO ETF stock for Q4 2021, up 3.3% quarter-over-quarter.
  • 4 funds opened new Hartford AAA CLO ETF positions in Q4 2021 and 3 closed out, a net change of +1 holder.
  • The largest Hartford AAA CLO ETF buyer in Q4 2021 was Evergreen Capital Management, an estimated $7.56M added.
  • The largest Hartford AAA CLO ETF seller in Q4 2021 was Citadel Advisors, an estimated $7.51M sold.

Based on aggregated 13F filings for Q4 2021.