TRPA

Hartford AAA CLO ETF
TRPA

Overview Fund Activity

25 hedge funds and large institutions have $123M invested in Hartford AAA CLO ETF in 2021 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 3 closing their positions.

Holders
25
Holders Change
+1
Holders Change %
+4.17%
% of All Funds
0.39%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
14
Reduced
5
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ECM
1
Evergreen Capital Management
Washington
$44.3M
2
FPIS
2
Financial Planning & Information Services
Wisconsin
$6.69M
3
LPL Financial
3
LPL Financial
California
$5.35M
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$1.76M
5
Jane Street
5
Jane Street
New York
$2.32M

Top Sellers

1
Citadel Advisors
1
Citadel Advisors
Florida
$1.17M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$0
3
CAN
3
Claraphi Advisory Network
United States
$0
4
NFG
4
Next Financial Group
Texas
$0
5
Stifel Financial
5
Stifel Financial
Missouri
$913K
Name Market Value Shares Shares
Change 		Shares
Change %
HFM
1
Hartford Funds Management
Pennsylvania
$44.4M 1,096,176 +2 +0%
ECM
2
Evergreen Capital Management
Washington
$44.3M 1,093,197 +185,465 +20%
FPIS
3
Financial Planning & Information Services
Wisconsin
$6.69M 165,118 +63,466 +62%
LPL Financial
4
LPL Financial
California
$5.35M 131,968 +29,005 +28%
Truist Financial
5
Truist Financial
North Carolina
$5.12M 126,387 +4,161 +3%
RA
6
RFG Advisory
Alabama
$5.06M 124,766 +119 +0.1%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$2.42M 59,701 +2,037 +4%
Jane Street
8
Jane Street
New York
$2.32M 57,309 +22,025 +62%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$1.76M 43,392 +24,747 +133%
Citadel Advisors
10
Citadel Advisors
Florida
$1.17M 28,876 -184,416 -86%
HighTower Advisors
11
HighTower Advisors
Illinois
$1.02M 25,188 -590 -2%
Stifel Financial
12
Stifel Financial
Missouri
$913K 22,527 -2,613 -10%
APWA
13
Atlas Private Wealth Advisors
New Jersey
$596K 14,708 +3,040 +26%
QCIG
14
Quad-Cities Investment Group
Iowa
$507K 12,512 +3,203 +34%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$292K 7,210 – –
RCAG
16
Rehmann Capital Advisory Group
Michigan
$288K 7,112 – –
AWAP
17
Alliance Wealth Advisors (Pennsylvania)
Pennsylvania
$205K 5,061 +5,061 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$184K 4,531 -763 -14%
Osaic Holdings
19
Osaic Holdings
Arizona
$162K 4,000 +4,000 New
CAAS
20
Capital Asset Advisory Services
Michigan
$138K 3,395 -2,370 -41%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$117K 2,900 +26 +0.9%
UBS Group
22
UBS Group
Switzerland
$62K 1,530 +459 +43%
FHA
23
First Horizon Advisors
Tennessee
$41K 1,002 +1,002 New
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$12K 305 +2 +0.7%
WIM
25
Westside Investment Management
California
$251 6,200 +6,200 New
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