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TRPA

Hartford AAA CLO ETF

19 hedge funds and large institutions have $49.6M invested in Hartford AAA CLO ETF in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more capital invested

Capital invested by funds: $34.9M → $49.6M (+$14.7M)

13.11% more ownership

Funds ownership: 83.31%96.41% (+13%)

0% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 7

5% less funds holding

Funds holding: 2019 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
19
Holders Change
-1
Holders Change %
-5%
% of All Funds
0.3%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
7
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ECM
1
Evergreen Capital Management
Washington
$13.8M -$2.83M -74,227 -17%
FP
2
Fiduciary Planning
Florida
$6.7M +$6.72M +175,897 New
ACA
3
Aptus Capital Advisors
Alabama
$6.57M +$6.59M +172,647 New
LPL Financial
4
LPL Financial
California
$5.21M +$1.02M +26,699 +24%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.72M +$3.91M +102,369 +472%
MSA
6
McAlister Sweet & Associates
Texas
$4.34M +$4.35M +114,027 New
Jane Street
7
Jane Street
New York
$2.16M -$2.62M -68,618 -55%
PAG
8
Private Advisor Group
New Jersey
$1.15M -$47.7K -1,248 -4%
FWM
9
ForthRight Wealth Management
Georgia
$914K +$917K +24,005 New
Osaic Holdings
10
Osaic Holdings
Arizona
$802K +$725K +18,995 +914%
AWS
11
Atria Wealth Solutions
New York
$731K -$214K -5,593 -23%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$597K +$11.4K +298 +2%
Stifel Financial
13
Stifel Financial
Missouri
$570K +$349K +9,145 +157%
QCIG
14
Quad-Cities Investment Group
Iowa
$380K +$2.14K +56 +0.6%
SPIA
15
Steward Partners Investment Advisory
New York
$343K -$38.2K -1,000 -10%
Truist Financial
16
Truist Financial
North Carolina
$307K -$35.5K -929 -10%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$204K +$611 +16 +0.3%
WIM
18
Westside Investment Management
California
$45.7K
BFEC
19
Benjamin F. Edwards & Company
Missouri
$31K -$21K -550 -40%
CAN
20
Cetera Advisor Networks
California
-$1.4M -36,811 Closed
PFG
21
Prosperity Financial Group
California
-$1.18M -31,151 Closed
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
-$1.09M -28,743 Closed
FPIS
23
Financial Planning & Information Services
Wisconsin
-$366K -9,630 Closed
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
-$17K -456 Closed

TRPA Hedge Fund Activity: Q3 2023 in Review

19 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Hartford AAA CLO ETF (TRPA) for Q3 2023, worth a combined $49.6M — up 42% from $34.9M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of TRPA and 4 opened new positions — a net loss of 1 holder — while 7 trimmed existing stakes and 7 added.

The largest buyer was Fiduciary Planning, opening a new position worth an estimated $6.72M. The largest seller was Evergreen Capital Management, cutting an estimated $2.83M.

  • 19 institutional investors held Hartford AAA CLO ETF (TRPA) as of Q3 2023, down from 20 in Q2 2023.
  • Funds reported $49.6M of Hartford AAA CLO ETF stock for Q3 2023, up 42% quarter-over-quarter.
  • 4 funds opened new Hartford AAA CLO ETF positions in Q3 2023 and 5 closed out, a net change of -1 holder.
  • The largest Hartford AAA CLO ETF buyer in Q3 2023 was Fiduciary Planning, an estimated $6.72M added.
  • The largest Hartford AAA CLO ETF seller in Q3 2023 was Evergreen Capital Management, an estimated $2.83M sold.

Based on aggregated 13F filings for Q3 2023.