TRPA

Hartford AAA CLO ETF
TRPA

Overview Fund Activity

19 hedge funds and large institutions have $49.6M invested in Hartford AAA CLO ETF in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 7 increasing their positions, 7 reducing their positions, and 5 closing their positions.

Holders
19
Holders Change
-1
Holders Change %
-5%
% of All Funds
0.3%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
4
Increased
7
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FP
1
Fiduciary Planning
Florida
$6.7M
2
ACA
2
Aptus Capital Advisors
Alabama
$6.57M
3
MSA
3
McAlister Sweet & Associates
Texas
$4.34M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$4.72M
5
LPL Financial
5
LPL Financial
California
$5.21M

Top Sellers

1
ECM
1
Evergreen Capital Management
Washington
$13.8M
2
Jane Street
2
Jane Street
New York
$2.16M
3
CAN
3
Cetera Advisor Networks
California
$0
4
PFG
4
Prosperity Financial Group
California
$0
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
ECM
1
Evergreen Capital Management
Washington
$13.8M 361,883 -74,227 -17%
FP
2
Fiduciary Planning
Florida
$6.7M 175,897 +175,897 New
ACA
3
Aptus Capital Advisors
Alabama
$6.57M 172,647 +172,647 New
LPL Financial
4
LPL Financial
California
$5.21M 136,880 +26,699 +24%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.72M 124,072 +102,369 +472%
MSA
6
McAlister Sweet & Associates
Texas
$4.34M 114,027 +114,027 New
Jane Street
7
Jane Street
New York
$2.16M 56,738 -68,618 -55%
PAG
8
Private Advisor Group
New Jersey
$1.15M 30,139 -1,248 -4%
FWM
9
ForthRight Wealth Management
Georgia
$914K 24,005 +24,005 New
Osaic Holdings
10
Osaic Holdings
Arizona
$802K 21,073 +18,995 +914%
AWS
11
Atria Wealth Solutions
New York
$731K 19,189 -5,593 -23%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$597K 15,673 +298 +2%
Stifel Financial
13
Stifel Financial
Missouri
$570K 14,958 +9,145 +157%
QCIG
14
Quad-Cities Investment Group
Iowa
$380K 9,968 +56 +0.6%
SPIA
15
Steward Partners Investment Advisory
New York
$343K 9,000 -1,000 -10%
Truist Financial
16
Truist Financial
North Carolina
$307K 8,071 -929 -10%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$204K 5,355 +16 +0.3%
WIM
18
Westside Investment Management
California
$45.7K 1,200 – –
BFEC
19
Benjamin F. Edwards & Company
Missouri
$31K 825 -550 -40%
CAN
20
Cetera Advisor Networks
California
– – -36,811 Closed
PFG
21
Prosperity Financial Group
California
– – -31,151 Closed
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
– – -28,743 Closed
FPIS
23
Financial Planning & Information Services
Wisconsin
– – -9,630 Closed
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
– – -456 Closed
CFGS
25
Concourse Financial Group Securities
Alabama
– – – –