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TRPA

Hartford AAA CLO ETF

19 hedge funds and large institutions have $67.1M invested in Hartford AAA CLO ETF in 2024 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.98% less ownership

Funds ownership: 78.49%76.51% (-2%)

9% less capital invested

Capital invested by funds: $73.5M → $67.1M (-$6.32M)

14% less funds holding

Funds holding: 2219 (-3)

14% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 7

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
19
Holders Change
-3
Holders Change %
-13.64%
% of All Funds
0.27%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
2
Increased
6
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FP
1
Fiduciary Planning
Florida
$25.4M +$800K +20,473 +3%
LPL Financial
2
LPL Financial
California
$18.9M +$1.91M +48,818 +11%
FWM
3
ForthRight Wealth Management
Georgia
$7.19M +$3.98M +101,873 +123%
ECM
4
Evergreen Capital Management
Washington
$5.16M -$11.7M -298,251 -69%
JP Morgan Chase
5
JP Morgan Chase
New York
$2.54M +$2.54M +65,039 New
PAG
6
Private Advisor Group
New Jersey
$1.61M +$58.7K +1,503 +4%
Jane Street
7
Jane Street
New York
$1.27M +$1.27M +32,564 New
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$952K +$184K +4,706 +24%
AWS
9
Atria Wealth Solutions
New York
$704K -$22.3K -571 -3%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$610K -$1.2M -30,814 -66%
BAM
11
Belpointe Asset Management
Nevada
$602K -$663K -16,957 -52%
CIA
12
Concurrent Investment Advisors
Florida
$529K -$235K -6,025 -31%
SPIA
13
Steward Partners Investment Advisory
New York
$441K
Stifel Financial
14
Stifel Financial
Missouri
$440K -$63.5K -1,626 -13%
QCIG
15
Quad-Cities Investment Group
Iowa
$273K
JCM
16
Jacobi Capital Management
Pennsylvania
$214K
Osaic Holdings
17
Osaic Holdings
Arizona
$205K +$134K +3,433 +187%
WIM
18
Westside Investment Management
California
$46.8K
Morgan Stanley
19
Morgan Stanley
New York
$444 -$78 -2 -15%
CWM
20
Centric Wealth Management
Illinois
-$1.57M -40,000 Closed
MSA
21
McAlister Sweet & Associates
Texas
-$1.29M -33,088 Closed
UBS Group
22
UBS Group
Switzerland
-$284K -7,306 Closed
Truist Financial
23
Truist Financial
North Carolina
-$224K -5,763 Closed

TRPA Hedge Fund Activity: Q3 2024 in Review

19 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Hartford AAA CLO ETF (TRPA) for Q3 2024, worth a combined $67.1M — down 8.6% from $73.5M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of TRPA and 2 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 6 added.

The largest buyer was ForthRight Wealth Management, adding an estimated $3.98M. The largest seller was Evergreen Capital Management, cutting an estimated $11.7M.

  • 19 institutional investors held Hartford AAA CLO ETF (TRPA) as of Q3 2024, down from 22 in Q2 2024.
  • Funds reported $67.1M of Hartford AAA CLO ETF stock for Q3 2024, down 8.6% quarter-over-quarter.
  • 2 funds opened new Hartford AAA CLO ETF positions in Q3 2024 and 4 closed out, a net change of -2 holders.
  • The largest Hartford AAA CLO ETF buyer in Q3 2024 was ForthRight Wealth Management, an estimated $3.98M added.
  • The largest Hartford AAA CLO ETF seller in Q3 2024 was Evergreen Capital Management, an estimated $11.7M sold.

Based on aggregated 13F filings for Q3 2024.