Hartford AAA CLO ETF
TRPA
12 hedge funds and large institutions have $101M invested in Hartford AAA CLO ETF in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 1 reducing their positions, and 1 closing their positions.
300% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 1
300% more repeat investments, than reductions
Existing positions increased: 4 | Existing positions reduced: 1
33% more funds holding
Funds holding: 9 → 12 (+3)
7.66% more ownership
Funds ownership: 125.63% → 133.3% (+7.7%)
6% more capital invested
Capital invested by funds: $94.6M → $101M (+$6.04M)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BTS
BB&T Securities
Richmond,
Virginia
|
+$3.28M |
| 2 |
HighTower Advisors
Chicago,
Illinois
|
+$1.79M |
| 3 |
LPL Financial
San Diego,
California
|
+$685K |
| 4 |
FHA
Flagship Harbor Advisors
Boston,
Massachusetts
|
+$682K |
| 5 |
Citigroup
New York
|
+$602K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
-$1.07M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$539K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
HFM
1
Hartford Funds Management
Wayne,
Pennsylvania
| $49.2M | – | – | – |
|
|
HIMCH
2
Hartford Investment Management Co (HIMCO)
Hartford,
Connecticut
| $30.6M | – | – | – |
|
3
Wellington Management Group
Boston,
Massachusetts
| $10M | – | – | – |
|
|
BTS
4
BB&T Securities
Richmond,
Virginia
| $4.28M | +$3.28M | +80,256 | +328% |
|
|
5
HighTower Advisors
Chicago,
Illinois
| $2.16M | +$1.79M | +43,707 | +476% |
|
|
6
LPL Financial
San Diego,
California
| $2M | +$685K | +16,760 | +52% |
|
|
7
Royal Bank of Canada
Toronto,
Ontario, Canada
| $745K | -$539K | -13,200 | -42% |
|
|
FHA
8
Flagship Harbor Advisors
Boston,
Massachusetts
| $712K | +$682K | +16,700 | +2,227% |
|
|
9
Citigroup
New York
| $602K | +$602K | +14,739 | New |
|
10
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $294K | +$294K | +7,200 | New |
|
11
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| $79K | +$79.3K | +1,940 | New |
|
|
12
Jane Street
New York
| – | -$1.07M | -26,308 | Closed |
|
13
Fidelity Investments
Boston,
Massachusetts
| – | +$41 | +1 | New |
|
TRPA Hedge Fund Activity: Q3 2019 in Review
12 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Hartford AAA CLO ETF (TRPA) for Q3 2019, worth a combined $101M — up 6.4% from $94.6M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new TRPA positions and 1 closed out — a net gain of 3 holders — while 4 added to existing stakes and 1 trimmed.
The largest buyer was BB&T Securities, adding an estimated $3.28M. The largest seller was Jane Street, exiting entirely with an estimated $1.07M sold.
- 12 institutional investors held Hartford AAA CLO ETF (TRPA) as of Q3 2019, up from 9 in Q2 2019.
- Funds reported $101M of Hartford AAA CLO ETF stock for Q3 2019, up 6.4% quarter-over-quarter.
- 4 funds opened new Hartford AAA CLO ETF positions in Q3 2019 and 1 closed out, a net change of +3 holders.
- The largest Hartford AAA CLO ETF buyer in Q3 2019 was BB&T Securities, an estimated $3.28M added.
- The largest Hartford AAA CLO ETF seller in Q3 2019 was Jane Street, an estimated $1.07M sold.
Based on aggregated 13F filings for Q3 2019.