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TRPA

Hartford AAA CLO ETF

20 hedge funds and large institutions have $112M invested in Hartford AAA CLO ETF in 2021 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 4

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

16.75% more ownership

Funds ownership: 130.65%147.4% (+17%)

13% more capital invested

Capital invested by funds: $99.1M → $112M (+$12.9M)

11% more funds holding

Funds holding: 1820 (+2)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
20
Holders Change
+2
Holders Change %
+11.11%
% of All Funds
0.35%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
9
Reduced
4
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ECM
1
Evergreen Capital Management
Washington
$50.8M +$8.88M +216,055 +21%
HFM
2
Hartford Funds Management
Pennsylvania
$45M
LPL Financial
3
LPL Financial
California
$3.9M -$163K -3,955 -4%
Truist Financial
4
Truist Financial
North Carolina
$2.87M +$10K +244 +0.4%
Citadel Advisors
5
Citadel Advisors
Florida
$2.63M +$2.63M +63,947 New
Jane Street
6
Jane Street
New York
$1.77M +$1.04M +25,405 +143%
HighTower Advisors
7
HighTower Advisors
Illinois
$1.08M +$822 +20 +0.1%
Stifel Financial
8
Stifel Financial
Missouri
$1.05M +$116K +2,827 +12%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.02M -$21.1K -514 -2%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$313K +$41.1K +1,000 +15%
RCAG
11
Rehmann Capital Advisory Group
Michigan
$292K
CAAS
12
Capital Asset Advisory Services
Michigan
$278K -$120K -2,913 -30%
QCIG
13
Quad-Cities Investment Group
Iowa
$234K -$1.85K -45 -0.8%
APWA
14
Atlas Private Wealth Advisors
New Jersey
$232K +$210K +5,103 +936%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$191K
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$118K +$45.2K +1,100 +62%
NFG
17
Next Financial Group
Texas
$112K +$112K +2,714 New
UBS Group
18
UBS Group
Switzerland
$59K +$59K +1,435 New
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$12K +$82 +2 +0.7%
GWM
20
Geneos Wealth Management
Colorado
-$105K -2,573 Closed
Fidelity Investments
21
Fidelity Investments
Massachusetts
+$41 +1 New

TRPA Hedge Fund Activity: Q2 2021 in Review

20 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Hartford AAA CLO ETF (TRPA) for Q2 2021, worth a combined $112M — up 13% from $99.1M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new TRPA positions and 2 closed out — a net gain of 2 holders — while 9 added to existing stakes and 4 trimmed.

The largest buyer was Evergreen Capital Management, adding an estimated $8.88M. The largest seller was LPL Financial, cutting an estimated $163K.

  • 20 institutional investors held Hartford AAA CLO ETF (TRPA) as of Q2 2021, up from 18 in Q1 2021.
  • Funds reported $112M of Hartford AAA CLO ETF stock for Q2 2021, up 13% quarter-over-quarter.
  • 4 funds opened new Hartford AAA CLO ETF positions in Q2 2021 and 2 closed out, a net change of +2 holders.
  • The largest Hartford AAA CLO ETF buyer in Q2 2021 was Evergreen Capital Management, an estimated $8.88M added.
  • The largest Hartford AAA CLO ETF seller in Q2 2021 was LPL Financial, an estimated $163K sold.

Based on aggregated 13F filings for Q2 2021.