TRPA

Hartford AAA CLO ETF
TRPA

Overview Fund Activity

20 hedge funds and large institutions have $112M invested in Hartford AAA CLO ETF in 2021 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 4 reducing their positions, and 2 closing their positions.

Holders
20
Holders Change
+2
Holders Change %
+11.11%
% of All Funds
0.35%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
9
Reduced
4
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ECM
1
Evergreen Capital Management
Washington
$50.8M
2
Citadel Advisors
2
Citadel Advisors
Florida
$2.63M
3
Jane Street
3
Jane Street
New York
$1.77M
4
APWA
4
Atlas Private Wealth Advisors
New Jersey
$232K
5
Stifel Financial
5
Stifel Financial
Missouri
$1.06M

Top Sellers

1
LPL Financial
1
LPL Financial
California
$3.9M
2
CAAS
2
Capital Asset Advisory Services
Michigan
$278K
3
GWM
3
Geneos Wealth Management
Colorado
$0
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.02M
5
QCIG
5
Quad-Cities Investment Group
Iowa
$234K
Name Market Value Shares Shares
Change 		Shares
Change %
ECM
1
Evergreen Capital Management
Washington
$50.8M 1,237,140 +216,055 +21%
HFM
2
Hartford Funds Management
Pennsylvania
$45M 1,095,991 – –
LPL Financial
3
LPL Financial
California
$3.9M 95,054 -3,955 -4%
Truist Financial
4
Truist Financial
North Carolina
$2.87M 69,858 +244 +0.4%
Citadel Advisors
5
Citadel Advisors
Florida
$2.63M 63,947 +63,947 New
Jane Street
6
Jane Street
New York
$1.77M 43,172 +25,405 +143%
HighTower Advisors
7
HighTower Advisors
Illinois
$1.09M 26,418 +20 +0.1%
Stifel Financial
8
Stifel Financial
Missouri
$1.06M 25,686 +2,827 +12%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.02M 24,842 -514 -2%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$313K 7,626 +1,000 +15%
RCAG
11
Rehmann Capital Advisory Group
Michigan
$292K 7,112 – –
CAAS
12
Capital Asset Advisory Services
Michigan
$278K 6,750 -2,913 -30%
QCIG
13
Quad-Cities Investment Group
Iowa
$234K 5,690 -45 -0.8%
APWA
14
Atlas Private Wealth Advisors
New Jersey
$232K 5,648 +5,103 +936%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$191K 4,643 – –
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$118K 2,874 +1,100 +62%
NFG
17
Next Financial Group
Texas
$112K 2,714 +2,714 New
UBS Group
18
UBS Group
Switzerland
$59K 1,435 +1,435 New
Rockefeller Capital Management
19
Rockefeller Capital Management
New York
$12K 302 +2 +0.7%
GWM
20
Geneos Wealth Management
Colorado
– – -2,573 Closed
CAPTRUST Financial Advisors
21
CAPTRUST Financial Advisors
North Carolina
– – -1 Closed
CFGS
22
Concourse Financial Group Securities
Alabama
– – – –
Fidelity Investments
23
Fidelity Investments
Massachusetts
$0 1 +1 New