TRPA

Hartford AAA CLO ETF
TRPA

Overview Fund Activity

20 hedge funds and large institutions have $34.9M invested in Hartford AAA CLO ETF in 2023 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 5 closing their positions.

Holders
20
Holders Change
-2
Holders Change %
-9.09%
% of All Funds
0.32%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
8
Reduced
6
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Jane Street
1
Jane Street
New York
$4.76M
2
PAG
2
Private Advisor Group
New Jersey
$1.19M
3
CAN
3
Cetera Advisor Networks
California
$1.4M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$824K
5
AWS
5
Atria Wealth Solutions
New York
$945K

Top Sellers

1
FPIS
1
Financial Planning & Information Services
Wisconsin
$366K
2
Stifel Financial
2
Stifel Financial
Missouri
$221K
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
RCAG
4
Rehmann Capital Advisory Group
Michigan
$0
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
ECM
1
Evergreen Capital Management
Washington
$16.6M 436,110 +7,792 +2%
Jane Street
2
Jane Street
New York
$4.76M 125,356 +45,018 +56%
LPL Financial
3
LPL Financial
California
$4.18M 110,181 +11,449 +12%
CAN
4
Cetera Advisor Networks
California
$1.4M 36,811 +26,841 +269%
PAG
5
Private Advisor Group
New Jersey
$1.19M 31,387 +31,387 New
PFG
6
Prosperity Financial Group
California
$1.18M 31,151 -133 -0.4%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.09M 28,743 +15,937 +124%
AWS
8
Atria Wealth Solutions
New York
$945K 24,782 +16,811 +211%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$824K 21,703 +21,703 New
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$584K 15,375 +7,260 +89%
SPIA
11
Steward Partners Investment Advisory
New York
$380K 10,000 – –
QCIG
12
Quad-Cities Investment Group
Iowa
$376K 9,912 -857 -8%
FPIS
13
Financial Planning & Information Services
Wisconsin
$366K 9,630 -342,819 -97%
Truist Financial
14
Truist Financial
North Carolina
$342K 9,000 -1,342 -13%
Stifel Financial
15
Stifel Financial
Missouri
$221K 5,813 -11,394 -66%
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$203K 5,339 +15 +0.3%
Osaic Holdings
17
Osaic Holdings
Arizona
$78.9K 2,078 -1,201 -37%
BFEC
18
Benjamin F. Edwards & Company
Missouri
$52K 1,375 +1,375 New
WIM
19
Westside Investment Management
California
$45.6K 1,200 – –
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$17K 456 – –
Citadel Advisors
21
Citadel Advisors
Florida
– – -10,828 Closed
RCAG
22
Rehmann Capital Advisory Group
Michigan
– – -6,483 Closed
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
– – -6,307 Closed
MWP
24
Madison Wealth Partners
Wisconsin
– – -5,406 Closed
RCM
25
Raleigh Capital Management
North Carolina
– – -1,729 Closed
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