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TRPA

Hartford AAA CLO ETF

20 hedge funds and large institutions have $34.9M invested in Hartford AAA CLO ETF in 2023 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 6

6.12% more ownership

Funds ownership: 77.19%83.31% (+6.1%)

9% less funds holding

Funds holding: 2220 (-2)

18% less capital invested

Capital invested by funds: $42.5M → $34.9M (-$7.61M)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
20
Holders Change
-2
Holders Change %
-9.09%
% of All Funds
0.31%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
8
Reduced
6
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ECM
1
Evergreen Capital Management
Washington
$16.6M +$298K +7,792 +2%
Jane Street
2
Jane Street
New York
$4.76M +$1.72M +45,018 +56%
LPL Financial
3
LPL Financial
California
$4.18M +$437K +11,449 +12%
CAN
4
Cetera Advisor Networks
California
$1.4M +$1.02M +26,841 +269%
PAG
5
Private Advisor Group
New Jersey
$1.19M +$1.2M +31,387 New
PFG
6
Prosperity Financial Group
California
$1.18M -$5.08K -133 -0.4%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.09M +$609K +15,937 +124%
AWS
8
Atria Wealth Solutions
New York
$945K +$642K +16,811 +211%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$824K +$829K +21,703 New
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$584K +$277K +7,260 +89%
SPIA
11
Steward Partners Investment Advisory
New York
$380K
QCIG
12
Quad-Cities Investment Group
Iowa
$376K -$32.7K -857 -8%
FPIS
13
Financial Planning & Information Services
Wisconsin
$366K -$13.1M -342,819 -97%
Truist Financial
14
Truist Financial
North Carolina
$342K -$51.2K -1,342 -13%
Stifel Financial
15
Stifel Financial
Missouri
$221K -$435K -11,394 -66%
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$203K +$573 +15 +0.3%
Osaic Holdings
17
Osaic Holdings
Arizona
$78.9K -$45.9K -1,201 -37%
BFEC
18
Benjamin F. Edwards & Company
Missouri
$52K +$52.5K +1,375 New
WIM
19
Westside Investment Management
California
$45.6K
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$17K
Citadel Advisors
21
Citadel Advisors
Florida
-$413K -10,828 Closed
RCAG
22
Rehmann Capital Advisory Group
Michigan
-$247K -6,483 Closed
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
-$241K -6,307 Closed
MWP
24
Madison Wealth Partners
Wisconsin
-$206K -5,406 Closed
RCM
25
Raleigh Capital Management
North Carolina
-$66K -1,729 Closed

TRPA Hedge Fund Activity: Q2 2023 in Review

20 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Hartford AAA CLO ETF (TRPA) for Q2 2023, worth a combined $34.9M — down 18% from $42.5M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of TRPA and 3 opened new positions — a net loss of 2 holders — while 6 trimmed existing stakes and 8 added.

The largest buyer was Jane Street, adding an estimated $1.72M. The largest seller was Financial Planning & Information Services, cutting an estimated $13.1M.

  • 20 institutional investors held Hartford AAA CLO ETF (TRPA) as of Q2 2023, down from 22 in Q1 2023.
  • Funds reported $34.9M of Hartford AAA CLO ETF stock for Q2 2023, down 18% quarter-over-quarter.
  • 3 funds opened new Hartford AAA CLO ETF positions in Q2 2023 and 5 closed out, a net change of -2 holders.
  • The largest Hartford AAA CLO ETF buyer in Q2 2023 was Jane Street, an estimated $1.72M added.
  • The largest Hartford AAA CLO ETF seller in Q2 2023 was Financial Planning & Information Services, an estimated $13.1M sold.

Based on aggregated 13F filings for Q2 2023.