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TRPA

Hartford AAA CLO ETF

24 hedge funds and large institutions have $119M invested in Hartford AAA CLO ETF in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

20% more funds holding

Funds holding: 2024 (+4)

13% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 8

9.98% more ownership

Funds ownership: 147.4%157.38% (+10%)

6% more capital invested

Capital invested by funds: $112M → $119M (+$7.26M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
24
Holders Change
+4
Holders Change %
+20%
% of All Funds
0.42%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
5
Increased
9
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HFM
1
Hartford Funds Management
Pennsylvania
$44.9M +$7.51K +183 +0%
ECM
2
Evergreen Capital Management
Washington
$37.2M -$13.5M -329,408 -27%
Citadel Advisors
3
Citadel Advisors
Florida
$8.74M +$6.13M +149,345 +234%
RA
4
RFG Advisory
Alabama
$5.11M +$5.11M +124,647 New
Truist Financial
5
Truist Financial
North Carolina
$5.01M +$2.15M +52,368 +75%
LPL Financial
6
LPL Financial
California
$4.22M +$325K +7,909 +8%
FPIS
7
Financial Planning & Information Services
Wisconsin
$4.16M +$4.17M +101,652 New
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$2.36M +$2.37M +57,664 New
Jane Street
9
Jane Street
New York
$1.45M -$324K -7,888 -18%
HighTower Advisors
10
HighTower Advisors
Illinois
$1.06M -$26.3K -640 -2%
Stifel Financial
11
Stifel Financial
Missouri
$1.03M -$22.4K -546 -2%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$763K +$765K +18,645 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$553K -$465K -11,332 -46%
CAN
14
Claraphi Advisory Network
United States
$517K +$517K +12,612 New
APWA
15
Atlas Private Wealth Advisors
New Jersey
$478K +$247K +6,020 +107%
QCIG
16
Quad-Cities Investment Group
Iowa
$381K +$148K +3,619 +64%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$295K -$17.1K -416 -5%
RCAG
18
Rehmann Capital Advisory Group
Michigan
$291K
CAAS
19
Capital Asset Advisory Services
Michigan
$237K -$40.4K -985 -15%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$217K +$26.7K +651 +14%
NFG
21
Next Financial Group
Texas
$149K +$37.3K +910 +34%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$118K
UBS Group
23
UBS Group
Switzerland
$44K -$14.9K -364 -25%
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$12K +$41 +1 +0.3%

TRPA Hedge Fund Activity: Q3 2021 in Review

24 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Hartford AAA CLO ETF (TRPA) for Q3 2021, worth a combined $119M — up 6.5% from $112M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new TRPA positions and 1 closed out — a net gain of 4 holders — while 9 added to existing stakes and 8 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $6.13M. The largest seller was Evergreen Capital Management, cutting an estimated $13.5M.

  • 24 institutional investors held Hartford AAA CLO ETF (TRPA) as of Q3 2021, up from 20 in Q2 2021.
  • Funds reported $119M of Hartford AAA CLO ETF stock for Q3 2021, up 6.5% quarter-over-quarter.
  • 5 funds opened new Hartford AAA CLO ETF positions in Q3 2021 and 1 closed out, a net change of +4 holders.
  • The largest Hartford AAA CLO ETF buyer in Q3 2021 was Citadel Advisors, an estimated $6.13M added.
  • The largest Hartford AAA CLO ETF seller in Q3 2021 was Evergreen Capital Management, an estimated $13.5M sold.

Based on aggregated 13F filings for Q3 2021.