TRPA

Hartford AAA CLO ETF
TRPA

Overview Fund Activity

24 hedge funds and large institutions have $119M invested in Hartford AAA CLO ETF in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 1 closing their positions.

Holders
24
Holders Change
+4
Holders Change %
+20%
% of All Funds
0.42%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
5
Increased
9
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Citadel Advisors
1
Citadel Advisors
Florida
$8.74M
2
RA
2
RFG Advisory
Alabama
$5.11M
3
FPIS
3
Financial Planning & Information Services
Wisconsin
$4.16M
4
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$2.36M
5
Truist Financial
5
Truist Financial
North Carolina
$5.01M

Top Sellers

1
ECM
1
Evergreen Capital Management
Washington
$37.2M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$553K
3
Jane Street
3
Jane Street
New York
$1.45M
4
CAAS
4
Capital Asset Advisory Services
Michigan
$237K
5
HighTower Advisors
5
HighTower Advisors
Illinois
$1.06M
Name Market Value Shares Shares
Change 		Shares
Change %
HFM
1
Hartford Funds Management
Pennsylvania
$44.9M 1,096,174 +183 +0%
ECM
2
Evergreen Capital Management
Washington
$37.2M 907,732 -329,408 -27%
Citadel Advisors
3
Citadel Advisors
Florida
$8.74M 213,292 +149,345 +234%
RA
4
RFG Advisory
Alabama
$5.11M 124,647 +124,647 New
Truist Financial
5
Truist Financial
North Carolina
$5.01M 122,226 +52,368 +75%
LPL Financial
6
LPL Financial
California
$4.22M 102,963 +7,909 +8%
FPIS
7
Financial Planning & Information Services
Wisconsin
$4.16M 101,652 +101,652 New
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$2.36M 57,664 +57,664 New
Jane Street
9
Jane Street
New York
$1.45M 35,284 -7,888 -18%
HighTower Advisors
10
HighTower Advisors
Illinois
$1.06M 25,778 -640 -2%
Stifel Financial
11
Stifel Financial
Missouri
$1.03M 25,140 -546 -2%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$763K 18,645 +18,645 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$553K 13,510 -11,332 -46%
CAN
14
Claraphi Advisory Network
United States
$517K 12,612 +12,612 New
APWA
15
Atlas Private Wealth Advisors
New Jersey
$478K 11,668 +6,020 +107%
QCIG
16
Quad-Cities Investment Group
Iowa
$381K 9,309 +3,619 +64%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$295K 7,210 -416 -5%
RCAG
18
Rehmann Capital Advisory Group
Michigan
$291K 7,112 – –
CAAS
19
Capital Asset Advisory Services
Michigan
$237K 5,765 -985 -15%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$217K 5,294 +651 +14%
NFG
21
Next Financial Group
Texas
$149K 3,624 +910 +34%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$118K 2,874 – –
UBS Group
23
UBS Group
Switzerland
$44K 1,071 -364 -25%
Rockefeller Capital Management
24
Rockefeller Capital Management
New York
$12K 303 +1 +0.3%
Fidelity Investments
25
Fidelity Investments
Massachusetts
– – -1 Closed
1
2