TRPA

Hartford AAA CLO ETF
TRPA

Overview Fund Activity

27 hedge funds and large institutions have $87.8M invested in Hartford AAA CLO ETF in 2023 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 8 increasing their positions, 6 reducing their positions, and 2 closing their positions.

Holders
27
Holders Change
+8
Holders Change %
+42.11%
% of All Funds
0.4%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
10
Increased
8
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FP
1
Fiduciary Planning
Florida
$23.4M
2
LPL Financial
2
LPL Financial
California
$21.7M
3
Jane Street
3
Jane Street
New York
$9.13M
4
CWM
4
Centric Wealth Management
Illinois
$6.91M
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$1.7M

Top Sellers

1
ACA
1
Aptus Capital Advisors
Alabama
$0
2
MSA
2
McAlister Sweet & Associates
Texas
$0
3
ECM
3
Evergreen Capital Management
Washington
$11.1M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.15M
5
QCIG
5
Quad-Cities Investment Group
Iowa
$328K
Name Market Value Shares Shares
Change 		Shares
Change %
FP
1
Fiduciary Planning
Florida
$23.4M 599,405 +423,508 +241%
LPL Financial
2
LPL Financial
California
$21.7M 556,046 +419,166 +306%
ECM
3
Evergreen Capital Management
Washington
$11.1M 283,314 -78,569 -22%
Jane Street
4
Jane Street
New York
$9.13M 234,132 +177,394 +313%
CWM
5
Centric Wealth Management
Illinois
$6.91M 177,500 +177,500 New
RJFSA
6
Raymond James Financial Services Advisors
Florida
$3.15M 80,830 -43,242 -35%
Bank of Montreal
7
Bank of Montreal
Ontario, Canada
$1.7M 44,293 +44,293 New
FWM
8
ForthRight Wealth Management
Georgia
$1.56M 40,125 +16,120 +67%
FTUS
9
Flow Traders U.S.
New York
$1.47M 37,603 +37,603 New
PAG
10
Private Advisor Group
New Jersey
$1.38M 35,376 +5,237 +17%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.13M 28,926 +28,926 New
Osaic Holdings
12
Osaic Holdings
Arizona
$993K 25,425 +4,352 +21%
AWS
13
Atria Wealth Solutions
New York
$749K 19,189 – –
Stifel Financial
14
Stifel Financial
Missouri
$648K 16,633 +1,675 +11%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$634K 16,273 +600 +4%
SPIA
16
Steward Partners Investment Advisory
New York
$351K 9,000 – –
Citadel Advisors
17
Citadel Advisors
Florida
$345K 8,850 +8,850 New
QCIG
18
Quad-Cities Investment Group
Iowa
$328K 8,437 -1,531 -15%
Truist Financial
19
Truist Financial
North Carolina
$283K 7,255 -816 -10%
AWM
20
Avior Wealth Management
Nebraska
$269K 6,911 +6,911 New
JCM
21
Jacobi Capital Management
Pennsylvania
$214K 5,480 +5,480 New
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$203K 5,220 -135 -3%
CFS
23
CGC Financial Services
Oregon
$94.6K 2,427 +2,427 New
WIM
24
Westside Investment Management
California
$46.8K 1,200 – –
PTC
25
Private Trust Company
Ohio
$15.9K 408 +408 New
1
2