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TRPA

Hartford AAA CLO ETF

30 hedge funds and large institutions have $92.6M invested in Hartford AAA CLO ETF in 2025 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

78% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 9

11% more capital invested

Capital invested by funds: $83.3M → $92.6M (+$9.33M)

4.22% more ownership

Funds ownership: 79.29%83.51% (+4.2%)

3% more funds holding

Funds holding: 2930 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
30
Holders Change
+1
Holders Change %
+3.45%
% of All Funds
0.39%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
4
Increased
16
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FP
1
Fiduciary Planning
Florida
$24.1M -$159K -4,078 -0.7%
LPL Financial
2
LPL Financial
California
$13.9M +$2.18M +55,772 +18%
Raymond James Financial
3
Raymond James Financial
Florida
$7.16M +$102K +2,622 +1%
Goldman Sachs
4
Goldman Sachs
New York
$6.17M -$1M -25,745 -14%
FWM
5
ForthRight Wealth Management
Georgia
$5.49M -$237K -6,083 -4%
KAS
6
Kestra Advisory Services
Texas
$4.28M +$107K +2,736 +3%
ECM
7
Evergreen Capital Management
Washington
$3.93M -$24K -615 -0.6%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$3.73M -$115K -2,954 -3%
RIA
9
Regal Investment Advisors
Michigan
$3.07M +$3.08M +79,063 New
Mariner
10
Mariner
Kansas
$2.94M +$46.1K +1,182 +2%
Osaic Holdings
11
Osaic Holdings
Arizona
$2.77M +$167K +4,286 +6%
GSIAS
12
Garden State Investment Advisory Services
New Jersey
$2.16M +$104K +2,661 +5%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$2.02M +$1.58M +40,471 +350%
FHA
14
Flagship Harbor Advisors
Massachusetts
$1.65M +$968K +24,804 +140%
Citadel Advisors
15
Citadel Advisors
Florida
$1.62M +$536K +13,735 +49%
CF
16
Convergence Financial
Missouri
$1.59M +$937K +24,008 +143%
PAG
17
Private Advisor Group
New Jersey
$1.45M +$3.82K +98 +0.3%
Jane Street
18
Jane Street
New York
$1.43M +$935K +23,978 +187%
SWP
19
Stratos Wealth Partners
Ohio
$803K +$470K +12,046 +140%
Truist Financial
20
Truist Financial
North Carolina
$543K +$139K +3,551 +34%
KWM
21
Kingsview Wealth Management
Oregon
$299K -$37.8K -968 -11%
Stifel Financial
22
Stifel Financial
Missouri
$295K -$8.82K -226 -3%
OPWM
23
Oregon Pacific Wealth Management
Oregon
$276K +$975 +25 +0.4%
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$252K +$19.9K +509 +9%
AWM
25
Axxcess Wealth Management
California
$249K +$249K +6,392 New

TRPA Hedge Fund Activity: Q3 2025 in Review

30 of the 7,619 institutional investors tracked by Wall St. Rank reported a position in Hartford AAA CLO ETF (TRPA) for Q3 2025, worth a combined $92.6M — up 11% from $83.3M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new TRPA positions and 2 closed out — a net gain of 2 holders — while 16 added to existing stakes and 9 trimmed.

The largest buyer was Regal Investment Advisors, opening a new position worth an estimated $3.08M. The largest seller was Goldman Sachs, cutting an estimated $1M.

  • 30 institutional investors held Hartford AAA CLO ETF (TRPA) as of Q3 2025, up from 29 in Q2 2025.
  • Funds reported $92.6M of Hartford AAA CLO ETF stock for Q3 2025, up 11% quarter-over-quarter.
  • 4 funds opened new Hartford AAA CLO ETF positions in Q3 2025 and 2 closed out, a net change of +2 holders.
  • The largest Hartford AAA CLO ETF buyer in Q3 2025 was Regal Investment Advisors, an estimated $3.08M added.
  • The largest Hartford AAA CLO ETF seller in Q3 2025 was Goldman Sachs, an estimated $1M sold.

Based on aggregated 13F filings for Q3 2025.