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TRPA

Hartford AAA CLO ETF

16 hedge funds and large institutions have $88.1M invested in Hartford AAA CLO ETF in 2020 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 5

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

13.95% less ownership

Funds ownership: 138.48%124.53% (-14%)

16% less capital invested

Capital invested by funds: $105M → $88.1M (-$16.6M)

20% less funds holding

Funds holding: 2016 (-4)

80% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 5

Holders
16
Holders Change
-4
Holders Change %
-20%
% of All Funds
0.35%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
1
Increased
9
Reduced
5
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HFM
1
Hartford Funds Management
Pennsylvania
$45.5M -$661K -16,365 -1%
HIMCH
2
Hartford Investment Management Co (HIMCO)
Connecticut
$14.7M -$14.8M -366,211 -49%
Wellington Management Group
3
Wellington Management Group
Massachusetts
$9.37M
Truist Financial
4
Truist Financial
North Carolina
$4.16M +$24.9K +617 +0.6%
Citadel Advisors
5
Citadel Advisors
Florida
$3.74M +$3.71M +91,941 +1,574%
Jane Street
6
Jane Street
New York
$2.69M +$1.33M +32,888 +88%
LPL Financial
7
LPL Financial
California
$2.33M +$225K +5,586 +10%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.9M +$1.71M +42,483 +590%
HighTower Advisors
9
HighTower Advisors
Illinois
$1M -$1.23M -30,489 -54%
FHA
10
Flagship Harbor Advisors
Massachusetts
$839K +$36.3K +900 +4%
LI
11
LVZ Inc
Michigan
$708K +$541K +13,406 +262%
Stifel Financial
12
Stifel Financial
Missouri
$415K +$438K +10,850 New
CAAS
13
Capital Asset Advisory Services
Michigan
$393K +$66.1K +1,638 +20%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$216K -$40.6K -1,007 -15%
UBS Group
15
UBS Group
Switzerland
$161K +$159K +3,928 +1,455%
Northwestern Mutual Wealth Management
16
Northwestern Mutual Wealth Management
Wisconsin
$75K -$3.79K -94 -5%
FTUS
17
Flow Traders U.S.
New York
-$864K -21,130 Closed
LBD
18
Landsberg Bennett & Dubbaneh
Florida
-$716K -17,500 Closed
STA
19
Summit Trail Advisors
New York
-$308K -7,500 Closed
PA
20
PSI Advisors
Florida
-$82K -2,008 Closed

TRPA Hedge Fund Activity: Q1 2020 in Review

16 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in Hartford AAA CLO ETF (TRPA) for Q1 2020, worth a combined $88.1M — down 16% from $105M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of TRPA and 1 opened new positions — a net loss of 4 holders — while 5 trimmed existing stakes and 9 added.

The largest buyer was Citadel Advisors, adding an estimated $3.71M. The largest seller was Hartford Investment Management Co (HIMCO), cutting an estimated $14.8M.

  • 16 institutional investors held Hartford AAA CLO ETF (TRPA) as of Q1 2020, down from 20 in Q4 2019.
  • Funds reported $88.1M of Hartford AAA CLO ETF stock for Q1 2020, down 16% quarter-over-quarter.
  • 1 fund opened new Hartford AAA CLO ETF positions in Q1 2020 and 5 closed out, a net change of -4 holders.
  • The largest Hartford AAA CLO ETF buyer in Q1 2020 was Citadel Advisors, an estimated $3.71M added.
  • The largest Hartford AAA CLO ETF seller in Q1 2020 was Hartford Investment Management Co (HIMCO), an estimated $14.8M sold.

Based on aggregated 13F filings for Q1 2020.