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TRPA

Hartford AAA CLO ETF
TRPA

20 hedge funds and large institutions have $105M invested in Hartford AAA CLO ETF in 2019 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 5 increasing their positions, 1 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 1

400% more repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 1

67% more funds holding

Funds holding: 12 → 20 (+8)

5.18% more ownership

Funds ownership: 133.3% → 138.48% (+5.2%)

4% more capital invested

Capital invested by funds: $101M → $105M (+$4M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
20
Holders Change
+8
Holders Change %
+66.67%
% of All Funds
0.39%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
5
Reduced
1
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Truist Financial
Truist Financial
North Carolina
+$4.42M
2
Jane Street
Jane Street
New York
+$1.53M
3
FTUS
Flow Traders U.S.
New York
+$864K
4
LBD
Landsberg Bennett & Dubbaneh
Florida
+$716K
5
CAAS
Capital Asset Advisory Services
Michigan
+$337K

Top Sellers

Rank Fund Capital Flow
1
Citigroup
Citigroup
New York
-$602K
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$474K
Name Holding Trade Value Shares
Change 		Change in
Stake
HFM
1
Hartford Funds Management
Pennsylvania
$49.2M – – –
HIMCH
2
Hartford Investment Management Co (HIMCO)
Connecticut
$30.6M – – –
Wellington Management Group
3
Wellington Management Group
Massachusetts
$10M – – –
Truist Financial
4
Truist Financial
North Carolina
$4.42M +$4.42M +108,034 New
HighTower Advisors
5
HighTower Advisors
Illinois
$2.32M +$159K +3,878 +7%
LPL Financial
6
LPL Financial
California
$2.26M +$254K +6,210 +13%
Jane Street
7
Jane Street
New York
$1.53M +$1.53M +37,497 New
FTUS
8
Flow Traders U.S.
New York
$864K +$864K +21,130 New
FHA
9
Flagship Harbor Advisors
Massachusetts
$861K +$147K +3,600 +21%
LBD
10
Landsberg Bennett & Dubbaneh
Florida
$716K +$716K +17,500 New
CAAS
11
Capital Asset Advisory Services
Michigan
$338K +$337K +8,232 New
STA
12
Summit Trail Advisors
New York
$308K +$307K +7,500 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$294K – – –
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$272K -$474K -11,587 -64%
Citadel Advisors
15
Citadel Advisors
Florida
$239K +$239K +5,843 New
LI
16
LVZ Inc
Michigan
$209K +$209K +5,109 New
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$85K +$5.2K +127 +7%
PA
18
PSI Advisors
Florida
$82K +$82.2K +2,008 New
UBS Group
19
UBS Group
Switzerland
$11K +$11K +270 New
Citigroup
20
Citigroup
New York
– -$602K -14,739 Closed
Fidelity Investments
21
Fidelity Investments
Massachusetts
– +$368 +9 +900%

TRPA Hedge Fund Activity: Q4 2019 in Review

20 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Hartford AAA CLO ETF (TRPA) for Q4 2019, worth a combined $105M — up 4% from $101M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new TRPA positions and 1 closed out — a net gain of 9 holders — while 5 added to existing stakes and 1 trimmed.

The largest buyer was Truist Financial, opening a new position worth an estimated $4.42M. The largest seller was Citigroup, exiting entirely with an estimated $602K sold.

  • 20 institutional investors held Hartford AAA CLO ETF (TRPA) as of Q4 2019, up from 12 in Q3 2019.
  • Funds reported $105M of Hartford AAA CLO ETF stock for Q4 2019, up 4% quarter-over-quarter.
  • 10 funds opened new Hartford AAA CLO ETF positions in Q4 2019 and 1 closed out, a net change of +9 holders.
  • The largest Hartford AAA CLO ETF buyer in Q4 2019 was Truist Financial, an estimated $4.42M added.
  • The largest Hartford AAA CLO ETF seller in Q4 2019 was Citigroup, an estimated $602K sold.

Based on aggregated 13F filings for Q4 2019.