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TRPA

Hartford AAA CLO ETF

25 hedge funds and large institutions have $84M invested in Hartford AAA CLO ETF in 2022 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 2525 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

0% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 9

32% less capital invested

Capital invested by funds: $123M → $84M (-$39.2M)

48.5% less ownership

Funds ownership: 164.6%116.1% (-48%)

Holders
25
Holders Change
Holders Change %
0%
% of All Funds
0.39%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
9
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ECM
1
Evergreen Capital Management
Washington
$39.2M -$3.69M -92,498 -8%
FPIS
2
Financial Planning & Information Services
Wisconsin
$23.6M +$17.4M +437,014 +265%
Truist Financial
3
Truist Financial
North Carolina
$6.88M +$1.96M +49,203 +39%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$4.33M +$2.02M +50,717 +85%
LPL Financial
5
LPL Financial
California
$3.08M -$2.14M -53,522 -41%
Citadel Advisors
6
Citadel Advisors
Florida
$864K -$273K -6,845 -24%
Stifel Financial
7
Stifel Financial
Missouri
$746K -$139K -3,491 -15%
APWA
8
Atlas Private Wealth Advisors
New Jersey
$745K +$172K +4,305 +29%
HighTower Advisors
9
HighTower Advisors
Illinois
$724K -$268K -6,706 -27%
CAN
10
Claraphi Advisory Network
United States
$707K +$720K +18,035 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$625K -$1.09M -27,440 -63%
QCIG
12
Quad-Cities Investment Group
Iowa
$515K +$24.7K +619 +5%
SPIA
13
Steward Partners Investment Advisory
New York
$392K +$399K +10,000 New
RCAG
14
Rehmann Capital Advisory Group
Michigan
$279K
RA
15
RFG Advisory
Alabama
$207K -$4.77M -119,482 -96%
LFA
16
Laraway Financial Advisors
Minnesota
$201K +$205K +5,130 New
FCA
17
FinTrust Capital Advisors
South Carolina
$185K +$188K +4,715 New
Osaic Holdings
18
Osaic Holdings
Arizona
$170K +$12.8K +320 +8%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$129K -$49.6K -1,244 -27%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$126K +$11.9K +299 +10%
CAAS
21
Capital Asset Advisory Services
Michigan
$107K -$26.5K -664 -20%
UBS Group
22
UBS Group
Switzerland
$95K +$35.5K +890 +58%
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$12K +$80 +2 +0.7%
FCMA
24
Foresight Capital Management Advisors
Michigan
$7K +$7.62K +191 New
WIM
25
Westside Investment Management
California
$243

TRPA Hedge Fund Activity: Q1 2022 in Review

25 of the 6,341 institutional investors tracked by Wall St. Rank reported a position in Hartford AAA CLO ETF (TRPA) for Q1 2022, worth a combined $84M — down 32% from $123M a quarter earlier.

Fund positioning in TRPA was balanced in Q1 2022: 5 funds opened new positions, 5 closed out, 9 added to existing stakes and 9 trimmed.

The largest buyer was Financial Planning & Information Services, adding an estimated $17.4M. The largest seller was Hartford Funds Management, exiting entirely with an estimated $44.4M sold.

  • 25 institutional investors held Hartford AAA CLO ETF (TRPA) as of Q1 2022, unchanged from Q4 2021.
  • Funds reported $84M of Hartford AAA CLO ETF stock for Q1 2022, down 32% quarter-over-quarter.
  • 5 funds opened new Hartford AAA CLO ETF positions in Q1 2022 and 5 closed out, a net change of 0 holders.
  • The largest Hartford AAA CLO ETF buyer in Q1 2022 was Financial Planning & Information Services, an estimated $17.4M added.
  • The largest Hartford AAA CLO ETF seller in Q1 2022 was Hartford Funds Management, an estimated $44.4M sold.

Based on aggregated 13F filings for Q1 2022.