Financial Planning & Information Services’s Hartford AAA CLO ETF TRPA Stock Holding History

Financial Planning & Information Services’s Portfolio TRPA Stock Details TRPA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-9,630	Closed	-$366K	–	88
2023 Q2	$366K	Sell	9,630 -342,819	-97%	-$13.1M	0.07%	68
2023 Q1	$13.5M	Sell	352,449 -101,685	-22%	-$3.88M	2.61%	15
2022 Q4	$17.1M	Sell	454,134 -67,506	-13%	-$2.54M	3.63%	11
2022 Q3	$19.5M	Sell	521,640 -38,778	-7%	-$1.48M	4.73%	9
2022 Q2	$21.3M	Sell	560,418 -41,714	-7%	-$1.61M	5.2%	5
2022 Q1	$23.6M	Buy	602,132 +437,014	+265%	+$17.4M	5.27%	7
2021 Q4	$6.69M	Buy	165,118 +63,466	+62%	+$2.59M	1.65%	14
2021 Q3	$4.16M	Buy	+101,652	New	+$4.17M	1.13%	21

Other funds holding TRPA

ECM

Evergreen Capital Management Bellevue, Washington $4.62B AUM 25.58% 1-Year Est. Return

Fiduciary Planning Englewood, Florida $331M AUM 19.25% 1-Year Est. Return

ACA

Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

MSA

McAlister Sweet & Associates Houston, Texas $187M AUM 26.27% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

FWM

ForthRight Wealth Management Alpharetta, Georgia $353M AUM 12.98% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Financial Planning & Information Services's TRPA Position: Q3 2023 in Review

Financial Planning & Information Services sold out of Hartford AAA CLO ETF (TRPA) in Q3 2023, closing a stake of 9,630 shares — an estimated $366K sold.

Financial Planning & Information Services first reported a position in TRPA in Q3 2021 and held it in 8 quarters. The position peaked at $23.6M in Q1 2022. 19 funds tracked by Wall St. Rank hold TRPA as of Q3 2023.

Financial Planning & Information Services reported no remaining Hartford AAA CLO ETF position as of Q3 2023 after selling out during the quarter.
Financial Planning & Information Services sold 9,630 Hartford AAA CLO ETF shares in Q3 2023, an estimated $366K.
Financial Planning & Information Services first reported a position in Hartford AAA CLO ETF in Q3 2021 and held it in 8 quarters.
Financial Planning & Information Services's Hartford AAA CLO ETF position peaked at $23.6M in Q1 2022.
19 funds tracked by Wall St. Rank held Hartford AAA CLO ETF as of Q3 2023.

Based on Financial Planning & Information Services's 13F filing for Q3 2023, filed 14 Nov 2023.