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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.33B
AUM Growth
-$97.6M
Cap. Flow
-$81M
Cap. Flow %
-6.09%
Top 10 Hldgs %
22.26%
Holding
525
New
24
Increased
203
Reduced
214
Closed
59

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$3.95M
2
CINF icon
Cincinnati Financial
CINF
+$3.29M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.22M
4
KNSL icon
Kinsale Capital Group
KNSL
+$2.34M
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$2.15M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.4M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$7.09M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$5.29M
4
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$5.27M
5
CPRI icon
Capri Holdings
CPRI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Consumer Staples 5.12%
3 Healthcare 4.85%
4 Financials 4.3%
5 Consumer Discretionary 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRIG icon
126
Invesco Variable Rate Investment Grade ETF
VRIG
$1.85B
$2.69M 0.2%
107,294
+3,542
+3% +$89K
OEF icon
127
iShares S&P 100 ETF
OEF
$20.5B
$2.64M 0.2%
9,148
-54
-0.6% -$15.4K
MS icon
128
Morgan Stanley
MS
$340B
$2.64M 0.2%
20,995
+13,087
+165% +$1.61M
XLV icon
129
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$2.59M 0.19%
18,820
-1,309
-7% -$192K
LLY icon
130
Eli Lilly
LLY
$1.06T
$2.5M 0.19%
3,238
-1,350
-29% -$1.12M
KMI icon
131
Kinder Morgan
KMI
$68.7B
$2.49M 0.19%
90,782
+5,586
+7% +$146K
SO icon
132
Southern Company
SO
$107B
$2.48M 0.19%
30,117
+1,689
+6% +$148K
VSS icon
133
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$2.46M 0.19%
21,509
+1,401
+7% +$168K
ETN icon
134
Eaton
ETN
$174B
$2.46M 0.19%
7,418
-814
-10% -$286K
XLC icon
135
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$2.43M 0.18%
25,056
+3,500
+16% +$334K
FTA icon
136
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$2.35M 0.18%
30,719
+75
+0.2% +$5.97K
LOW icon
137
Lowe's Companies
LOW
$125B
$2.34M 0.18%
9,471
+531
+6% +$142K
RSP icon
138
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$2.32M 0.17%
13,258
-7,755
-37% -$1.4M
FXR icon
139
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$770M
$2.32M 0.17%
30,950
+1,808
+6% +$141K
KNSL icon
140
Kinsale Capital Group
KNSL
$8.51B
$2.3M 0.17%
+4,939
New +$2.34M
USMV icon
141
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$2.28M 0.17%
25,639
-2,950
-10% -$271K
MGK icon
142
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$2.26M 0.17%
32,835
-1,125
-3% -$75.7K
TDIV icon
143
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$2.22M 0.17%
28,307
-5,474
-16% -$439K
IUSV icon
144
iShares Core S&P US Value ETF
IUSV
$27.7B
$2.22M 0.17%
23,959
-419
-2% -$40.3K
SPGI icon
145
S&P Global
SPGI
$120B
$2.17M 0.16%
4,363
-43
-1% -$21.8K
RLY icon
146
State Street Multi-Asset Real Return ETF
RLY
$1.29B
$2.17M 0.16%
80,400
-2,708
-3% -$76.8K
QTEC icon
147
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$2.15M 0.16%
11,426
+467
+4% +$90.9K
FLTR icon
148
VanEck IG Floating Rate ETF
FLTR
$3.04B
$2.15M 0.16%
+84,363
New +$2.15M
VCLT icon
149
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$2.14M 0.16%
28,657
+2,263
+9% +$176K
RSG icon
150
Republic Services
RSG
$65.7B
$2.14M 0.16%
10,641
-171
-2% -$35.4K
4 5
6
7 8

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, Regal Investment Advisors held 525 positions worth $1.33B, down 6.8% from $1.43B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors withdrew a net $81M in Q4 2024, closing 59 positions and reducing 214 holdings. Its most notable exit was Janus Henderson AAA CLO ETF, an estimated $5.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.8% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Regal Investment Advisors opened a new position in Micron Technology worth $3.27M.

  • Regal Investment Advisors's largest Q4 2024 buy was Micron Technology: 38,829 shares worth $3.27M.
  • Regal Investment Advisors added most to Cincinnati Financial in Q4 2024, an estimated $3.29M increase.
  • Regal Investment Advisors's biggest Q4 2024 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.4M.
  • Regal Investment Advisors fully exited Janus Henderson AAA CLO ETF in Q4 2024, selling an estimated $5.29M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2024.
  • Regal Investment Advisors opened 24 new positions and closed 59 in Q4 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.33B.

Based on Regal Investment Advisors's 13F filing for Q4 2024, filed 13 Feb 2025.