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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.76%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$84.6M
AUM Growth
-$461M
Cap. Flow
-$468M
Cap. Flow %
-553.36%
Top 10 Hldgs %
70.59%
Holding
330
New
–
Increased
5
Reduced
23
Closed
302

Top Buys

Rank Stock Value
1
FM
iShares Frontier and Select EM ETF
FM
+$103K
2
VWOB icon
Vanguard Emerging Markets Government Bond ETF
VWOB
+$60.1K
3
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$25.8K
4
EWX icon
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
+$18.2K
5
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$9.48K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$29.2M
2
MSFT icon
Microsoft
MSFT
+$13.8M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$12.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.6M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$10.8M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
126
Intel
INTC
$513B
– –
-57,997
Closed -$3.47M
ITOT icon
127
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
– –
-128,724
Closed -$8.94M
IUSV icon
128
iShares Core S&P US Value ETF
IUSV
$27.7B
– –
-26,154
Closed -$1.37M
IVE icon
129
iShares S&P 500 Value ETF
IVE
$49.8B
– –
-3,566
Closed -$386K
IVW icon
130
iShares S&P 500 Growth ETF
IVW
$77.6B
– –
-23,156
Closed -$1.2M
IWD icon
131
iShares Russell 1000 Value ETF
IWD
$83.9B
– –
-1,830
Closed -$206K
IWM icon
132
iShares Russell 2000 ETF
IWM
$81.9B
– –
-12,242
Closed -$1.75M
IWN icon
133
iShares Russell 2000 Value ETF
IWN
$14.6B
– –
-4,605
Closed -$449K
IWP icon
134
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
– –
-8,032
Closed -$635K
IXN icon
135
iShares Global Tech ETF
IXN
$9.26B
– –
-25,758
Closed -$1.01M
IYF icon
136
iShares US Financials ETF
IYF
$4.39B
– –
-4,260
Closed -$235K
IYG icon
137
iShares US Financial Services ETF
IYG
$2.2B
– –
-16,032
Closed -$638K
IYH icon
138
iShares US Healthcare ETF
IYH
$3.71B
– –
-13,370
Closed -$577K
IYR icon
139
iShares US Real Estate ETF
IYR
$4.57B
– –
-8,469
Closed -$667K
IYW icon
140
iShares US Technology ETF
IYW
$25.5B
– –
-13,004
Closed -$877K
JLL icon
141
Jones Lang LaSalle
JLL
$16.7B
– –
-9,978
Closed -$1.03M
JNJ icon
142
Johnson & Johnson
JNJ
$625B
– –
-62,607
Closed -$8.8M
JPM icon
143
JPMorgan Chase
JPM
$950B
– –
-17,590
Closed -$1.66M
K
144
DELISTED
Kellanova
K
– –
-7,418
Closed -$460K
KBWD icon
145
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
– –
-17,572
Closed -$238K
KMB icon
146
Kimberly-Clark
KMB
$36.5B
– –
-18,153
Closed -$2.57M
KMI icon
147
Kinder Morgan
KMI
$68.7B
– –
-26,966
Closed -$409K
LEG icon
148
Leggett & Platt
LEG
$1.31B
– –
-37,935
Closed -$1.33M
LLY icon
149
Eli Lilly
LLY
$1.06T
– –
-4,129
Closed -$678K
LMBS icon
150
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.39B
– –
-26,602
Closed -$1.38M
4 5
6
7 8

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Regal Investment Advisors held 330 positions worth $84.6M, down 84% from $545M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $468M in Q3 2020, closing 302 positions and reducing 23 holdings. Its most notable exit was Microsoft, an estimated $13.8M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 1.5% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

Against the trend, Regal Investment Advisors added an estimated $103K to iShares Frontier and Select EM ETF.

  • Regal Investment Advisors added most to iShares Frontier and Select EM ETF in Q3 2020, an estimated $103K increase.
  • Regal Investment Advisors's biggest Q3 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $29.2M.
  • Regal Investment Advisors fully exited Microsoft in Q3 2020, selling an estimated $13.8M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $84.6M portfolio in Q3 2020.
  • Regal Investment Advisors opened 0 new positions and closed 302 in Q3 2020.
  • Regal Investment Advisors's portfolio value fell 84% quarter-over-quarter to $84.6M.

Based on Regal Investment Advisors's 13F filing for Q3 2020, filed 13 Nov 2020.