Regal Investment Advisors’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Regal Investment Advisors’s Portfolio LMBS Stock Details LMBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q1	–	Sell	-55,275	Closed	-$2.67M	–	593
2023 Q4	$2.67M	Sell	55,275 -1,091	-2%	-$51.7K	0.2%	132
2023 Q3	$2.66M	Buy	56,366 +1,827	+3%	+$86.9K	0.22%	122
2023 Q2	$2.6M	Buy	54,539 +1,725	+3%	+$82.7K	0.22%	119
2023 Q1	$2.53M	Buy	52,814 +1,099	+2%	+$52.6K	0.22%	122
2022 Q4	$2.45M	Sell	51,715 -1,431	-3%	-$67.6K	0.24%	111
2022 Q3	$2.52M	Sell	53,146 -970	-2%	-$46.8K	0.27%	101
2022 Q2	$2.61M	Buy	54,116 +3,365	+7%	+$163K	0.27%	97
2022 Q1	$2.48M	Buy	50,751 +1,225	+2%	+$60.7K	0.23%	109
2021 Q4	$2.48M	Buy	49,526 +2,102	+4%	+$106K	0.22%	110
2021 Q3	$2.4M	Sell	47,424 -861	-2%	-$43.7K	0.23%	113
2021 Q2	$2.46M	Buy	+48,285	New	+$2.47M	0.25%	99
2021 Q1	–	Sell	-56,884	Closed	-$2.93M	–	255
2020 Q4	$2.93M	Buy	+56,884	New	+$2.93M	0.33%	79
2020 Q3	–	Sell	-26,602	Closed	-$1.38M	–	150
2020 Q2	$1.38M	Buy	+26,602	New	+$1.37M	0.25%	99
2018 Q3	–	Sell	-4,053	Closed	-$207K	–	336
2018 Q2	$207K	Buy	+4,053	New	+$208K	0.06%	242

Other funds holding LMBS

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Regal Investment Advisors's LMBS Position: Q1 2024 in Review

Regal Investment Advisors sold out of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) in Q1 2024, closing a stake of 55,275 shares — an estimated $2.67M sold.

Regal Investment Advisors first reported a position in LMBS in Q2 2018 and held it in 14 quarters. The position peaked at $2.93M in Q4 2020. 375 funds tracked by Wall St. Rank hold LMBS as of Q1 2024.

Regal Investment Advisors reported no remaining First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position as of Q1 2024 after selling out during the quarter.
Regal Investment Advisors sold 55,275 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q1 2024, an estimated $2.67M.
Regal Investment Advisors first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q2 2018 and held it in 14 quarters.
Regal Investment Advisors's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $2.93M in Q4 2020.
375 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q1 2024.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.