We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+3%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$352M
AUM Growth
-$11.3M
Cap. Flow
-$20M
Cap. Flow %
-5.69%
Top 10 Hldgs %
17.53%
Holding
267
New
23
Increased
122
Reduced
99
Closed
8

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$1.32M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$956K
3
GLD icon
SPDR Gold Trust
GLD
+$800K
4
DBC icon
Invesco DB Commodity Index Tracking Fund
DBC
+$711K
5
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$647K

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.29M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.67M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.48M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.57M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.26M

Sector Composition

Rank Sector Weight
1 Healthcare 8.51%
2 Consumer Discretionary 8.08%
3 Financials 5.18%
4 Industrials 4.65%
5 Communication Services 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBC icon
126
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$728K 0.21%
+48,515
New +$711K
FDT icon
127
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$698K 0.2%
14,179
+1,163
+9% +$55.5K
INTC icon
128
Intel
INTC
$513B
$697K 0.2%
18,459
+2,228
+14% +$78.9K
KMB icon
129
Kimberly-Clark
KMB
$36.5B
$696K 0.2%
5,521
+101
+2% +$13.1K
FM
130
DELISTED
iShares Frontier and Select EM ETF
FM
$695K 0.2%
27,058
+254
+0.9% +$6.34K
FXH icon
131
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$691K 0.2%
11,349
-5,625
-33% -$342K
CVY icon
132
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$687K 0.19%
35,417
-10,479
-23% -$205K
SYY icon
133
Sysco
SYY
$40.3B
$683K 0.19%
13,935
+8
+0.1% +$411
IJT icon
134
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$682K 0.19%
9,940
-204
-2% -$13.8K
AAXJ icon
135
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$670K 0.19%
+11,076
New +$647K
EWJ icon
136
iShares MSCI Japan ETF
EWJ
$23B
$664K 0.19%
+13,236
New +$644K
TSS
137
DELISTED
Total System Services, Inc.
TSS
$661K 0.19%
14,023
– –
PSX icon
138
Phillips 66
PSX
$81.4B
$651K 0.18%
8,077
-427
-5% -$33.2K
VYM icon
139
Vanguard High Dividend Yield ETF
VYM
$82.8B
$645K 0.18%
8,947
-16,604
-65% -$1.21M
PBP icon
140
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$644K 0.18%
30,618
-13,851
-31% -$290K
BOND icon
141
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$640K 0.18%
5,928
+1,529
+35% +$164K
FDL icon
142
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
$631K 0.18%
23,147
– –
LEG icon
143
Leggett & Platt
LEG
$1.31B
$624K 0.18%
13,700
+500
+4% +$25.7K
SHY icon
144
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$623K 0.18%
7,328
-1,771
-19% -$151K
GOVT icon
145
iShares US Treasury Bond ETF
GOVT
$43.6B
$621K 0.18%
23,794
+548
+2% +$14.3K
GDX icon
146
VanEck Gold Miners ETF
GDX
$27.4B
$613K 0.17%
23,178
-3,083
-12% -$88.5K
IYH icon
147
iShares US Healthcare ETF
IYH
$3.54B
$610K 0.17%
20,305
-10,210
-33% -$312K
SCZ icon
148
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$610K 0.17%
11,637
+1,588
+16% +$80.5K
IDV icon
149
iShares International Select Dividend ETF
IDV
$8.51B
$605K 0.17%
20,196
+2,890
+17% +$85.4K
HP icon
150
Helmerich & Payne
HP
$3.71B
$595K 0.17%
8,834
-110
-1% -$6.9K
4 5
6
7 8

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Regal Investment Advisors held 267 positions worth $352M, down 3.1% from $364M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Regal Investment Advisors withdrew a net $20M in Q3 2016, closing 8 positions and reducing 99 holdings. Its most notable exit was Western Refining Inc, an estimated $2.25M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 8.5% of assets, up from 8.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Regal Investment Advisors opened a new position in Netflix worth $1.36M.

  • Regal Investment Advisors's largest Q3 2016 buy was Netflix: 138,310 shares worth $1.36M.
  • Regal Investment Advisors added most to iShares Core S&P Small-Cap ETF in Q3 2016, an estimated $956K increase.
  • Regal Investment Advisors's biggest Q3 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $4.29M.
  • Regal Investment Advisors fully exited Western Refining Inc in Q3 2016, selling an estimated $2.25M.
  • Regal Investment Advisors's ten largest holdings make up 18% of its $352M portfolio in Q3 2016.
  • Regal Investment Advisors opened 23 new positions and closed 8 in Q3 2016.
  • Regal Investment Advisors's portfolio value fell 3.1% quarter-over-quarter to $352M.

Based on Regal Investment Advisors's 13F filing for Q3 2016, filed 27 Oct 2016.