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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$405M
AUM Growth
+$31.8M
Cap. Flow
+$24.7M
Cap. Flow %
6.1%
Top 10 Hldgs %
19.08%
Holding
1,097
New
155
Increased
327
Reduced
249
Closed
92

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.18M
2
MON
Monsanto Co
MON
+$3.12M
3
WDR
Waddell & Reed Financial, Inc.
WDR
+$2.92M
4
GILD icon
Gilead Sciences
GILD
+$2.89M
5
PII icon
Polaris
PII
+$2.87M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$7.6M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.57M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.32M
4
RGR icon
Sturm, Ruger & Co
RGR
+$3.2M
5
PETM
PETSMART INC
PETM
+$3.16M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.15%
2 Financials 6.33%
3 Healthcare 6.27%
4 Consumer Staples 4.44%
5 Energy 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYY icon
126
Sysco
SYY
$40.3B
$789K 0.19%
20,900
+623
+3% +$24.5K
MOO icon
127
VanEck Agribusiness ETF
MOO
$969M
$765K 0.19%
14,279
-8,151
-36% -$440K
PFE icon
128
Pfizer
PFE
$153B
$751K 0.19%
22,758
+1,725
+8% +$54.8K
DVY icon
129
iShares Select Dividend ETF
DVY
$23.6B
$734K 0.18%
9,422
-1,277
-12% -$101K
FBT icon
130
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.83B
$727K 0.18%
6,145
-25
-0.4% -$2.83K
CINF icon
131
Cincinnati Financial
CINF
$27.1B
$720K 0.18%
13,512
+100
+0.7% +$5.24K
PCY icon
132
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$718K 0.18%
25,277
+483
+2% +$13.7K
STLD icon
133
Steel Dynamics
STLD
$37.6B
$676K 0.17%
33,650
+63
+0.2% +$1.17K
UNG icon
134
United States Natural Gas Fund
UNG
$455M
$676K 0.17%
+3,191
New +$728K
USO icon
135
United States Oil Fund
USO
$1.84B
$672K 0.17%
4,985
+4,952
+15,006% +$713K
FXZ icon
136
First Trust Materials AlphaDEX Fund
FXZ
$398M
$665K 0.16%
20,933
-22
-0.1% -$690
KMB icon
137
Kimberly-Clark
KMB
$36.5B
$650K 0.16%
6,064
-644
-10% -$71.1K
HDV
138
iShares Core High Dividend ETF
HDV
$14.9B
$640K 0.16%
42,640
-3,485
-8% -$53.3K
WMT icon
139
Walmart Inc
WMT
$890B
$636K 0.16%
23,205
+6,555
+39% +$186K
JXI icon
140
iShares Global Utilities ETF
JXI
$311M
$630K 0.16%
13,569
+297
+2% +$14.2K
SO icon
141
Southern Company
SO
$107B
$611K 0.15%
13,795
-659
-5% -$31.3K
VMBS icon
142
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
$608K 0.15%
11,376
-995
-8% -$53K
USRT icon
143
iShares Core US REIT ETF
USRT
$4.63B
$586K 0.14%
12,057
+3,040
+34% +$149K
IWD icon
144
iShares Russell 1000 Value ETF
IWD
$83.7B
$585K 0.14%
5,671
+500
+10% +$51.8K
FDL icon
145
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
$578K 0.14%
24,824
-305
-1% -$7.29K
OIH icon
146
VanEck Oil Services ETF
OIH
$1.92B
$571K 0.14%
+846
New +$578K
AEP icon
147
American Electric Power
AEP
$68.4B
$557K 0.14%
9,900
-300
-3% -$17.8K
SCZ icon
148
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$555K 0.14%
11,225
+726
+7% +$35.1K
VZ icon
149
Verizon
VZ
$196B
$550K 0.14%
11,320
+942
+9% +$45.5K
GDX icon
150
VanEck Gold Miners ETF
GDX
$27.4B
$547K 0.14%
+29,999
New +$612K
4 5
6
7 8

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Regal Investment Advisors held 1,097 positions worth $405M, up 8.5% from $373M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $24.7M of net new capital in Q1 2015, opening 155 new positions and adding to 327 existing holdings. Its largest new stake was Monsanto Co: 26,275 shares worth $2.96M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.1% of assets, down from 8.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was La-Z-Boy, an estimated $7.6M trimmed.

  • Regal Investment Advisors's largest Q1 2015 buy was Monsanto Co: 26,275 shares worth $2.96M.
  • Regal Investment Advisors added most to iShares Core S&P Mid-Cap ETF in Q1 2015, an estimated $4.18M increase.
  • Regal Investment Advisors's biggest Q1 2015 reduction was La-Z-Boy, cutting an estimated $7.6M.
  • Regal Investment Advisors fully exited PETSMART INC in Q1 2015, selling an estimated $3.16M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $405M portfolio in Q1 2015.
  • Regal Investment Advisors opened 155 new positions and closed 92 in Q1 2015.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $405M.

Based on Regal Investment Advisors's 13F filing for Q1 2015, filed 30 Apr 2015.