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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-0.47%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.33B
AUM Growth
-$97.6M
Cap. Flow
-$81M
Cap. Flow %
-6.09%
Top 10 Hldgs %
22.26%
Holding
525
New
24
Increased
203
Reduced
214
Closed
59

Top Buys

Rank Stock Value
1
MU icon
Micron Technology
MU
+$3.95M
2
CINF icon
Cincinnati Financial
CINF
+$3.29M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$3.22M
4
KNSL icon
Kinsale Capital Group
KNSL
+$2.34M
5
FLTR icon
VanEck IG Floating Rate ETF
FLTR
+$2.15M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.4M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$7.09M
3
JAAA icon
Janus Henderson AAA CLO ETF
JAAA
+$5.29M
4
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$5.27M
5
CPRI icon
Capri Holdings
CPRI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 9.44%
2 Consumer Staples 5.12%
3 Healthcare 4.85%
4 Financials 4.3%
5 Consumer Discretionary 3.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHYB icon
101
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$134M
$3.73M 0.28%
83,987
+1,169
+1% +$52.6K
VB icon
102
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$3.72M 0.28%
15,501
-2,658
-15% -$654K
JPM icon
103
JPMorgan Chase
JPM
$950B
$3.68M 0.28%
15,356
-1,105
-7% -$257K
JNK icon
104
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$3.59M 0.27%
37,577
-1,182
-3% -$114K
B
105
Barrick Mining
B
$73.2B
$3.57M 0.27%
230,266
-25,659
-10% -$467K
XLF icon
106
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$3.53M 0.27%
73,098
+22,223
+44% +$1.07M
TLH icon
107
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$3.51M 0.26%
35,307
-9,912
-22% -$1.03M
VXF icon
108
Vanguard Extended Market ETF
VXF
$31.9B
$3.47M 0.26%
18,282
+674
+4% +$130K
BAC icon
109
Bank of America
BAC
$442B
$3.46M 0.26%
78,767
+34,698
+79% +$1.53M
VWOB icon
110
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$3.4M 0.26%
53,813
+3,789
+8% +$245K
DUK icon
111
Duke Energy
DUK
$97.3B
$3.36M 0.25%
31,142
-3,147
-9% -$357K
HEFA icon
112
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.76B
$3.31M 0.25%
95,391
-110,263
-54% -$3.88M
GOVT icon
113
iShares US Treasury Bond ETF
GOVT
$43.8B
$3.28M 0.25%
142,562
-112,497
-44% -$2.57M
XLP icon
114
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$3.27M 0.25%
41,642
+461
+1% +$37.4K
SHY icon
115
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$3.27M 0.25%
39,863
-4,236
-10% -$348K
MU icon
116
Micron Technology
MU
$991B
$3.27M 0.25%
+38,829
New +$3.95M
DIVO icon
117
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.78B
$3.25M 0.24%
80,175
-20,974
-21% -$871K
FYX icon
118
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$3.11M 0.23%
30,741
+410
+1% +$42.3K
VYMI icon
119
Vanguard International High Dividend Yield ETF
VYMI
$21.3B
$3.07M 0.23%
45,240
-4,786
-10% -$338K
IWC icon
120
iShares Micro-Cap ETF
IWC
$1.5B
$3.06M 0.23%
23,434
+524
+2% +$68.2K
SCZ icon
121
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.6B
$2.95M 0.22%
48,546
+840
+2% +$53.4K
AVGO icon
122
Broadcom
AVGO
$2.04T
$2.93M 0.22%
12,628
-2,224
-15% -$411K
XOM icon
123
ExxonMobil
XOM
$634B
$2.85M 0.21%
26,485
-1,809
-6% -$212K
TLT icon
124
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$2.81M 0.21%
32,225
-5,236
-14% -$482K
IWF icon
125
iShares Russell 1000 Growth ETF
IWF
$128B
$2.77M 0.21%
27,580
+640
+2% +$62.9K
3 4
5
6 7

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2024 Portfolio in Review

As of Q4 2024, Regal Investment Advisors held 525 positions worth $1.33B, down 6.8% from $1.43B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors withdrew a net $81M in Q4 2024, closing 59 positions and reducing 214 holdings. Its most notable exit was Janus Henderson AAA CLO ETF, an estimated $5.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, up from 8.8% a quarter earlier, followed by Consumer Staples and Healthcare.

Against the trend, Regal Investment Advisors opened a new position in Micron Technology worth $3.27M.

  • Regal Investment Advisors's largest Q4 2024 buy was Micron Technology: 38,829 shares worth $3.27M.
  • Regal Investment Advisors added most to Cincinnati Financial in Q4 2024, an estimated $3.29M increase.
  • Regal Investment Advisors's biggest Q4 2024 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.4M.
  • Regal Investment Advisors fully exited Janus Henderson AAA CLO ETF in Q4 2024, selling an estimated $5.29M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2024.
  • Regal Investment Advisors opened 24 new positions and closed 59 in Q4 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.33B.

Based on Regal Investment Advisors's 13F filing for Q4 2024, filed 13 Feb 2025.