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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.14%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$373M
AUM Growth
+$42.1M
Cap. Flow
+$35.3M
Cap. Flow %
9.46%
Top 10 Hldgs %
21.59%
Holding
1,086
New
121
Increased
327
Reduced
243
Closed
144

Top Buys

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$12.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.16M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$3.77M
4
RGR icon
Sturm, Ruger & Co
RGR
+$2.89M
5
WFM
Whole Foods Market Inc
WFM
+$2.56M

Top Sells

Rank Stock Value
1
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.49M
2
PCYC
PHARMACYCLICS INC
PCYC
+$2.92M
3
KMR
KINDER MORGAN MANAGEMENT LLC
KMR
+$2.83M
4
EBAY icon
eBay
EBAY
+$2.42M
5
KO icon
Coca-Cola
KO
+$2.28M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.61%
2 Financials 5.71%
3 Healthcare 5.48%
4 Consumer Staples 4.32%
5 Energy 3.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DES icon
101
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$1.02M 0.27%
43,200
– –
FXH icon
102
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$1.01M 0.27%
16,680
– –
KO icon
103
Coca-Cola
KO
$374B
$994K 0.27%
23,533
-53,477
-69% -$2.28M
VWO icon
104
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$992K 0.27%
24,782
+7,380
+42% +$304K
CLX icon
105
Clorox
CLX
$12.8B
$971K 0.26%
9,314
-868
-9% -$86.8K
DVYE icon
106
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$970K 0.26%
23,185
+2,235
+11% +$97.2K
PG icon
107
Procter & Gamble
PG
$342B
$950K 0.25%
10,427
-2,524
-19% -$222K
EMLP icon
108
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$935K 0.25%
33,222
+7,469
+29% +$205K
PNC icon
109
PNC Financial Services
PNC
$101B
$903K 0.24%
9,902
-57
-0.6% -$4.94K
IYW icon
110
iShares US Technology ETF
IYW
$24.8B
$878K 0.24%
33,644
+260
+0.8% +$6.63K
DVY icon
111
iShares Select Dividend ETF
DVY
$23.5B
$850K 0.23%
10,699
-3,877
-27% -$299K
IVW icon
112
iShares S&P 500 Growth ETF
IVW
$77B
$828K 0.22%
29,688
+9,108
+44% +$249K
XLV icon
113
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
$826K 0.22%
12,086
+3,201
+36% +$214K
FGD icon
114
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.58B
$822K 0.22%
32,383
-1,746
-5% -$45.8K
AFL icon
115
Aflac
AFL
$64.5B
$806K 0.22%
26,372
+7,232
+38% +$214K
MMM icon
116
3M
MMM
$93.2B
$805K 0.22%
5,856
+909
+18% +$117K
SYY icon
117
Sysco
SYY
$40.4B
$805K 0.22%
20,277
-58,747
-74% -$2.28M
FXL icon
118
First Trust Technology AlphaDEX Fund
FXL
$2.72B
$801K 0.21%
23,204
+2
+0% +$66
DIS icon
119
Walt Disney
DIS
$182B
$791K 0.21%
8,396
+6,960
+485% +$627K
KMB icon
120
Kimberly-Clark
KMB
$36.1B
$775K 0.21%
6,708
-1,952
-23% -$217K
QCOM icon
121
Qualcomm
QCOM
$168B
$746K 0.2%
10,031
+303
+3% +$22.2K
EMR icon
122
Emerson Electric
EMR
$87.5B
$745K 0.2%
12,064
+1,240
+11% +$77.7K
SO icon
123
Southern Company
SO
$107B
$710K 0.19%
14,454
-2,578
-15% -$122K
HDV
124
iShares Core High Dividend ETF
HDV
$14.8B
$706K 0.19%
46,125
-4,990
-10% -$76.1K
PCY icon
125
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$698K 0.19%
24,794
+387
+2% +$11.1K
3 4
5
6 7

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Regal Investment Advisors held 1,086 positions worth $373M, up 13% from $331M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors deployed $35.3M of net new capital in Q4 2014, opening 121 new positions and adding to 327 existing holdings. Its largest new stake was CF Industries: 48,460 shares worth $2.64M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI All Country Asia ex Japan ETF, an estimated $3.49M trimmed.

  • Regal Investment Advisors's largest Q4 2014 buy was CF Industries: 48,460 shares worth $2.64M.
  • Regal Investment Advisors added most to La-Z-Boy in Q4 2014, an estimated $12.8M increase.
  • Regal Investment Advisors's biggest Q4 2014 reduction was iShares MSCI All Country Asia ex Japan ETF, cutting an estimated $3.49M.
  • Regal Investment Advisors fully exited PHARMACYCLICS INC in Q4 2014, selling an estimated $2.92M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $373M portfolio in Q4 2014.
  • Regal Investment Advisors opened 121 new positions and closed 144 in Q4 2014.
  • Regal Investment Advisors's portfolio value rose 13% quarter-over-quarter to $373M.

Based on Regal Investment Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.