Regal Investment Advisors’s WisdomTree US SmallCap Dividend Fund DES Stock Holding History

Regal Investment Advisors’s Portfolio DES Stock Details DES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-8,675	Closed	-$245K	–	489
2022 Q2	$245K	Hold	8,675	–	–	0.03%	416
2022 Q1	$276K	Hold	8,675	–	–	0.03%	433
2021 Q4	$285K	Hold	8,675	–	–	0.03%	439
2021 Q3	$267K	Buy	8,675 +975	+13%	+$30.6K	0.03%	447
2021 Q2	$246K	Buy	+7,700	New	+$249K	0.02%	461
2015 Q2	–	Sell	-43,200	Closed	-$1.04M	–	940
2015 Q1	$1.04M	Hold	43,200	–	–	0.26%	109
2014 Q4	$1.02M	Hold	43,200	–	–	0.27%	101
2014 Q3	$935K	Buy	+43,200	New	+$982K	0.28%	93

Other funds holding DES

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

M&T Bank Buffalo, New York $29.2B AUM 22.81% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Regal Investment Advisors's DES Position: Q3 2022 in Review

Regal Investment Advisors sold out of WisdomTree US SmallCap Dividend Fund (DES) in Q3 2022, closing a stake of 8,675 shares — an estimated $245K sold.

Regal Investment Advisors first reported a position in DES in Q3 2014 and held it in 8 quarters. The position peaked at $1.04M in Q1 2015. 284 funds tracked by Wall St. Rank hold DES as of Q3 2022.

Regal Investment Advisors reported no remaining WisdomTree US SmallCap Dividend Fund position as of Q3 2022 after selling out during the quarter.
Regal Investment Advisors sold 8,675 WisdomTree US SmallCap Dividend Fund shares in Q3 2022, an estimated $245K.
Regal Investment Advisors first reported a position in WisdomTree US SmallCap Dividend Fund in Q3 2014 and held it in 8 quarters.
Regal Investment Advisors's WisdomTree US SmallCap Dividend Fund position peaked at $1.04M in Q1 2015.
284 funds tracked by Wall St. Rank held WisdomTree US SmallCap Dividend Fund as of Q3 2022.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.