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WisdomTree US SmallCap Dividend Fund

134 hedge funds and large institutions have $485M invested in WisdomTree US SmallCap Dividend Fund in 2015 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 66 increasing their positions, 29 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

128% more repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 29

67% more funds holding in top 10

Funds holding in top 10: 35 (+2)

40% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 15

17% more capital invested

Capital invested by funds: $416M → $485M (+$69.3M)

8.85% more ownership

Funds ownership: 108.22%117.07% (+8.8%)

3% more funds holding

Funds holding: 130134 (+4)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1.58M

Holders
134
Holders Change
+4
Holders Change %
+3.08%
% of All Funds
3.57%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.13%
New
21
Increased
66
Reduced
29
Closed
15
Calls
Puts
$1.58M
Net Calls
-$1.58M
Net Calls Change
+$561K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$69.7M +$2.53M +107,508 +4%
UBS Group
2
UBS Group
Switzerland
$52.9M +$14.2M +604,104 +38%
Wells Fargo
3
Wells Fargo
California
$31.8M +$1.65M +70,014 +6%
Bank of America
4
Bank of America
North Carolina
$27.1M +$3.34M +141,978 +14%
BUB
5
BBVA USA Bancshares
Texas
$21.2M -$1.92M -81,495 -8%
UCFA
6
United Capital Financial Advisors
Texas
$20.6M +$20.7M +878,760 New
PP
7
Palladium Partners
Virginia
$19.1M +$683K +29,010 +4%
LPL Financial
8
LPL Financial
California
$17M +$670K +28,491 +4%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$17M +$266K +11,283 +2%
Creative Planning
10
Creative Planning
Kansas
$10.2M +$110K +4,683 +1%
HCM
11
Hengehold Capital Management
Ohio
$9.89M +$512K +21,747 +6%
SWM
12
SVA Wealth Management
Wisconsin
$9.1M +$1.84M +78,000 +26%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$8.59M +$7.7M +327,153 +1,078%
PFM
14
Parsec Financial Management
North Carolina
$8.38M +$3.73M +158,373 +83%
Goldman Sachs
15
Goldman Sachs
New York
$8.23M +$973K +41,358 +14%
GWM
16
Gupta Wealth Management
California
$8.12M +$7.95M +337,869 New
CLA
17
Cranberry Lake Advisors
Texas
$7.53M +$176K +7,500 +2%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$6.94M +$4.11M +174,801 +153%
SIA
19
Starfire Investment Advisers
Michigan
$6.61M +$6.47M +275,022 New
AssetMark Inc
20
AssetMark Inc
California
$5.83M +$742K +31,518 +15%
JWM
21
Jacobus Wealth Management
Wisconsin
$5.41M +$331K +14,085 +7%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$5.34M +$2.26M +96,138 +76%
OCG
23
Opus Capital Group
Ohio
$5.29M +$172K +7,308 +3%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$4.87M +$196K +8,328 +4%
EAM
25
Evanson Asset Management
California
$4.72M +$247K +10,503 +6%

DES Hedge Fund Activity: Q1 2015 in Review

134 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q1 2015, worth a combined $485M — up 17% from $416M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new DES positions and 15 closed out — a net gain of 6 holders — while 66 added to existing stakes and 29 trimmed.

The largest buyer was United Capital Financial Advisors, opening a new position worth an estimated $20.7M. The largest seller was Cumberland Advisors, exiting entirely with an estimated $4.02M sold.

  • 134 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q1 2015, up from 130 in Q4 2014.
  • Funds reported $485M of WisdomTree US SmallCap Dividend Fund stock for Q1 2015, up 17% quarter-over-quarter.
  • 21 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q1 2015 and 15 closed out, a net change of +6 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q1 2015 was United Capital Financial Advisors, an estimated $20.7M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q1 2015 was Cumberland Advisors, an estimated $4.02M sold.

Based on aggregated 13F filings for Q1 2015.