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WisdomTree US SmallCap Dividend Fund

189 hedge funds and large institutions have $697M invested in WisdomTree US SmallCap Dividend Fund in 2017 Q1 according to their latest regulatory filings, with 32 funds opening new positions, 82 increasing their positions, 47 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

105% more call options, than puts

Call options by funds: $1.79M | Put options by funds: $873K

100% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 16

74% more repeat investments, than reductions

Existing positions increased: 82 | Existing positions reduced: 47

8% more funds holding

Funds holding: 175189 (+14)

6% less capital invested

Capital invested by funds: $741M → $697M (-$43.6M)

8.96% less ownership

Funds ownership: 112.47%103.51% (-9%)

42% less funds holding in top 10

Funds holding in top 10: 127 (-5)

Holders
189
Holders Change
+14
Holders Change %
+8%
% of All Funds
4.7%
Holding in Top 10
7
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-41.67%
% of All Funds
0.17%
New
32
Increased
82
Reduced
47
Closed
16
Calls
$1.79M
Puts
$873K
Net Calls
+$917K
Net Calls Change
+$1.76M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$96.5M +$3.45M +127,416 +4%
UBS Group
2
UBS Group
Switzerland
$53.4M +$848K +31,302 +2%
Wells Fargo
3
Wells Fargo
California
$43.1M +$3.46M +127,524 +9%
Bank of America
4
Bank of America
North Carolina
$39.6M +$4.08M +150,522 +11%
UCFA
5
United Capital Financial Advisors
Texas
$23.3M -$226K -8,346 -1%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$22.9M +$1.28M +47,085 +6%
LPL Financial
7
LPL Financial
California
$22.6M +$932K +34,383 +4%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$21.1M +$1.52M +55,968 +8%
PP
9
Palladium Partners
Virginia
$20.9M -$35.5K -1,311 -0.2%
Creative Planning
10
Creative Planning
Kansas
$20.7M +$355K +13,083 +2%
PFM
11
Parsec Financial Management
North Carolina
$15.6M +$1.63M +60,303 +12%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$15.4M -$350K -12,933 -2%
PV
13
Private Vista
Illinois
$13.4M -$5M -184,545 -27%
AssetMark Inc
14
AssetMark Inc
California
$13M +$561K +20,712 +4%
RJA
15
Raymond James & Associates
Florida
$11.5M +$1.42M +52,563 +14%
OCG
16
Opus Capital Group
Ohio
$10.7M -$227K -8,379 -2%
HNB
17
Huntington National Bank
Ohio
$10.6M
CLA
18
Cranberry Lake Advisors
Texas
$9.17M +$406K +15,000 +5%
SIA
19
Starfire Investment Advisers
Michigan
$8.74M +$42.9K +1,584 +0.5%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$8.32M +$1.01M +37,119 +14%
EWMCB
21
EisnerAmper Wealth Management Corporate Benefits
New Jersey
$7.87M +$380K +14,040 +5%
JCM
22
Janney Capital Management
Pennsylvania
$7.69M -$153K -5,646 -2%
JWM
23
Jacobus Wealth Management
Wisconsin
$7.69M +$151K +5,580 +2%
DWM
24
Destination Wealth Management
California
$7.48M +$603K +22,242 +9%
Ameriprise
25
Ameriprise
Minnesota
$7.47M +$4.2M +155,091 +126%

DES Hedge Fund Activity: Q1 2017 in Review

189 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q1 2017, worth a combined $697M — down 5.9% from $741M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new DES positions and 16 closed out — a net gain of 16 holders — while 82 added to existing stakes and 47 trimmed.

The largest buyer was Ameriprise, adding an estimated $4.2M. The largest seller was Hengehold Capital Management, cutting an estimated $20.7M.

  • 189 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q1 2017, up from 175 in Q4 2016.
  • Funds reported $697M of WisdomTree US SmallCap Dividend Fund stock for Q1 2017, down 5.9% quarter-over-quarter.
  • 32 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q1 2017 and 16 closed out, a net change of +16 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q1 2017 was Ameriprise, an estimated $4.2M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q1 2017 was Hengehold Capital Management, an estimated $20.7M sold.

Based on aggregated 13F filings for Q1 2017.