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WisdomTree US SmallCap Dividend Fund

143 hedge funds and large institutions have $456M invested in WisdomTree US SmallCap Dividend Fund in 2016 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 55 increasing their positions, 54 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 69 (+3)

3% more capital invested

Capital invested by funds: $441M → $456M (+$15M)

2% more repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 54

1.94% less ownership

Funds ownership: 115.06%113.13% (-1.9%)

3% less funds holding

Funds holding: 147143 (-4)

15% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 13

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $845K

Holders
143
Holders Change
-4
Holders Change %
-2.72%
% of All Funds
3.81%
Holding in Top 10
9
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+50%
% of All Funds
0.24%
New
11
Increased
55
Reduced
54
Closed
13
Calls
Puts
$845K
Net Calls
-$845K
Net Calls Change
-$845K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$55.7M -$1.93M -92,487 -4%
UBS Group
2
UBS Group
Switzerland
$33.1M -$5.76M -276,477 -16%
Wells Fargo
3
Wells Fargo
California
$31.9M +$2.02M +96,837 +7%
LPL Financial
4
LPL Financial
California
$24.4M +$126K +6,060 +0.6%
Bank of America
5
Bank of America
North Carolina
$21.4M -$1.14M -54,498 -6%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$20.4M +$716K +34,323 +4%
UCFA
7
United Capital Financial Advisors
Texas
$19.9M +$161K +7,710 +0.9%
PV
8
Private Vista
Illinois
$18.7M +$2.11M +100,986 +15%
PP
9
Palladium Partners
Virginia
$17.2M +$42.7K +2,049 +0.3%
Creative Planning
10
Creative Planning
Kansas
$11.8M +$1.31M +63,018 +14%
PFM
11
Parsec Financial Management
North Carolina
$11M +$348K +16,671 +4%
AssetMark Inc
12
AssetMark Inc
California
$10.5M +$3.12M +149,400 +48%
SWM
13
SVA Wealth Management
Wisconsin
$10.3M +$514K +24,669 +6%
HCM
14
Hengehold Capital Management
Ohio
$9.79M +$12.1K +582 +0.1%
OCG
15
Opus Capital Group
Ohio
$9.01M +$569K +27,276 +7%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$8.53M -$250K -11,988 -3%
SIA
17
Starfire Investment Advisers
Michigan
$6.65M +$213K +10,200 +4%
CLA
18
Cranberry Lake Advisors
Texas
$6.53M -$1.88M -90,000 -24%
Goldman Sachs
19
Goldman Sachs
New York
$6.4M +$3.59M +172,101 +161%
EWMCB
20
EisnerAmper Wealth Management Corporate Benefits
New Jersey
$6M +$276K +13,236 +5%
GWM
21
Gupta Wealth Management
California
$5.94M -$239K -11,463 -4%
JWM
22
Jacobus Wealth Management
Wisconsin
$5.71M -$23.5K -1,125 -0.4%
BFG
23
Beacon Financial Group
Texas
$5.1M +$50.9K +2,439 +1%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$4.92M -$76.1K -3,648 -2%
TA
25
TMD & Associates
Arizona
$4.42M -$2.7M -129,567 -40%

DES Hedge Fund Activity: Q1 2016 in Review

143 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Dividend Fund (DES) for Q1 2016, worth a combined $456M — up 3.4% from $441M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of DES and 11 opened new positions — a net loss of 2 holders — while 54 trimmed existing stakes and 55 added.

The largest buyer was IFP Advisors, adding an estimated $3.68M. The largest seller was UBS Group, cutting an estimated $5.76M.

  • 143 institutional investors held WisdomTree US SmallCap Dividend Fund (DES) as of Q1 2016, down from 147 in Q4 2015.
  • Funds reported $456M of WisdomTree US SmallCap Dividend Fund stock for Q1 2016, up 3.4% quarter-over-quarter.
  • 11 funds opened new WisdomTree US SmallCap Dividend Fund positions in Q1 2016 and 13 closed out, a net change of -2 holders.
  • The largest WisdomTree US SmallCap Dividend Fund buyer in Q1 2016 was IFP Advisors, an estimated $3.68M added.
  • The largest WisdomTree US SmallCap Dividend Fund seller in Q1 2016 was UBS Group, an estimated $5.76M sold.

Based on aggregated 13F filings for Q1 2016.